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Relative smoothing of a continuous simplex along its faces

Statement

Assume ACω and let N be a smooth manifold without boundary. Let f:D=ΔnN be continuous. On each codimension-one face Di, prescribe a smooth simplex gi and a continuous homotopy Hi:Di×[0,1]N from fDi to gi. Require the homotopies to agree on every common face at every time. Then there are a smooth simplex g:DN and a continuous homotopy H from f to g whose restriction to each Di×[0,1] is exactly Hi, with unchanged time parameter. If f is already smooth and every Hi is constant, one may take g=f and H constant. The boundaryless hypothesis cannot be removed: for the boundary target [0,) there are compatible smooth faces of a 3-simplex, an explicit continuous filling, and compatible constant prescribed face homotopies, for which no filling with a C2 scalar extension to an affine neighbourhood exists. In particular there is no smooth filling in the sense of Smooth singular simplex. This counterexample requires no choice axiom.

Facts & Assumptions

Given: The compatible face maps and homotopies. Write B=D and E for the affine span of D.

[F1]

Smooth simplices extend on open affine neighbourhoods (Smooth singular simplex).

[F2]

Compatible smooth faces into a boundaryless target extend smoothly to an open neighbourhood of their union (Compatible smooth simplex faces have a neighbourhood extension).

[F3]

A continuous map between boundaryless manifolds, smooth near a closed subset, can be smoothly approximated by a homotopy fixed near that subset, under countable choice (Relative Whitney approximation for manifold-valued maps).

[F4]

The auxiliary Whitney construction supplies an embedding j, its image S, smooth inverse, open ambient neighbourhood U and smooth retraction R:US fixing S (Whitney approximation for manifold-valued maps, Proof 1.1–6.1).

[F5]
[F6]

On an open convex Euclidean neighbourhood, a C2 function has its quadratic Taylor polynomial plus a remainder o(h2) at the expansion point (Multivariable Taylor formula with o(hk) remainder, with k=2).

[A1]

Countable choice is The Axiom of Countable Choice (ACω), the countable instance of The Axiom of Choice; it is used only for [F2]–[F4].

Proof

1.1

If n=0, f is already a smooth point map and the constant homotopy suffices. If f is smooth and every prescribed face homotopy is constant, the asserted fixed choice immediately satisfies all restrictions. Otherwise assume n1. Finite closed pasting glues the face homotopies to HB:B×[0,1]N. Their top values give gB, and [F2] gives a smooth h:ON on an open neighbourhood OB agreeing with gB.

givenF1F2A1
2.1

Paste f on D×{0} and HB on B×[0,1] to obtain a continuous map on their union C. Let b be the barycenter and λi the barycentric coordinates. Define d(x,t)=max((2t)/2,maxi(1(n+1)λi(x))), s=1/d and r(x,t)=(b+s(xb),2+s(t2)). On D×[0,1], 1/2d1, hence 1s2. Each new barycentric coordinate is (1s(1(n+1)λi(x)))/(n+1)0, and the new time is between zero and t. An entry attaining the maximum makes either that time or a barycentric coordinate zero, so r lands in C. On the bottom or sides d=1, so r fixes C. Composing the pasted map with r gives a continuous K:D×[0,1]N with the exact bottom and side values. Set f1(x)=K(x,1).

step 1.1algebra
3.1

Extend f1 continuously to all E using π:ED with barycentric coordinates μi(x)=max(λi(x),0)/jmax(λj(x),0). The denominator is at least one, all coordinates are nonnegative and sum to one, and πD=1. Put fˉ=f1π. Fix j,S,U,R from [F4]. If U=Rm set ε=1; otherwise set ε(x)=min(1,d(jfˉ(x),RmU)/2). It is positive and continuous and B(jfˉ(x),ε(x))U by the distance lower bound. The open set V={xO:jh(x)jfˉ(x)<ε(x)} contains B, since the two maps agree there.

F4F5A1step 1.1step 2.1algebra
4.1

Choose finitely many balls covering compact B with closed doubled balls in V. For each use the bump ηa=1s0((xpa2ra2)/(3ra2)), where s0 is the step in [F5], and put χ=1a(1ηa). Then 0χ1, χ=1 near B, and its compact support lies in V. On V define Fu(x)=j1R(jfˉ(x)+uχ(x)(jh(x)jfˉ(x))) for u[0,1], and use fˉ outside the support. The segment stays in the ball of step 3.1, so the formula is target-valued. Compact support inside V makes the pieces agree continuously near every outside point. Thus Fu is a continuous homotopy from fˉ to F1, fixed on B; where χ=1, F1=h is smooth.

F4F5step 3.1algebra
5.1

Apply [F3] on the ordinary affine manifold E, with closed subset B, to F1. Its hypotheses hold by step 4.1. Obtain a globally smooth G:EN and a homotopy from F1 to G fixed near B. Concatenate the restriction of Fu to D with this homotopy, producing L:D×[0,1]N from f1 to GD, constant on each {b}×[0,1] for bB. In particular g=GD is a smooth simplex.

F1F3A1step 4.1
6.1

Put a(x)=1/(1+d(x,B)) on D. It is continuous, equals one on B, and lies strictly between zero and one in the interior. For interior x, define H(x,t)=K(x,t/a(x)) when ta(x), and H(x,t)=L(x,(ta(x))/(1a(x))) when ta(x). The branches agree at t=a(x) because K(x,1)=f1(x)=L(x,0). On B define H=HB. Local pasting proves continuity at interior points. At (b,t0) with bB, t0<1, nearby points use the first branch and t/a(x)t0, so continuity follows from K.

F5step 2.1step 5.1algebra
7.1

At (b,1), first-branch values tend to K(b,1)=gB(b). For second-branch values, no limit of the time argument is needed: for any open neighbourhood W of gB(b), continuity of L and compactness of {b}×[0,1] give a neighbourhood Vb of b with L(Vb×[0,1])W, by extracting finitely many product neighbourhoods and intersecting their first factors. This uniform control proves continuity also at (b,1). All side restrictions retain the original Hi(x,t); the endpoints are f and g.

step 1.1step 2.1step 5.1step 6.1
8.1

The proof covers every boundary stratum, including intersecting faces, since step 7.1 uses an arbitrary bB. The zero-dimensional and fixed-smooth cases were settled in step 1.1. An empty target admits no such f on the nonempty simplex. All local choices outside the embedding and approximation suppliers are finite, and no simultaneous smoothing of all singular simplices is selected. In particular no full AC is used.

F1A1step 1.1step 4.1step 7.1
9.1

To show the boundaryless qualification in step 8.1 cannot be removed, take D={(x,y,z)R3:x,y,z0, x+y+z1}, affinely identified with Δ3 by the coordinates (1xyz,x,y,z), and take N=[0,). Let s0 be the standard smooth step in [F5] and put ρ(s)=1s0(4s1). Thus ρ is smooth on R, equals one for s1/4, and equals zero for s1/2. Prescribe on the four faces gz(x,y,0)=(xy)2ρ(x+y)2,gy(x,0,z)=(xz)2ρ(x+z)2, gx(0,y,z)=(yz)2ρ(y+z)2,g0{x+y+z=1}=0. Each formula is smooth and nonnegative on its entire affine face plane, since it is a product of squares or zero. Thus each gi is a smooth simplex into [0,) with an extension that stays in the target, as required by [F1].

F1F5step 8.1algebra
10.1

These face maps agree on every intersection. On the x-axis edge the restrictions of gz and gy are both x2ρ(x)2; on the y-axis edge those of gz and gx are both y2ρ(y)2; on the z-axis edge those of gy and gx are both z2ρ(z)2. On the intersection of the fourth face with z=0, the argument of ρ in gz is x+y=1, so the restriction is zero and agrees with g0. On its intersections with y=0 and x=0, the corresponding arguments are x+z=1 and y+z=1, respectively, again giving zero. These are all six pairwise intersections; their further vertex restrictions therefore agree as well.

step 9.1algebra
11.1

Put q(x,y,z)=x2+y2+z22xy2xz2yz and define f(x,y,z)=max{q(x,y,z),0}ρ(x+y+z)2on D. This is continuous and nonnegative. On z=0 one has q=(xy)2, so f=gz there; on y=0 and x=0 one similarly has q=(xz)2 and q=(yz)2, giving the other prescribed maps. On x+y+z=1, the factor ρ(1)2 is zero, giving g0. Thus f is a continuous filling of this exact face family. Set Hi(u,t)=gi(u) for every t[0,1]. These are compatible constant homotopies from the original face restrictions to their prescribed smooth values. In fact their entire affine-plane extensions can be made independent of real t, so no time-endpoint regularity qualification removes this witness.

step 9.1step 10.1algebra
12.1

Suppose a filling g:D[0,) of these face maps had a C2 scalar extension h to an open affine neighbourhood of D. A smooth filling in [F1] would have such an extension. Restrict h to a small open ball about 0 and apply [F6] there. Write its quadratic Taylor expansion as h(x,y,z)=c+axx+ayy+azz+αx2+βy2+γz2+δxy+εxz+ζyz+o(x2+y2+z2). For all sufficiently small t0, the axis restrictions are h(t,0,0)=h(0,t,0)=h(0,0,t)=t2 by step 9.1. At t=0 this gives c=0. Substituting each axis, dividing by t and letting t0 gives ax=ay=az=0; then dividing by t2 gives α=β=γ=1. The face restrictions also give h(t,t,0)=h(t,0,t)=h(0,t,t)=0 for all sufficiently small t0. Substitution and division by t2 yield δ=ε=ζ=2. Therefore the quadratic Taylor polynomial is exactly q.

F1F6step 9.1step 11.1algebra
13.1

Evaluating that expansion along the interior diagonal gives h(t,t,t)=3t2+o(t2). For all sufficiently small positive t, its value is negative, while (t,t,t)D whenever 3t1. This contradicts the nonnegativity of g=hD. Hence these compatible faces and constant prescribed homotopies admit no such C2 filling and in particular no smooth filling. The contradiction even allows the scalar extension to take negative values outside D, so it also applies under the stronger extension-into-target convention. All formulas and choices of this explicit witness are finite and require no choice axiom. Together with the positive boundaryless construction this proves the positive boundaryless assertion and the claimed failure for boundary targets.

step 11.1step 12.1algebra

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