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Proper pushforward of cycles and the norm formula

Statement

Assume the Axiom of Choice (The Axiom of Choice) inherited from the proper/quasi-finite and scheme base-change suppliers. Let k be a field and let f:X→Y be a proper morphism of schemes locally of finite type over k (Proper morphisms, Locally finite type and finite type morphisms). For an integral closed subscheme V⊆X with generic point η, let W=f(V)‾⊆Y with the reduced structure, an integral closed subscheme (Scheme-theoretic image, Proper morphisms are closed). Define f∗[V]:={[k(V):k(W)]⋅[W],dim⁡W=dim⁡V,0,dim⁡W<dim⁡V, where k(V), k(W) are the function fields (Sheaf total quotient rings) and [k(V):k(W)] is the extension degree (The degree [K:F]=dim⁡FK of a finite field extension), finite because a dominant morphism V→W of integral finite-type k-schemes with dim⁡V=dim⁡W has algebraic, hence finite, function field extension. Extending Z-linearly gives f∗:Zd(X)→Zd(Y) for all d. Then:

  1. f∗ is a homomorphism of graded groups and f∗(Rat⁡d(X))⊆Rat⁡d(Y), so it descends to f∗:Ad(X)→Ad(Y) (Rational equivalence and the Chow group of cycles).
  2. (Functoriality) id⁡∗=id⁡ and (g∘f)∗=g∗∘f∗ for proper f,g; the degree is multiplicative in towers of finite function-field extensions.
  3. (Base change) For a cartesian square with g flat of pure relative dimension n and proper f, the compatibility of lem-pushforward-pullback-compatibility-chow holds.
  4. (Normalization) If f is finite flat of constant degree n between integral schemes of the same dimension, then f∗[X]=n[Y].

Point (1) is the nontrivial assertion: for W⊆X integral of dimension d+1 and r∈k(W)∗ one has f∗(div⁡W(r))=div⁡f(W)(Nk(W)/k(f(W))(r)) when dim⁡f(W)=dim⁡W, and f∗(div⁡W(r))=0 when dim⁡f(W)<dim⁡W; here N is the field norm.

Facts & Assumptions

Given: the Axiom of Choice; a proper morphism f:X→Y of schemes locally of finite type over k; an integral closed subscheme V⊆X with function field L=k(V) and image W with function field K=k(W).

[F1]

V is integral and locally of finite type over k; each nonempty affine chart is of finite type and has the same function field, W is integral of dimension at most dim⁡V, and L/K is finitely generated; if dim⁡W=dim⁡V then L/K is algebraic, hence finite of degree [L:K], by the dimension-transcendence-degree theorem (Integral schemes, Proper morphisms are closed, Scheme-theoretic image, Affine-domain dimension equals transcendence degree, The degree [K:F]=dim⁡FK of a finite field extension). A dense open subscheme of V has the same function field, and the relative algebraic-constants lemma supplies the finiteness statements for dominant finite-type morphisms of integral schemes (A finite-type field has finite relative algebraic constants).

[F2]

Cycles and rational equivalence: Zd and Rat⁡d are as in Algebraic cycles and the cycle group of a scheme of finite type over a field and Rational equivalence and the Chow group of cycles, with divisor cycles div⁡W(r)=∑Zord⁡OW,Z(r)[Z] computed by the order function of The order function of a one-dimensional Noetherian local domain; the order function is multiplicative, additive on products and normalized so that ord⁡ is the valuation on a discrete valuation ring.

[F3]

Length is additive in short exact sequences and a finitely generated module over a one-dimensional Noetherian local domain has finite length after quotient by a nonzerodivisor (Module length is additive in short exact sequences, The order function of a one-dimensional Noetherian local domain).

[F4]

A proper quasi-finite morphism is finite, and the quasi-finite locus of a finite type morphism is open (A proper quasi-finite morphism is finite, The quasi-finite locus of a finite-type algebra is open).

Proof

technique · direct; define the pushforward of cycles, prove the norm formula by a finite lattice-index computation, and handle the dimension-drop cases by the degree of principal divisors on proper curves
1.1F1F2given

The cycle pushforward. The closure W of f(V) is closed by properness and irreducible, and we give it the reduced structure, so W is integral with function field K; dim⁡W≤dim⁡V and [L:K] is finite when dim⁡W=dim⁡V by [F1]. The displayed formula therefore defines a graded homomorphism f∗:Zd(X)→Zd(Y), since integral closed subschemes of a fixed dimension form a basis of Zd and the coefficient is an integer. For a dense open U⊆V one has f(U)‾=W and k(U)=k(V), so the definition is insensitive to replacing V by a dense open.

1.2F2F3algebra

The finite norm-order formula. Let (A,m) be a one-dimensional Noetherian local domain with fraction field K, and let B be a finite domain over A with fraction field L, finite over K. The ring B is semilocal; for r∈L∗, ord⁡A(NL/K(r))=∑q∈Max⁡(B)[κ(q):κ(A)]ord⁡Bq(r). To prove this, call a finite torsion-free A-submodule of L spanning L a full lattice. Any two full lattices are commensurable, so for such lattices set δ(M,N)=ℓA(M/(M∩N))−ℓA(N/(M∩N)). Length additivity makes δ additive in chains of lattices; a K-linear isomorphism preserves it. Consequently g↦δ(M,gM) is a homomorphism GL⁡n(K)→Z, independent of the chosen full lattice M, where n=[L:K]. For M=An, a diagonal matrix has index the sum of the orders of its diagonal entries. For an elementary transvection Eij(u) with u∈K, put I={a∈A:ua∈A}. The intersection of An and Eij(u)An has the same coordinates as An except for the jth coordinate, which is I; both quotients by this intersection are isomorphic to A/I, so the index is zero. Gaussian elimination therefore gives δ(M,gM)=ord⁡A(det⁡g) for every g∈GL⁡n(K). Apply this to multiplication by r on the lattice B: its determinant is NL/K(r). Write r=a/b with nonzero a,b∈B. Translation by b and additivity of δ give ord⁡A(NL/K(r))=ℓA(B/aB)−ℓA(B/bB). For any nonzero a∈B, the quotient B/aB is a zero-dimensional Noetherian ring, hence has finite length; as a B-module it has a composition series whose simple factors are the residue fields at maximal ideals of B. Thus ℓA(B/aB)=∑q[κ(q):κ(A)]ℓBq(Bq/aBq). Subtracting the analogous equality for b proves the formula by the definition of the order function.

2.1F4F1step 1.2algebra

Equal-dimensional images. Suppose dim⁡W=dim⁡V=d+1. Let T⊆W be an integral closed subscheme of dimension d, with generic point ζ. The fibre of V→W over ζ is zero-dimensional: a positive-dimensional component would have closure of dimension at least d+1 in the integral scheme V, hence would be all of V, contradicting dominance. Thus V→W is quasi-finite at every point over ζ. Its quasi-finite locus is open, and properness lets us shrink around ζ so that the restriction is proper quasi-finite, hence finite by [F4]. The resulting finite algebra over A=OW,ζ is a domain finite over A, and its maximal ideals correspond to the codimension-one subschemes of V mapping onto T. The formula in step 1.2 says that the coefficient of [T] in div⁡W(Nk(V)/k(W)(r)) is ∑Z↦T[k(Z):k(T)]ord⁡OV,Z(r), which is exactly the coefficient of [T] in f∗div⁡V(r). Codimension-one subschemes of V whose image has dimension less than d push forward to zero and do not contribute to the divisor on W. Equality at every such T proves f∗div⁡V(r)=div⁡W(Nk(V)/k(W)(r))..

2.2F1step 1.1algebra

Functoriality. For the identity morphism the formula is [k(V):k(V)][V]=[V]. For proper composable f:X→Y, g:Y→Z and an integral V⊆X with closure W=f(V)‾ and closure T=g(W)‾, the function field degrees multiply in the tower k(T)⊆k(W)⊆k(V) when all three dimensions agree, both sides give [k(V):k(T)][T], and if either dimension drops then both composites give zero; a proper morphism carries a locally finite family of integral closed subschemes to a locally finite family, so the identity extends to locally finite cycles.

3.1F1F2step 2.1algebra

Dimension drop. If dim⁡W≤dim⁡V−2, every codimension-one subscheme Z⊂V has dimension dim⁡V−1, while dim⁡f(Z)≤dim⁡W≤dim⁡V−2<dim⁡Z; hence its pushforward is zero. Suppose instead that dim⁡V=d+1 and dim⁡W=d. The generic fibre C=V×WSpec⁡k(W) is a proper integral curve over K=k(W). Codimension-one subschemes of V that dominate W correspond to closed points x of C, and their contribution to the coefficient of [W] in f∗div⁡V(r) is ∑x∈C closed[k(x):K]ord⁡OC,x(r). This degree is zero. Indeed, if r is constant its divisor is zero. Otherwise let Γ be the closure of the graph of the rational map r:C⇢PK1. The projections p:Γ→C and q:Γ→PK1 are proper; p is birational, while q is nonconstant, hence quasi-finite and finite. Since the local rings of PK1 are fields or discrete valuation rings and Γ is integral, the finite morphism q is flat of some degree e. The equal-dimensional formula of step 2.1 gives p∗div⁡Γ(r)=div⁡C(r), and div⁡Γ(r)=q∗[0]−q∗[∞]. Both fibres have degree e over K, so the displayed sum is e−e=0. This proves f∗div⁡V(r)=0 in the remaining case as well.

4.1F1step 1.1givenalgebra∎

Base change and finite flat normalization. Consider a cartesian square with f:X→Y proper and g:Y′→Y flat of pure relative dimension n, and write f′:X′=X×YY′→Y′ and g′:X′→X. For an integral d-dimensional V⊆X, put W=f(V)‾ and e=dim⁡V−dim⁡W. If e>0, both g∗f∗[V] and f∗′g′∗[V] are zero: every component of the flat pullback of V has dimension d+n, while its image has dimension at most dim⁡W+n<d+n. If e=0, set m=[k(V):k(W)]. For each component Wi of g−1(W), let Ci be the Artinian local ring of W×YY′ at its generic point. Flat pullback gives coefficient ℓ(Ci) on [Wi]. The generic algebra of V×YY′ over Ci is Ci⊗k(W)k(V), a free Ci-module of rank m. Decomposing it into its Artinian local factors shows that the sum of the generic lengths of the components above Wi, weighted by their function-field degrees over k(Wi), is mℓ(Ci). These are precisely the coefficients of [Wi] in f∗′g′∗[V] and g∗f∗[V], respectively. Hence the base-change identity holds on cycles and therefore on Chow groups. Finally, if f is finite flat of constant degree n between integral schemes of the same dimension, then f is dominant and [k(X):k(Y)]=n, so f∗[X]=n[Y] by step 1.1.

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