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PropositionStatement: AI-adaptedProof: AI-adaptedPipeline-generatedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30
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Direct-sum and pullback formulas for characteristic forms

Statement

Assume full Axiom of Choice. Let M be a finite-dimensional Hausdorff second-countable smooth manifold, possibly empty or with boundary, and let all bundles below have finite rank. Use the characteristic-form conventions of Chern, Pontryagin, and Euler characteristic forms, including c0=p0=1 and the rank-zero unit forms.

  1. For complex bundles E,F→M with complex connections ∇E,∇F, give E⊕F the direct-sum connection. Then c(∇E⊕∇F)=c(∇E)∧c(∇F).
  2. For oriented Euclidean bundles E,F of even ranks with metric connections, give E⊕F the product metric, the direct-sum connection, and the orientation ordered as E then F. Then e(∇E⊕∇F)=e(∇E)∧e(∇F).
  3. For real Euclidean bundles with metric connections, p(∇E⊕∇F)=p(∇E)∧p(∇F). This is an equality of forms.
  4. If f:N→M is smooth, pullback of any Chern, Pontryagin, or defined Euler characteristic form agrees exactly with the corresponding form of the pulled-back bundle and connection.
  5. For arbitrary real connections DE,DF on real bundles E,F and any real connection D on E⊕F, the associated total Pontryagin forms need not obey the direct-sum identity pointwise, but their real de Rham classes satisfy [p(D)]=[p(DE)]∧[p(DF)]=[p(DE⊕DF)]. The real characteristic-class comparison theorem identifies these classes with the real coefficient images of the topological Pontryagin classes. No integral Whitney product formula is asserted here.

Facts & Assumptions

Given: The stated bundles, connections, metrics and orientations; for the pullback assertion, a smooth map f:N→M between manifolds in the stated scope.

[A1]

Full AC is assumed: every family of nonempty sets has a choice function (The Axiom of Choice).

[F1]

The total Chern form is the determinant of the normalized curvature; the Pontryagin forms are its signed even coefficients on the complexified real connection. They are closed, real-valued, and have rank-zero value 1. Odd Chern forms of a metric real connection vanish pointwise, and under full AC odd Chern forms of any real connection are exact (Chern, Pontryagin, and Euler characteristic forms).

[F2]

A Whitney sum has block-diagonal transition matrices, with the fiberwise sum convention (Whitney sum, tensor, dual, Hom, and exterior-power bundles).

[F3]

In a local frame, curvature is Ω=dω+ω∧ω (Curvature two-form structure equation).

[F4]

Evaluating an invariant polynomial on curvature is multilinear in the even-degree form entries (Evaluation of an invariant polynomial on curvature).

[F5]

The pullback connection has local matrix f∗ω in the pulled-back frame (Pullback connection).

[F6]

If frames satisfy e′=eA, their connection matrices obey ω′=A−1ωA+A−1dA (Connection one form transformation law); local matrices obeying this rule glue to a unique connection (Local connection forms glue exactly when they obey the transformation law).

[F7]

On manifolds with boundary, pullback preserves wedges and commutes with the exterior derivative, using local smooth extensions in boundary charts (The de Rham complex and pullback extend to manifolds with boundary).

[F8]

For two connections on the same general-linear reduction, every Pontryagin curvature-polynomial difference is exact by transgression (Explicit Chern–Simons transgression between two connections).

[F9]

For every real connection D on V, the de Rham class of pj(D) maps under the de Rham isomorphism to the real coefficient image of pj(V); the statement includes empty and boundary cases and makes no integral torsion claim (Characteristic forms represent topological characteristic classes over the reals).

[F10]

The de Rham map for the stated manifolds is a natural ring isomorphism (The de Rham theorem).

[F11]

A connection on a real vector bundle obeys the Leibniz rule (Connection on a smooth vector bundle); the product real line is the rank-one trivial smooth bundle (Smooth vector bundles, rank, fibres, and trivial bundles).

Proof

Proof technique: compute in common local frames, then use exactness and transgression for the arbitrary-connection class statement.

1.1F2F3

In concatenated local frames, the direct-sum connection has block-diagonal curvature. [F2, F3] On a common trivializing neighbourhood, concatenate frames of E and F. The connection matrix is diag⁡(ωE,ωF). The structure equation shows that both exterior derivative and matrix wedge product preserve this block form, so the curvature matrix is diag⁡(ΩE,ΩF).

1.2F5F6F7

Pullback of the connection transformation law glues the local pullback matrices, including in boundary charts. [F5, F6, F7] Let f:N→M be smooth and let e′=eA be a frame change on a target trivializing overlap. The connection forms satisfy the transformation law [F6]. Pull it back. By [F7], pullback preserves matrix products and wedges and commutes with d, so the pulled-back matrices satisfy the same transition law with transition matrix f∗A. Thus they glue to the pullback connection in boundary as well as interior charts. This supplies the local connection calculation without assuming that f is an immersion, submersion, or maps interior points only to interior points.

1.3F1F3F11algebra

Strict form-level Pontryagin multiplicativity can fail without metric compatibility; two trivial real lines witness the failure. [F1, F3, F11, algebra] On M=R4, take trivial real line bundles with connections DE=d+x1 dx2 and DF=d+x3 dx4. Expanding D(fs) verifies the connection Leibniz rule [F11]. Their curvature forms are FE=dx1∧dx2 and FF=dx3∧dx4. Each rank-one total Pontryagin form is 1. On the direct sum, the complexified curvature is block diagonal and the determinant convention gives c2((DE⊕DF)C)=−FE∧FF(2π)2,p1(DE⊕DF)=dx1∧dx2∧dx3∧dx4(2π)2≠0. Thus this chosen total form differs from p(DE)∧p(DF)=1, so strict form-level multiplicativity fails in this explicit example.

2.1F1F4step 1.1algebra

The block determinant factors over even-degree curvature entries, giving the total Chern product. [F1, F4, step 1.1, algebra] The curvature entries have even degree and commute in the exterior algebra, so det⁡ ⁣(I−diag⁡(ΩE,ΩF)2πi)=det⁡ ⁣(I−ΩE2πi)∧det⁡ ⁣(I−ΩF2πi). Taking each homogeneous degree gives the total Chern form identity. The empty determinant gives the rank-zero unit.

2.2F1F2step 1.1algebra

For the ordered-sum orientation, the block-diagonal Pfaffian is the product of the two Pfaffians. [F1, F2, step 1.1, algebra] In oriented orthonormal frames, metric compatibility makes the curvature matrices skew-symmetric. The concatenated frame has the ordered-sum orientation, and the direct-sum curvature is block diagonal by step 1.1. In the Pfaffian alternating-sum formula, every nonzero term pairs indices inside one block; because the E block precedes the F block, the surviving terms factor with no permutation sign. Thus Pf⁡(ΩE⊕ΩF)=Pf⁡(ΩE)∧Pf⁡(ΩF), also when a block has rank zero and its Pfaffian is 1. The normalizing powers of 2π respect the product, proving the Euler form identity.

2.3F1F3F4F5F7step 1.2algebra

The local curvature equation gives Ωf∗∇=f∗Ω∇, hence every characteristic form pulls back exactly. [F3, F4, F5, F7, step 1.2, algebra] In the pulled-back frame, [F3], [F5], and [F7] give Ωf∗∇=d(f∗ω)+(f∗ω)∧(f∗ω)=f∗(dω+ω∧ω)=f∗Ω∇. Invariant-polynomial evaluation [F4] is a finite sum of scalar coefficients times wedges of curvature entries, and [F7] preserves those wedges; hence every such curvature form pulls back exactly. This includes Chern and Pontryagin determinant coefficients and the oriented Euler Pfaffian. Pullback preserves the supplied metric and orientation, so the Euler clause stays in its stated domain.

3.1F1step 2.1algebra

For metric-compatible real connections, total Pontryagin forms multiply strictly. [F1, step 2.1, algebra] Each complexified curvature matrix is skew-symmetric, so its odd Chern forms vanish pointwise by [F1]. Apply step 2.1 to the complexifications of E,F: only even-indexed Chern components remain. In degree 4j, write their indices as 2r,2s with r+s=j. Since (−1)j=(−1)r(−1)s, the signed even Chern coefficient of the direct sum is exactly ∑r+s=jpr(∇E)∧ps(∇F). This proves the total Pontryagin form identity in every degree.

3.2A1F1step 2.1algebra

For arbitrary real connections on the summands, odd-odd Chern cross terms change the product only by exact forms. [A1, F1, step 2.1, algebra] Let DE,DF be arbitrary real connections and first use their direct-sum connection DE⊕DF. By step 2.1 applied to the complexifications, the degree-4j Pontryagin form of the sum expands into even-even and odd-odd Chern terms. The even-even terms are precisely pr(DE)∧ps(DF) for r+s=j. For an odd-odd term c2a+1((DE)C)∧c2b+1((DF)C), [F1] and full AC give a primitive α for its first factor; the second factor is closed by [F1]. Thus the term is d(α∧c2b+1((DF)C)). There are only finitely many such terms in each rank, so the difference is exact and [p(DE⊕DF)]=[p(DE)]∧[p(DF)].

4.1F8step 3.2

Any real connection on E⊕F has Pontryagin forms cohomologous to those of the direct-sum connection. [F8, step 3.2] For any real connection D on E⊕F, apply [F8] degree by degree to the invariant polynomial defining each pj. For j=0 the curvature evaluation is the constant unit; for j>0 transgression shows pj(D)−pj(DE⊕DF) is exact. Consequently [p(D)]=[p(DE⊕DF)], which with step 3.2 proves the class formula.

5.1F9F10step 4.1

The comparison theorem identifies the class formula with multiplicativity of the real coefficient images of topological Pontryagin classes. [F9, F10, step 4.1] Apply [F9] to DE,DF, and D on the stated smooth bases. The de Rham ring isomorphism [F10] carries the equality in step 4.1 to multiplicativity of the real coefficient images of the topological Pontryagin classes. This comparison is over R only; no integral torsion equality is asserted.

6.1A1F1F7step 2.1step 2.2step 2.3step 3.1step 3.2step 5.1cases∎

Empty, zero-rank, rank-one, degenerate-map, boundary, choice, and non-iff cases are covered as stated. [A1, F1, F7, step 2.1, step 2.2, step 2.3, step 3.1, step 3.2, step 5.1, cases] On an empty base each equality is the equality of the unique empty form. Rank-zero Chern, Pontryagin, and Euler forms are units, so a zero-rank summand contributes the multiplicative unit. A complex line has only c0 and c1 components; a real rank-one bundle has p=1 by the rank cutoff, and there is no odd-rank Euler form in this definition. Forms of degree exceeding the base dimension vanish. Steps 1.2 and 2.3 apply to constant and rank-deficient maps as written; for constant f, f∗ω=0 and positive-degree curvature forms pull back to zero. All calculations extend to boundary points by [F7]. No statement is an iff. Full AC is used through [F1] in step 3.2 for exact odd Chern forms and through [F9] in step 5.1 for the topological comparison. The direct-sum, Pfaffian, pullback and explicit counterexample calculations are choice-free once the data are supplied.

Source notes

Bott, Lectures on Characteristic Classes and Foliations, §5, Proposition (5.6) and the total Pontryagin form immediately following it, printed pp. 31–33, identifies the metric skew-curvature vanishing and the total Pontryagin determinant and records the Whitney product. That passage concerns real characteristic classes; the form-level metric identity in step 3.1 is also checked directly from the block determinant.

Milnor–Stasheff, Characteristic Classes, Appendix C, the split-sum Chern calculation and Corollary C.10, printed pp. 310–312, give the curvature normalization, the Chern–Weil comparison for real Pontryagin classes, and exactness of odd curvature coefficients for arbitrary real connections. Lemma C.12 and its curvature application, printed pp. 313–314, give the Pfaffian covariance and normalization. Their convention is not imported blindly: step 2.2 uses the library's stated ordered orientation and Pfaffian normalization.

Miller, Algebraic Topology II, Lecture 36, printed pp. 135–136, explains that odd Chern classes of a complexified real bundle are two-torsion and that Pontryagin multiplicativity follows after passing to coefficients in which 2 is invertible. This corroborates why step 5.1 asserts only the real-coefficient conclusion. The strict-form counterexample in step 1.3 is computed directly and does not come from that source.

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