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Trace of a holomorphic differential along a nonconstant map to the sphere
Statement
The conclusion and its main proof are choice-free. Full AC is used only in the supplementary Riemann–Roch check at step 4.1, which confirms the same consequence (The Axiom of Choice). Let be a compact connected Riemann surface and let be a nonconstant holomorphic map. It is proper, so it has a positive degree , and its finite branch-value set is denoted by (Riemann surfaces and holomorphic atlases, Holomorphic maps and meromorphic functions on Riemann surfaces, The Riemann sphere is the published one-point compactification of the complex plane, Degree of a proper holomorphic map of Riemann surfaces).
For every holomorphic differential on , the following hold.
- Trace differential. On a disk that is evenly covered by inverse branches , define These local holomorphic differentials agree on overlaps and extend uniquely to a holomorphic differential on all of .
- Vanishing. The extended differential is zero.
- Transfer-chain integral. Let be a finite smooth singular -chain in . For each smooth path simplex in it and each point over its initial endpoint, lift through the covering starting at . The sum of these lifted simplices, extended linearly, is the transfer chain . Then The sum counts lifted paths with multiplicity; it does not assert that the inverse image of a closed curve is a disjoint union of embedded circles.
- Boundary and principal divisor. If is a smooth path simplex from a regular value to a regular value , then Here . For , is the finite formal sum of its local zero orders and negative pole orders: in a coordinate at , with contributes ; the support is finite because it lies in the two finite fibres over and (Isolated singularities: removable, poles, and essential singularities, The order of a zero is the exponent in its local holomorphic factorization). For distinct , take and set . Thus the divisor claim also applies when either endpoint is . Integrals of complex forms are taken componentwise.
Facts & Assumptions
Given: A compact connected Riemann surface , a nonconstant holomorphic map , a holomorphic differential on , and the objects in the statement.
A holomorphic map is continuous; a compact subset of a Hausdorff space is closed; a closed subset of a compact space is compact; and the continuous image of a compact space is compact (Holomorphic maps and meromorphic functions on Riemann surfaces, In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones, A closed subspace of a compact space is compact, and a finite union of compact subspaces is compact, A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right).
A proper nonconstant holomorphic map between connected Riemann surfaces is onto with finite fibres, has constant positive degree given by the weighted fibre count, has finitely many branch values when the target is compact, and is a degree- covering off those values (Degree of a proper holomorphic map of Riemann surfaces, Ramification index, ramification order and branch value).
Near each , in centred holomorphic coordinates, has the form ; its inverse branches over are for the roots of unity (Local power-map normal form on Riemann surfaces, Ramification index, ramification order and branch value).
A meromorphic differential has a local expression , and it is holomorphic exactly when each coefficient is holomorphic; its transition law is the differential pullback law (Meromorphic differentials, orders and residues).
The Riemann sphere is compact Hausdorff, and its chart at infinity is (The Riemann sphere is the published one-point compactification of the complex plane, The standard holomorphic charts on the Riemann sphere, with holomorphy and poles at infinity).
Every bounded entire function on is constant (Liouville's theorem: every bounded entire function is constant).
Smooth singular -chains are finite linear combinations of smooth singular -simplices, their boundary is the terminal point minus the initial point, and the integral over a chain is the corresponding finite linear sum (Smooth singular simplex, Smooth singular chain and cochain complexes, Integral of a form over a smooth singular simplex).
A path in the base of a covering has a unique lift from each prescribed starting point (Existence and uniqueness of path lifts through a covering map).
Pullback of smooth forms is smooth and functorial; in local coordinates the integral of a pulled-back form along a lifted simplex is the integral of the original form along the base simplex after pullback (Pullback of forms is smooth functorial and preserves wedges, Integral of a form over a smooth singular simplex, A smooth differential -form).
If two holomorphic functions on a connected plane domain agree on a set with an accumulation point in the domain, they agree identically (Identity theorem for holomorphic functions).
A pole of order has local form with ; a zero of order has local form with (Isolated singularities: removable, poles, and essential singularities, The order of a zero is the exponent in its local holomorphic factorization).
Under full AC, the Riemann–Roch theorem identifies and gives (The Riemann-Roch theorem on a compact Riemann surface, The Axiom of Choice).
The zero-divisor bundle is trivial, and the holomorphic sections of the canonical bundle are exactly the holomorphic differentials (The holomorphic line bundle associated to a divisor).
The Riemann sphere has topological genus (Genus and Euler characteristic of a compact Riemann surface).
A holomorphic function on a plane domain is continuous (Complex differentiability at a point implies continuity there).
A closed disk in is compact, continuous images of compact spaces are compact, and compact subsets of metric spaces are bounded (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line, A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, A compact subset of a metric space is closed and bounded).
A holomorphic coefficient on a disk equals its convergent Taylor series there (A holomorphic function equals its Taylor series throughout the largest centred disc in its domain).
Proof
For every compact , [F5] makes closed; continuity of from [F1] makes closed in compact , hence compact by [F1]. Thus is proper in the stated sense, so [F2] supplies its degree , its finite branch-value set , and its finite-sheeted covering away from .
On a disk evenly covered off , each inverse branch is holomorphic, so [F4] gives a holomorphic pullback and their finite sum is holomorphic. At a point , both sheet lists contain each point of exactly once. Match the branches whose values at coincide; local uniqueness of an inverse to a biholomorphism makes each matched pair equal on a neighbourhood of , and finitely many branches let us shrink to one common neighbourhood. Thus the lists differ there only by a permutation, so their sums agree. Hence the local definitions give a well-defined holomorphic differential on .
Fix . Its fibre is finite by [F2], say . Fix one target chart centred at ; applying the local normal form to each chart expression in this same target chart gives pairwise disjoint source coordinate neighbourhoods with and . The degree formula gives . The complement is compact; its image is compact by continuity and therefore closed in the Hausdorff sphere, and it omits . Shrink the target disk about to miss that image and so that each local power model is defined over . Then every point over lies in one of the , so the local computations below account for every inverse branch over .
Let be a smooth singular path simplex in the complement of . By [F2] that complement is covered by degree- local biholomorphic sheets; for each of the points over its initial endpoint, [F8] gives one lift. On each subinterval lying in an evenly covered neighbourhood, the lift is the holomorphic inverse branch composed with , hence is smooth; a finite subdivision as in the path-lifting construction makes each lift a smooth singular path chain. Summing the lifts defines . Linearity defines it on finite chains.
Suppose runs from regular to regular . Each lift contributes its terminal point minus its initial point to the boundary by [F7]. Lifting the reverse path gives the inverse endpoint correspondence, so the terminal points are exactly the fibre over , once each, and the initial points are exactly the fibre over , once each. Thus ; regularity makes every ramification weight in these two fibres equal to .
In , write with by [F17]. On any simply connected sector of the punctured target disk, choose a branch of ; the inverse branches are , where is a primitive -th root of unity, and changing the root branch only permutes them. Their contribution to the coefficient of in the trace is because is zero unless , when it equals . Termwise summation is valid inside the convergent Taylor radius, so this branch-independent power series is holomorphic at . Summing over the finitely many extends the trace holomorphically over ; repeating at each point of finite proves the extension claim.
If two holomorphic differentials extend the trace, their difference is zero on the complement of finite , which accumulates at every point of . The identity theorem [F10] applied to local coefficient functions makes the difference zero near every point of as well, so the extension is unique.
To show that every holomorphic differential on the sphere is zero, write on . In the infinity coordinate , its coefficient is and is holomorphic at by [F4, F5]. Thus as ; it is bounded outside a disk. By [F15] it is continuous, and [F16] makes its image of a closed disk bounded, so is bounded on all of . Liouville's theorem [F6] makes constant; its limit at infinity is zero, so . Applied to the extension from step 2.1, this proves clause 2.
As an independent AC-dependent check, [F14] gives genus for the sphere. Under the full AC hypothesis of [F12], Riemann–Roch at gives after [F13] trivializes and identifies holomorphic sections of with holomorphic differentials. Hence it also gives , agreeing with the direct choice-free proof in step 3.2.
On each evenly covered subinterval, [F9] identifies the integral of over each lifted segment with the integral of the corresponding inverse-branch pullback along the base segment. Summing over the starting points gives the integral of there; adding the finitely many subintervals and simplices yields . Step 3.2 makes the right side zero, proving clause 3 with multiplicities retained even when lifts trace the same geometric subset.
If , the stated rational function has one simple zero at , one simple pole at , and no other zero or pole, including at by [F5]. In a local coordinate at , [F3] writes as a power ; composing with a simple zero or pole therefore gives order or by [F11], respectively, and order zero elsewhere. Consequently under the definitions in the statement. If , both sides are zero because . Combining this with step 1.5 proves clause 4.
Remarks
For a closed path, monodromy can permute the sheets, so its inverse image as a subset need not be a union of closed curves. The transfer chain records all path lifts with their multiplicities; this is the object for which the trace integral identity and endpoint boundary formula hold.
Depends on
- The Axiom of Choice
- Riemann surfaces and holomorphic atlases
- Genus and Euler characteristic of a compact Riemann surface
- The holomorphic line bundle associated to a divisor
- Holomorphic maps and meromorphic functions on Riemann surfaces
- The standard holomorphic charts on the Riemann sphere, with holomorphy and poles at infinity
- The Riemann sphere is the published one-point compactification of the complex plane
- In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones
- A compact subset of a metric space is closed and bounded
- A closed subspace of a compact space is compact, and a finite union of compact subspaces is compact
- A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism
- Heine-Borel in $\mathbb{R}^n$: with the Euclidean metric a subset of $\mathbb{R}^n$ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
- Complex differentiability at a point implies continuity there
- Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
- Degree of a proper holomorphic map of Riemann surfaces
- Local power-map normal form on Riemann surfaces
- Ramification index, ramification order and branch value
- Isolated singularities: removable, poles, and essential singularities
- The order of a zero is the exponent in its local holomorphic factorization
- Meromorphic differentials, orders and residues
- Identity theorem for holomorphic functions
- Liouville's theorem: every bounded entire function is constant
- A holomorphic function equals its Taylor series throughout the largest centred disc in its domain
- The Riemann-Roch theorem on a compact Riemann surface
- A smooth differential $k$-form
- Pullback of forms is smooth functorial and preserves wedges
- Smooth singular simplex
- Smooth singular chain and cochain complexes
- Integral of a form over a smooth singular simplex
- Existence and uniqueness of path lifts through a covering map
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Sources
- Karl Otto Forster, Lectures on Riemann Surfaces (GTM 81) (standard reference, not scraped)
- Curtis T. McMullen, Riemann Surfaces, Harvard Math 213b course notes (2026) (standard reference, not scraped)