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Relative smoothing of a continuous simplex along its faces
Statement
Assume and let be a smooth manifold without boundary. Let be continuous. On each codimension-one face , prescribe a smooth simplex and a continuous homotopy from to . Require the homotopies to agree on every common face at every time. Then there are a smooth simplex and a continuous homotopy from to whose restriction to each is exactly , with unchanged time parameter. If is already smooth and every is constant, one may take and constant. The boundaryless hypothesis cannot be removed: for the boundary target there are compatible smooth faces of a -simplex, an explicit continuous filling, and compatible constant prescribed face homotopies, for which no filling with a scalar extension to an affine neighbourhood exists. In particular there is no smooth filling in the sense of Smooth singular simplex. This counterexample requires no choice axiom.
Facts & Assumptions
Given: The compatible face maps and homotopies. Write and for the affine span of .
Smooth simplices extend on open affine neighbourhoods (Smooth singular simplex).
Compatible smooth faces into a boundaryless target extend smoothly to an open neighbourhood of their union (Compatible smooth simplex faces have a neighbourhood extension).
A continuous map between boundaryless manifolds, smooth near a closed subset, can be smoothly approximated by a homotopy fixed near that subset, under countable choice (Relative Whitney approximation for manifold-valued maps).
The auxiliary Whitney construction supplies an embedding , its image , smooth inverse, open ambient neighbourhood and smooth retraction fixing (Whitney approximation for manifold-valued maps, Proof 1.1–6.1).
Smooth finite cutoffs use the standard step (The standard smooth step function); distance to a nonempty fixed set is continuous (, so the distance to a fixed nonempty set is -Lipschitz).
On an open convex Euclidean neighbourhood, a function has its quadratic Taylor polynomial plus a remainder at the expansion point (Multivariable Taylor formula with remainder, with ).
Countable choice is The Axiom of Countable Choice (), the countable instance of The Axiom of Choice; it is used only for [F2]–[F4].
Proof
If , is already a smooth point map and the constant homotopy suffices. If is smooth and every prescribed face homotopy is constant, the asserted fixed choice immediately satisfies all restrictions. Otherwise assume . Finite closed pasting glues the face homotopies to . Their top values give , and [F2] gives a smooth on an open neighbourhood agreeing with .
Paste on and on to obtain a continuous map on their union . Let be the barycenter and the barycentric coordinates. Define , and . On , , hence . Each new barycentric coordinate is , and the new time is between zero and . An entry attaining the maximum makes either that time or a barycentric coordinate zero, so lands in . On the bottom or sides , so fixes . Composing the pasted map with gives a continuous with the exact bottom and side values. Set .
Extend continuously to all using with barycentric coordinates . The denominator is at least one, all coordinates are nonnegative and sum to one, and . Put . Fix from [F4]. If set ; otherwise set . It is positive and continuous and by the distance lower bound. The open set contains , since the two maps agree there.
Choose finitely many balls covering compact with closed doubled balls in . For each use the bump , where is the step in [F5], and put . Then , near , and its compact support lies in . On define for , and use outside the support. The segment stays in the ball of step 3.1, so the formula is target-valued. Compact support inside makes the pieces agree continuously near every outside point. Thus is a continuous homotopy from to , fixed on ; where , is smooth.
Apply [F3] on the ordinary affine manifold , with closed subset , to . Its hypotheses hold by step 4.1. Obtain a globally smooth and a homotopy from to fixed near . Concatenate the restriction of to with this homotopy, producing from to , constant on each for . In particular is a smooth simplex.
Put on . It is continuous, equals one on , and lies strictly between zero and one in the interior. For interior , define when , and when . The branches agree at because . On define . Local pasting proves continuity at interior points. At with , , nearby points use the first branch and , so continuity follows from .
At , first-branch values tend to . For second-branch values, no limit of the time argument is needed: for any open neighbourhood of , continuity of and compactness of give a neighbourhood of with , by extracting finitely many product neighbourhoods and intersecting their first factors. This uniform control proves continuity also at . All side restrictions retain the original ; the endpoints are and .
The proof covers every boundary stratum, including intersecting faces, since step 7.1 uses an arbitrary . The zero-dimensional and fixed-smooth cases were settled in step 1.1. An empty target admits no such on the nonempty simplex. All local choices outside the embedding and approximation suppliers are finite, and no simultaneous smoothing of all singular simplices is selected. In particular no full AC is used.
To show the boundaryless qualification in step 8.1 cannot be removed, take , affinely identified with by the coordinates , and take . Let be the standard smooth step in [F5] and put . Thus is smooth on , equals one for , and equals zero for . Prescribe on the four faces Each formula is smooth and nonnegative on its entire affine face plane, since it is a product of squares or zero. Thus each is a smooth simplex into with an extension that stays in the target, as required by [F1].
These face maps agree on every intersection. On the -axis edge the restrictions of and are both ; on the -axis edge those of and are both ; on the -axis edge those of and are both . On the intersection of the fourth face with , the argument of in is , so the restriction is zero and agrees with . On its intersections with and , the corresponding arguments are and , respectively, again giving zero. These are all six pairwise intersections; their further vertex restrictions therefore agree as well.
Put and define This is continuous and nonnegative. On one has , so there; on and one similarly has and , giving the other prescribed maps. On , the factor is zero, giving . Thus is a continuous filling of this exact face family. Set for every . These are compatible constant homotopies from the original face restrictions to their prescribed smooth values. In fact their entire affine-plane extensions can be made independent of real , so no time-endpoint regularity qualification removes this witness.
Suppose a filling of these face maps had a scalar extension to an open affine neighbourhood of . A smooth filling in [F1] would have such an extension. Restrict to a small open ball about and apply [F6] there. Write its quadratic Taylor expansion as For all sufficiently small , the axis restrictions are by step 9.1. At this gives . Substituting each axis, dividing by and letting gives ; then dividing by gives . The face restrictions also give for all sufficiently small . Substitution and division by yield . Therefore the quadratic Taylor polynomial is exactly .
Evaluating that expansion along the interior diagonal gives . For all sufficiently small positive , its value is negative, while whenever . This contradicts the nonnegativity of . Hence these compatible faces and constant prescribed homotopies admit no such filling and in particular no smooth filling. The contradiction even allows the scalar extension to take negative values outside , so it also applies under the stronger extension-into-target convention. All formulas and choices of this explicit witness are finite and require no choice axiom. Together with the positive boundaryless construction this proves the positive boundaryless assertion and the claimed failure for boundary targets.
Depends on
- Smooth singular simplex
- Compatible smooth simplex faces have a neighbourhood extension
- Relative Whitney approximation for manifold-valued maps
- Whitney approximation for manifold-valued maps
- The Axiom of Choice
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The standard smooth step function
- $|d(x,A) - d(y,A)| \le d(x,y)$, so the distance to a fixed nonempty set is $1$-Lipschitz
- Multivariable Taylor formula with $o(\|h\|^k)$ remainder
Used by
Dependency tree · two levels
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Sources
- DG-16 design; Hatcher/Park control (standard reference, not scraped)