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Trace of a holomorphic differential along a nonconstant map to the sphere

Statement

The conclusion and its main proof are choice-free. Full AC is used only in the supplementary Riemann–Roch check at step 4.1, which confirms the same Ω(C^)=0 consequence (The Axiom of Choice). Let X be a compact connected Riemann surface and let F:X→C^ be a nonconstant holomorphic map. It is proper, so it has a positive degree n=deg⁡F, and its finite branch-value set is denoted by R (Riemann surfaces and holomorphic atlases, Holomorphic maps and meromorphic functions on Riemann surfaces, The Riemann sphere is the published one-point compactification of the complex plane, Degree of a proper holomorphic map of Riemann surfaces).

For every holomorphic differential ω on X, the following hold.

  1. Trace differential. On a disk V⊆C^∖R that is evenly covered by inverse branches φ1,…,φn:V→X, define F∗ω∣V:=∑j=1nφj∗ω. These local holomorphic differentials agree on overlaps and extend uniquely to a holomorphic differential on all of C^.
  2. Vanishing. The extended differential is zero.
  3. Transfer-chain integral. Let γ be a finite smooth singular 1-chain in C^∖R. For each smooth path simplex σ in it and each point x over its initial endpoint, lift σ through the covering F:X∖F−1(R)→C^∖R starting at x. The sum of these n lifted simplices, extended linearly, is the transfer chain Tr⁡F(γ). Then ∫Tr⁡F(γ)ω=∫γF∗ω=0. The sum counts lifted paths with multiplicity; it does not assert that the inverse image of a closed curve is a disjoint union of embedded circles.
  4. Boundary and principal divisor. If γ is a smooth path simplex from a regular value b to a regular value a, then ∂Tr⁡F(γ)=F∗(a)−F∗(b)=div⁡(ma,b∘F). Here F∗(c):=∑F(x)=cex(F)[x]. For g=ma,b∘F, div⁡(g) is the finite formal sum of its local zero orders and negative pole orders: in a coordinate z at x, g=zru with u(0)≠0 contributes r[x]; the support is finite because it lies in the two finite fibres over a and b (Isolated singularities: removable, poles, and essential singularities, The order of a zero is the exponent in its local holomorphic factorization). For distinct a,b, take ma,b(z)={(z−a)/(z−b),a,b∈C,1/(z−b),a=∞, b∈C,z−a,a∈C, b=∞; and set ma,a=1. Thus the divisor claim also applies when either endpoint is ∞. Integrals of complex forms are taken componentwise.

Facts & Assumptions

Given: A compact connected Riemann surface X, a nonconstant holomorphic map F:X→C^, a holomorphic differential ω on X, and the objects in the statement.

[F2]

A proper nonconstant holomorphic map between connected Riemann surfaces is onto with finite fibres, has constant positive degree given by the weighted fibre count, has finitely many branch values when the target is compact, and is a degree-n covering off those values (Degree of a proper holomorphic map of Riemann surfaces, Ramification index, ramification order and branch value).

[F3]

Near each x∈X, in centred holomorphic coordinates, F has the form t=zex(F); its inverse branches over t≠0 are z=ζkt1/ex(F) for the ex(F) roots of unity ζk (Local power-map normal form on Riemann surfaces, Ramification index, ramification order and branch value).

[F4]

A meromorphic differential has a local expression h(z) dz, and it is holomorphic exactly when each coefficient h is holomorphic; its transition law is the differential pullback law (Meromorphic differentials, orders and residues).

[F6]

Every bounded entire function on C is constant (Liouville's theorem: every bounded entire function is constant).

[F7]

Smooth singular 1-chains are finite linear combinations of smooth singular 1-simplices, their boundary is the terminal point minus the initial point, and the integral over a chain is the corresponding finite linear sum (Smooth singular simplex, Smooth singular chain and cochain complexes, Integral of a form over a smooth singular simplex).

[F8]

A path in the base of a covering has a unique lift from each prescribed starting point (Existence and uniqueness of path lifts through a covering map).

[F9]

Pullback of smooth forms is smooth and functorial; in local coordinates the integral of a pulled-back form along a lifted simplex is the integral of the original form along the base simplex after pullback (Pullback of forms is smooth functorial and preserves wedges, Integral of a form over a smooth singular simplex, A smooth differential k-form).

[F10]

If two holomorphic functions on a connected plane domain agree on a set with an accumulation point in the domain, they agree identically (Identity theorem for holomorphic functions).

[F11]

A pole of order r has local form z−ru(z) with u(0)≠0; a zero of order r has local form zru(z) with u(0)≠0 (Isolated singularities: removable, poles, and essential singularities, The order of a zero is the exponent in its local holomorphic factorization).

[F12]

Under full AC, the Riemann–Roch theorem identifies i(0)=h0(X,KX⊗OX(0)∗) and gives i(0)=g (The Riemann-Roch theorem on a compact Riemann surface, The Axiom of Choice).

[F13]

The zero-divisor bundle OX(0) is trivial, and the holomorphic sections of the canonical bundle are exactly the holomorphic differentials (The holomorphic line bundle associated to a divisor).

[F14]

The Riemann sphere has topological genus 0 (Genus and Euler characteristic of a compact Riemann surface).

[F15]

A holomorphic function on a plane domain is continuous (Complex differentiability at a point implies continuity there).

[F17]

A holomorphic coefficient on a disk equals its convergent Taylor series there (A holomorphic function equals its Taylor series throughout the largest centred disc in its domain).

Proof

technique · direct local construction, followed by the identity theorem
1.1F1F2F5given

For every compact K⊆C^, [F5] makes K closed; continuity of F from [F1] makes F−1(K) closed in compact X, hence compact by [F1]. Thus F is proper in the stated sense, so [F2] supplies its degree n≥1, its finite branch-value set R, and its finite-sheeted covering away from R.

1.2F2F3F4given

On a disk V evenly covered off R, each inverse branch φj is holomorphic, so [F4] gives a holomorphic pullback φj∗ω and their finite sum is holomorphic. At a point y∈V∩V′, both sheet lists contain each point of F−1(y) exactly once. Match the branches whose values at y coincide; local uniqueness of an inverse to a biholomorphism makes each matched pair equal on a neighbourhood of y, and finitely many branches let us shrink to one common neighbourhood. Thus the lists differ there only by a permutation, so their sums agree. Hence the local definitions give a well-defined holomorphic differential on C^∖R.

1.3F1F2F3F5given

Fix y0∈R. Its fibre is finite by [F2], say F−1(y0)={x1,…,xs}. Fix one target chart t centred at y0; applying the local normal form to each chart expression in this same target chart gives pairwise disjoint source coordinate neighbourhoods Ui with t∘F=ziei and ei=exi(F). The degree formula gives ∑iei=n. The complement X∖⋃iUi is compact; its image is compact by continuity and therefore closed in the Hausdorff sphere, and it omits y0. Shrink the target disk V about y0 to miss that image and so that each local power model is defined over V. Then every point over V lies in one of the Ui, so the local computations below account for every inverse branch over V∖{y0}.

1.4F2F7F8given

Let σ be a smooth singular path simplex in the complement of R. By [F2] that complement is covered by degree-n local biholomorphic sheets; for each of the n points over its initial endpoint, [F8] gives one lift. On each subinterval lying in an evenly covered neighbourhood, the lift is the holomorphic inverse branch composed with σ, hence is smooth; a finite subdivision as in the path-lifting construction makes each lift a smooth singular path chain. Summing the n lifts defines Tr⁡F(σ). Linearity defines it on finite chains.

1.5F2F3F7F8algebra

Suppose γ runs from regular b to regular a. Each lift contributes its terminal point minus its initial point to the boundary by [F7]. Lifting the reverse path gives the inverse endpoint correspondence, so the terminal points are exactly the fibre over a, once each, and the initial points are exactly the fibre over b, once each. Thus ∂Tr⁡F(γ)=F∗(a)−F∗(b); regularity makes every ramification weight in these two fibres equal to 1.

2.1F3F4F17step 1.3algebra

In Ui, write ω=hi(zi) dzi with hi(zi)=∑m≥0ci,mzim by [F17]. On any simply connected sector of the punctured target disk, choose a branch of t1/ei; the ei inverse branches are zi=ζkt1/ei, where ζ is a primitive ei-th root of unity, and changing the root branch only permutes them. Their contribution to the coefficient of dt in the trace is ∑k=0ei−1hi(ζkt1/ei)ζkeit1/ei−1=∑q≥1ci,qei−1tq−1, because ∑k=0ei−1ζk(m+1) is zero unless ei∣(m+1), when it equals ei. Termwise summation is valid inside the convergent Taylor radius, so this branch-independent power series is holomorphic at t=0. Summing over the finitely many i extends the trace holomorphically over y0; repeating at each point of finite R proves the extension claim.

3.1F10step 2.1

If two holomorphic differentials extend the trace, their difference is zero on the complement of finite R, which accumulates at every point of R. The identity theorem [F10] applied to local coefficient functions makes the difference zero near every point of R as well, so the extension is unique.

3.2F4F5F6F15F16step 2.1

To show that every holomorphic differential η on the sphere is zero, write η=g(z) dz on C. In the infinity coordinate w=1/z, its coefficient is −g(1/w)w−2 and is holomorphic at w=0 by [F4, F5]. Thus g(z)=O(∣z∣−2) as ∣z∣→∞; it is bounded outside a disk. By [F15] it is continuous, and [F16] makes its image of a closed disk bounded, so g is bounded on all of C. Liouville's theorem [F6] makes g constant; its limit at infinity is zero, so g=0. Applied to the extension from step 2.1, this proves clause 2.

4.1F12F13F14step 3.2given

As an independent AC-dependent check, [F14] gives genus g=0 for the sphere. Under the full AC hypothesis of [F12], Riemann–Roch at D=0 gives h0(KC^)=i(0)=g after [F13] trivializes OX(0) and identifies holomorphic sections of K with holomorphic differentials. Hence it also gives Ω(C^)=0, agreeing with the direct choice-free proof in step 3.2.

4.2F7F9step 1.2step 3.2algebra

On each evenly covered subinterval, [F9] identifies the integral of ω over each lifted segment with the integral of the corresponding inverse-branch pullback along the base segment. Summing over the n starting points gives the integral of ∑jφj∗ω=F∗ω there; adding the finitely many subintervals and simplices yields ∫Tr⁡F(γ)ω=∫γF∗ω. Step 3.2 makes the right side zero, proving clause 3 with multiplicities retained even when lifts trace the same geometric subset.

5.1F3F5F11step 1.5algebra∎

If a≠b, the stated rational function ma,b has one simple zero at a, one simple pole at b, and no other zero or pole, including at ∞ by [F5]. In a local coordinate at x, [F3] writes F as a power zex(F); composing with a simple zero or pole therefore gives order ex(F) or −ex(F) by [F11], respectively, and order zero elsewhere. Consequently div⁡(ma,b∘F)=F∗(a)−F∗(b) under the definitions in the statement. If a=b, both sides are zero because ma,a=1. Combining this with step 1.5 proves clause 4.

Remarks

For a closed path, monodromy can permute the sheets, so its inverse image as a subset need not be a union of closed curves. The transfer chain records all path lifts with their multiplicities; this is the object for which the trace integral identity and endpoint boundary formula hold.

Depends on

Used by

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