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Spheres of adjacent critical levels have product neighbourhoods
Statement
Assume . Let be adapted on a compact triad with adapted field , let (value ) and (value ) be consecutive critical levels, and let be regular. Let be the local unstable disk of and the local stable disk of , provided by the local stable/unstable manifold theorem. Then:
- for every the set of points in which the trajectories through cross is a compact embedded sphere of dimension , and for every the crossing set of the trajectories through is a compact embedded sphere of dimension , with the convention , so these spheres are empty when the index is , respectively ;
- for , each and has a product neighbourhood in the closed -manifold , transported by the normalized flow from the local model; for , the regular fibre and all crossing sets are empty, their product-neighbourhood maps are the unique empty maps, and no manifold of dimension is asserted;
- a trajectory whose limits lie in and crosses exactly once, at a point of , and every such intersection point lies on such a trajectory.
Facts & Assumptions
Local stable and unstable manifolds at a Morse critical point: Let be a critical point of index of a Morse function on an -manifold, and let be downward gradient-like. In the Morse coordinates of its definition, the local unstable and stable manifolds are respectively and ; after restricting to sufficiently small balls they are embedded disks tangent at to the negative and positive Hessian eigenspaces.
Regular interval diffeomorphism: Assume . If and the closed band of a smooth function on a boundaryless manifold is compact and critical-point-free, its normalized flow gives a level-preserving diffeomorphism , .
Morse function adapted to a cobordism: An adapted pair on a triad has Morse, , , constant on the faces, all critical points interior and nondegenerate, and complete downward gradient-like pointing outward along and inward along .
Descending flow identifies the local and global attaching regions: Assume . Let be compact, with regular endpoints and exactly one critical point of index and value . For the local Morse attaching embedding on , where , descending flow transports its entire thickening to as an embedded framed attaching region, provided there is no intervening critical value.
Proof
Given: The adapted pair, the consecutive critical levels , and .
If , the compact zero-manifold is finite and every point is critical; regularity therefore gives . The field is zero, every trajectory is constant, and all crossing sets are empty, so all three assertions hold with the stated empty-map convention. For the rest of the proof assume . For each , choose a sufficiently small Morse chart and so that its local unstable sphere at level is and . Likewise the local stable sphere at is at . Their dimensions are and . The central point is retained in the local disk; its constant trajectory does not cross the intermediate level.
The compact bands from to and from to have no critical points. Put , so ; it has the same descending trajectories as . This is the downward version of the regular-product construction in [F2], whose displayed flow increases . On each compact regular band has a positive minimum. Consequently is smooth on a neighbourhood of the band, and compactness and finite-time continuation give its flow for every time needed to reach the other endpoint; along it . Smooth dependence and reverse flow give mutually inverse smooth level maps, including the endpoints, by the same inverse argument as [F2]. Transport the unstable sphere and its thickening forward by time , and the stable sphere and its thickening backward by time . Their images are embedded compact spheres; a local disk together with its transported spherical collar is still a disk. All local unstable points other than the centre eventually cross the local sphere in forward time, so their crossing set is exactly , and the reversed assertion gives .
The local unstable sphere has an explicit product tube in its regular level: for small , use in its Morse chart. The coordinates trivialize its normal bundle. The symmetric formula trivializes the local stable sphere's normal bundle. The regular flow transports these product tubes, proving the product neighbourhood assertion. This uses the displayed trivializations, rather than inferring a trivial normal bundle from the tubular neighbourhood theorem.
A nonconstant trajectory with past limit eventually lies in its Morse chart, where and force for convergence as . It therefore crosses . Convergence to in forward time similarly forces and crossing of . Strict descent makes the intermediate crossing unique. Conversely an intersection belongs to the same unique trajectory through both local disks, so its past and future limits are . At index zero the unstable disk is a point and is empty; at index the stable disk is a point and is empty.
Depends on
- Morse function adapted to a cobordism
- Local stable and unstable manifolds at a Morse critical point
- Descending flow identifies the local and global attaching regions
- Regular interval diffeomorphism
- The tubular neighbourhood theorem in a smooth ambient manifold
- Tubular neighbourhoods of embedded submanifolds
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
Used by
Dependency tree · two levels
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Sources
- C. T. C. Wall, Differential Topology (Cambridge Studies in Advanced Mathematics 156), Sections 5.1-5.4, printed pp. 129-148 (standard reference, not scraped)
- John Milnor, Lectures on the h-Cobordism Theorem (notes by L. Siebenmann and J. Sondow), Sections 2-4, printed pp. 10-48 (standard reference, not scraped)