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Digit-position density determines Hausdorff dimension
Statement
Assume the Axiom of Countable Choice. For every , the set is compact and
If is infinite, then . If both and its complement are infinite, is uncountable. Finite , including , gives a finite set of dimension zero.
Facts & Assumptions
Given: The objects, conventions, and hypotheses in the statement above.
is the set of allowed binary sums with digits outside fixed to zero; counts the allowed positions through . Sets defined by permitted binary digit positions
Under the standing Countable Choice hypothesis, a finite Borel measure with positive outer mass and small-set diameter bound proves dimension at least . The mass distribution principle
For finite nonnegative exponents, measure is infinite below the critical dimension and zero above it; finite positive measure identifies the critical exponent. Hausdorff dimension is the unique critical exponent
Under the standing Countable Choice hypothesis, on the real line on every subset. One-dimensional Hausdorff measure on the line is Lebesgue outer measure
Under the standing Countable Choice hypothesis, intervals of any endpoint convention have Lebesgue measure their length. A box in with parameters is Lebesgue measurable of measure , whichever of its faces are included
A pointwise limit of measurable extended-real functions is measurable. Sequential suprema, infima, limsup, liminf, and pointwise limits of measurable functions are measurable
Geometric tails of ratio sum to their expected powers of two. For , , and for the series diverges
A subset of the real line is compact if and only if it is closed and bounded. A subset of is compact if and only if it is closed and bounded
Proof
For an allowed prefix , with positions starting at one, put . The closed intervals , one for each prefix, form a -member cover of , and . Conversely, if , among the finitely branching allowed prefixes whose intervals contain there is a branch: at each step take the first child with extensions of arbitrarily large depth, which exists because there are finitely many children. Its prefix sums tend to since the tail bound is . Thus is closed and bounded, hence compact. This retains both expansions at endpoints.
Write . For any , choose with . Infinitely many have ; the corresponding covers have -cost at most and diameters . At each fixed scale these arbitrarily cheap covers prove . Thus . If is finite then is finite, its singleton covers cost zero for positive exponents, and ; this includes the empty position set.
For infinite list its elements increasingly as . On put and . Each partial sum is a finite Borel step function, and convergence follows from the geometric tail. Hence is Borel measurable. Set for Borel . Borel preimages preserve disjoint unions, so countable additivity follows directly from that of Lebesgue measure. This is a probability with .
The level- cover has total length . An infinite complement means , so by those covers; compactness supplies measurability. The line equality gives .
Each prescribed first binary digits of describes one half-open dyadic interval of length , hence mass . A real number has at most two binary expansions: at the first differing digit, equality of the sums requires the full possible tail , forcing the two opposite constant tails. Therefore a fibre is contained, for every , in at most two prefix events of mass . Since , every singleton has -mass zero. Away from endpoints, any level- dyadic cell can receive only its own allowed prefix. Its mass, with either closed or half-open endpoints, is consequently at most .
If , then for all sufficiently large , . A closed interval of length with meets at most three closed dyadic cells of length ; the strict upper bound includes boundary contacts. Its mass is at most . Any nonempty bounded set lies in a closed interval of the same diameter, and diameter-zero sets have zero mass by the preceding step. Apply mass distribution with to get . Let increase to . When , nonnegativity gives the lower bound directly. This proves the dimension formula also at .
If and its complement are both infinite, insert arbitrary infinite bits successively at the positions . Two different bit sequences first differ at some ; the maximal possible allowed tail is strictly less than because some later position is forbidden. Their sums are distinct. Infinite bit sequences are uncountable by the diagonal argument (a purported enumeration is defeated by changing its th bit at position ). Thus this injection proves uncountability of .
Depends on
- Sets defined by permitted binary digit positions
- The mass distribution principle
- Hausdorff dimension is the unique critical exponent
- One-dimensional Hausdorff measure on the line is Lebesgue outer measure
- A box in $\mathbb{R}^n$ with parameters $a_i\le b_i$ is Lebesgue measurable of measure $\prod_{i<n}(b_i-a_i)$, whichever of its faces are included
- Sequential suprema, infima, limsup, liminf, and pointwise limits of measurable functions are measurable
- For $|r| < 1$, $\sum_{k \ge 0} r^k = 1/(1-r)$, and for $|r| \ge 1$ the series diverges
- A subset of $\mathbb{R}$ is compact if and only if it is closed and bounded
- The Cantor set is exactly the set of $\sum_{k \ge 1} a_k 3^{-k}$ with every $a_k \in \{0,2\}$, and this gives a bijection with $\{0,1\}^{\mathbb{N}}$
Used by
- A dimension-one set can have zero length Counterexample
- An uncountable compact set can have dimension zero Counterexample
- Dimension leaves the critical measure undetermined Remark
Dependency tree · two levels
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Sources
- Bishop–Peres Examples 1.3.2,1.4.2; §1.3 grid comparison (standard reference, not scraped)