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Two disjoint circles in the two-sphere cobound an annulus
Statement
Assume the Axiom of Choice. Let be two disjoint smoothly embedded circles in (Smooth embeddings). Then has exactly three components: two of them are open disks and one of them is an open annulus whose boundary is . Consequently and cobound a unique annulus , and each of the two complementary disks is bounded by one of the circles.
Facts & Assumptions
Given: AC, two disjoint smoothly embedded circles in , and the standard model as the one-point compactification of the plane (The one-point (Alexandroff) compactification , whose open sets are the open sets of together with the complements in of the closed compact subsets of ).
Assume AC. The image of a topological embedding has exactly two complementary path components, and it is their common boundary; for an embedding into there are exactly two complementary components, one bounded and one unbounded, with the curve as common boundary (Jordan–Brouwer separation). AC is inherited only from Alexander duality.
Assume AC. Every homeomorphism between Jordan curves in extends to a homeomorphism of mapping the bounded complementary component of the first onto the bounded complementary component of the second; in particular each closed bounded Jordan region is a closed -disk (Jordan–Schönflies extension for plane curves).
A smooth embedding of is injective, an immersion, and a homeomorphism onto its image, hence a Jordan curve (Smooth embeddings).
Assume AC. A smoothly embedded compact submanifold has a tubular neighbourhood: there is a positive smooth function on such that the normal addition map on is a diffeomorphism onto an open neighbourhood of (The Euclidean tubular neighbourhood theorem).
Every open connected subset of is polygonally connected, hence path connected (Every connected component of an open subset of is open and polygonally connected).
Assume AC. Let a finite -connected graph be drawn in the plane by simple arcs meeting only at common endpoints, let one cycle be drawn as a Jordan curve, and let every other edge be a simple polygonal arc whose relative interior lies in the bounded component of . Then every component of the complement of the drawing has a graph cycle as its boundary, and where is the number of complement components (Finite plane graph ear and face facts).
Proof
Reduction to a planar picture and Jordan–Brouwer. By Jordan separation, has two complementary components and the connected circle lies in one. Choose in the other component; in the model of the Given we may suppose , since otherwise we replace the model by its image under a smooth rotation of carrying to ; the number of complementary components and their homeomorphism types are unchanged by a homeomorphism. This pole choice puts in the bounded component of . Then , and by [F3] and [F1] each curve has exactly two complementary components with the curve as their common boundary; write and for the bounded components of and . By [F2] the closed regions and are closed -disks, hence and are open disks.
The pole gives actual nesting. By the pole choice in step 1.1, . The exterior of is connected and unbounded, misses , and thus lies in the unbounded complementary component of . Since the two compact circles are disjoint, a collar of also misses , so lies in that same unbounded component. Hence the closed bounded region misses and its exterior and is contained in . This uses the specified pole; two side-by-side curves in a previously fixed planar chart would not have this nesting.
Topological polygonal reduction in disjoint collars. It suffices to prove the topological annulus assertion for polygonal curves. A smooth embedded circle has a smooth tubular collar by [F4]. A sufficiently fine inscribed polygon in that collar projects one-to-one onto the circle: on every sufficiently short regular arc its tangent has positive component in the original tangent direction, so the projection is locally monotone; compact separation of distant arcs excludes other intersections. Thus the polygon is a continuous normal graph with arbitrarily small displacement. In collar coordinates, choose a smooth cutoff equal to near and near the collar boundary, and make the approximation so small that . The map is a homeomorphism: on each normal fibre it is strictly increasing, fixes the ends, and has continuous inverse, since its increase is bounded below by times the fibre increment. It is identity off the collar and sends the original curve to its polygon at . Choose the two collars disjoint and apply these maps simultaneously. This is a topological ambient isotopy, sufficient for complementary homeomorphism types; no smooth isotopy extension is applied to a polygonal endpoint. The two nested polygonal curves retain their disks and middle region under this homeomorphism.
A crosscut and its finite polygonal collar. Now the curves are polygonal and . Put . This open region is nonempty and connected: join any two of its points by a polygonal path in the connected disk using [F6], perturb its segments to avoid vertices of and cross its edges transversely, and replace every run through by a path in a thin exterior polygonal collar of . Compact nesting keeps that collar inside ; its side strips and vertex sectors connect around the whole polygon. Finitely many detours give a path in , so [F6] makes it polygonally connected. Choose in edge interiors and short straight access segments entering . Join their other ends in , perturb to make all intersections finite, subdivide there and erase cycles in the resulting finite edge walk. Trim in the endpoint collars to obtain a simple polygonal crosscut with interior in . Construct a companion on one fixed side of : choose disjoint small disks at its bends, disjoint thin rectangles on its truncated straight segments, and endpoint rectangles meeting only the appropriate edge interiors of . Finitely many nonincident pieces have positive separation; choose all widths smaller than it. Offset each segment in those rectangles and connect its offsets in the intervening bend sectors by short bevels. Since each bend sector joins just its two consecutive rectangles and the neighbourhoods miss all nonincident pieces, this is an embedded polygonal , disjoint from , ending at nearby . The rectangles and bend sectors between the two arcs, with the short boundary intervals , form a closed thin strip . Its boundary is precisely , with no unintended intersection or boundary portion.
The four faces, not all graph cycles. Use the endpoints , from step 4.1, and divide each boundary into two arcs and , with bounding the thin strip together with . The embedded graph has four vertices, six edges and is -connected: after deleting any vertex, the surviving bridge and the remaining boundary arcs still connect it. Subdivide each of its six edges once to get a simple -connected graph, with ten vertices and twelve edges and the same faces. By [F8] it has complementary faces, each bounded by a graph cycle. The exterior of is one face and the interior of another; their boundary cycles are . The thin-strip interior is a third face, with boundary . Following the other side of either bridge, the local cyclic order of its three incident edges forces the fourth face walk to use , so its boundary is . This also follows by exhaustively following the two directed sides of the six edges: the two boundary faces, the strip and this last walk use every edge side once. There are other mixed bridge cycles in ; they are not face boundaries. Let be the closure of the strip face and the closure of the fourth open face. By [F2] these Jordan-bounded closures are closed disks. They satisfy and : the four-face enumeration exhausts the middle region, and only the two bridges border both middle faces. In particular is the closure of its open face, not a set obtained by removing a strip interior and retaining unrelated boundary arcs.
The middle region is an annulus. By [F2] each of and is a closed -disk, and its boundary is divided by the four points into the four arcs , respectively , in the cyclic order (respectively ). A closed disk whose boundary is split by four points is homeomorphic to the square with the four boundary arcs corresponding to the four sides; transporting the splitting of and of through such homeomorphisms describes the gluing of step 5.1 as the identification of the left edges of two squares with each other and of the right edges with each other, which is the standard description of : the free boundary consists of the two circles and . Hence and is an open annulus with boundary .
Conclusion. In the polygonal case the complement of has exactly the three components , and by steps 1.1, 2.1 and 4.1: the first two are open disks and the third is an open annulus whose boundary is . The annulus cobounded by and is unique, because the interior of any such closed cobounding annulus is the connected complementary component adjacent to both circles, and exactly one component does; and the complementary disks and are bounded by and by respectively. step 3.1 transfers this conclusion back to the given pair of disjoint smoothly embedded circles in : the collar homeomorphism constructed there carries each complementary component of the polygonal pair onto a complementary component of the original pair preserving the homeomorphism types, and it carries the annulus onto the annulus cobounded by and . This proves every claim.
Depends on
- Jordan–Brouwer separation
- Jordan–Schönflies extension for plane curves
- The Axiom of Choice
- Smooth embeddings
- The one-point (Alexandroff) compactification $X^{*} = X \cup \{\infty\}$, whose open sets are the open sets of $X$ together with the complements in $X^{*}$ of the closed compact subsets of $X$
- Every connected component of an open subset of $\mathbb{R}^n$ is open and polygonally connected
- Finite plane graph ear and face facts
- The Euclidean tubular neighbourhood theorem
Used by
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Sources
- Birman and Brendle, Braids: A Survey, Handbook of Knot Theory chapter, author manuscript; section 2, printed pp. 13-16: two disjoint circles in S^2 cobound an annulus, used in the Yamada-Vogel height argument (standard reference, not scraped)
- Carsten Thomassen, The Jordan-Schoenflies Theorem and the Classification of Surfaces, American Mathematical Monthly 99 (1992), 116-130; crosscut and annulus arguments (standard reference, not scraped)