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Uniqueness and change of positive system in iwasawa decomposition

Statement

Assume the Axiom of Choice. Let G be a connected real semisimple Lie group with finite center and Lie algebra g0, let Θ be a global Cartan involution of G fixing its center pointwise, with dΘe=θ, put K=GΘ, and let g0=k0p0 be the Cartan decomposition attached to θ, so that K×p0G, (k,X)kexpX, is a diffeomorphism and K is a closed compact subgroup with Lie algebra k0 (Global Cartan decomposition for a connected finite center semisimple Lie group). Let ap0 be a maximal abelian subspace with restricted-root system Σ=Σ(g0,a) (Restricted root and restricted root space), let Σ+ be a positive system of Σ with associated subalgebra n=n(Σ+)=λΣ+g0λ (Positive restricted roots and nilpotent n algebra), and put A=exp(a) and N=exp(n), so that the multiplication map K×A×NG,(k,a,n)kan, is a diffeomorphism onto G (Global iwasawa decomposition). For another maximal abelian subspace ap0 and an element kK with Ad(k)a=a write Ad(k)λ=λAd(k)1 for λa, so that Ad(k)λ(a), and put Ad(k)Σ+={Ad(k)λ:λΣ+}. Then:

(a) Uniqueness for fixed data. If k1a1n1=k2a2n2 with kiK, aiA and niN, then k1=k2, a1=a2 and n1=n2; that is, the decomposition of an element of G as a product kan with kK, aA, nN is unique.

(b) Dependence on the choices. A=exp(a) determines and is determined by a, and N=exp(n(Σ+)) depends on the positive system: for the opposite positive system Σ+ one has n(Σ+)=θn(Σ+) and N(Σ+)=Θ(N(Σ+)), and N(Σ+)N(Σ+) whenever n(Σ+)0, that is, whenever a0. In particular different choices of (a,Σ+) do in general give different pairs (A,N).

(c) Change of maximal abelian subspace. If a,ap0 are maximal abelian, then there is kK with Ad(k)a=a ; for every positive system Σ+ of Σ(g0,a) the set Ad(k)Σ+ is a positive system of Σ(g0,a)=Ad(k)Σ(g0,a), one has Ad(k)n(Σ+)=n(Ad(k)Σ+) computed with respect to a, and conjugation by k carries A=exp(a) and N=exp(n(Σ+)) onto exp(a) and exp(n(Ad(k)Σ+)).

(d) Change of positive system. For fixed a, and for any two positive systems Σ+,Σ+ of Σ, there is kNK(a) with Ad(k)n(Σ+)=n(Σ+); the element w=Ad(k)a lies in W(g0,a)=W(Σ) and satisfies w(Σ+)=Σ+. Moreover, for a fixed positive system Σ+ the assignment W(Σ){positive systems of Σ},ww(Σ+), is a bijection, so the restricted Weyl group permutes the positive systems simply transitively; the element k realising a given w is unique up to multiplication by an element of ZK(a).

(e) Simultaneous change. For any two pairs (a,Σ+) and (a,Σ+) as above there is kK with Ad(k)a=a, Ad(k)Σ+=Σ+ and Ad(k)n(Σ+)=n(Σ+); in this sense all Iwasawa data are conjugate by K.

Facts & Assumptions

Given: The Axiom of Choice; a connected semisimple Lie group G with finite center and Lie algebra g0, a global Cartan involution Θ fixing the center pointwise, with dΘe=θ, the subgroup K=GΘ, the Cartan decomposition g0=k0p0, a maximal abelian subspace ap0, the restricted-root system Σ=Σ(g0,a), a positive system Σ+ of Σ, the subalgebra n=λΣ+g0λ, and the subgroups A=exp(a) and N=exp(n).

[A1]

The Axiom of Choice is The Axiom of Choice, inherited through the Lie and root decomposition interfaces below. Only finitely many individual selections occur in this proof.

[L1]

K is compact with Lie algebra k0; the maps K×p0G and K×A×NG in the statement are diffeomorphisms. The groups A,N are closed simply connected Lie subgroups with Lie algebras a,n (Global Cartan decomposition for a connected finite center semisimple Lie group, Global iwasawa decomposition).

[L2]

The Killing form B is negative definite on k0 and positive definite on p0, and [p0,p0]k0 (Bracket relations and Killing signs in a Cartan decomposition).

[L3]

Σ is finite, spans a, satisfies sλ(Σ)=Σ and 2μ,λλ2Z for all μ,λΣ (Restricted root systems may be nonreduced).

[L4]

W(g0,a)=NK(a)/ZK(a)=W(Σ) as groups of linear transformations of a and of a, and W(Σ) is finite; the quotient map NK(a)W(g0,a) is surjective with kernel ZK(a) (Restricted weyl group, Restricted weyl group is the reflection group of the restricted root system).

[L5]

The Weyl group of a reduced crystallographic root system acts simply transitively on the open chambers of the arrangement of its root hyperplanes, and every chamber is the set of solutions of a system of strict homogeneous linear inequalities (Simple transitivity on Weyl chambers, Open and closed Weyl chambers).

[L6]

g0=g00λΣg0λ is a direct sum, [g0λ,g0μ]g0λ+μ and θg0λ=g0λ for all λ,μa; for regular Ha, Zp0(H)=a (Restricted root space decomposition).

Proof

technique · direct
1.1

Action on restricted-root spaces: let kK, put a=Ad(k)a and H=Ad(k)H for Ha; for Xg0λ one has [H,Ad(k)X]=Ad(k)[H,X]=λ(H)Ad(k)X=(Ad(k)λ)(H)Ad(k)X, so Ad(k)g0λ(g0)Ad(k)λ, where (g0)ν={Yg0:[H,Y]=ν(H)Y for every Ha}; applying the same inclusion to k1 and Ad(k)λ gives equality, and consequently λΣ(g0,a) if and only if Ad(k)λΣ(g0,a), that is, Σ(g0,a)=Ad(k)Σ(g0,a).

L6algebra
1.2

Chambers and positive systems: for a positive system Σ+ of Σ, cut out by a regular H0a, put C(Σ+)={Ha:λ(H)>0 for every λΣ+}; then C(Σ+) is a nonempty open convex cone contained in the complement of λΣλ, and it is a full connected component of that complement, because on the finite set Σ the signs signλ(H) are constant on C(Σ+) and determine the component of H; hence C(Σ+) is a chamber, it does not depend on the choice of the regular element H0 cutting out Σ+, and the assignment Σ+C(Σ+) is a bijection from the positive systems of Σ onto the chambers, with inverse C{λΣ:λ>0 on C}.

L3L5algebra
1.3

Uniqueness of the factorization: if k1a1n1=k2a2n2 with kiK, aiA, niN, then injectivity of the multiplication map K×A×NG forces (k1,a1,n1)=(k2,a2,n2); this proves (a).

L1
1.4

Dependence on a: the exponential map is injective on p0 by [L1]; distinct maximal abelian subspaces cannot contain one another, so if aa we may choose Xa with Xa; then expXA=exp(a) while expXexp(a), because expX=expY with Ya would force X=Ya; hence Aexp(a) and A determines a and is determined by it.

L1algebra
1.5

Dependence on the positive system: by [L6] one has θn(Σ+)=λΣ+g0λ=n(Σ+), and Θ(expX)=exp(θX) for all Xg0, so Θ(N(Σ+))=N(Σ+); if N(Σ+)=N(Σ+), equality of these Lie subgroups forces equality of their Lie algebras, n(Σ+)=n(Σ+), by [L1]. But these two sums of restricted-root spaces have zero intersection because λΣg0λ is direct and Σ+(Σ+)=; hence both would be zero. Thus N(Σ+)N(Σ+) whenever n(Σ+)0. Finally n(Σ+)0 when a0, because then Σ since Σ spans a by [L3], and Σ=Σ+(Σ+) forces Σ+; this proves (b).

L1L3L6algebra
1.6

Put Σs={αΣ:α/2Σ}. If α,cαΣ with c>0, integrality in both orders gives 2c,2/cZ, whose product is four; hence c{1/2,1,2}. On each root line the shortest positive root is therefore indivisible and the only possible longer root is its double. Thus Σs has precisely two opposite roots on each root line and spans a. Reflections permute Σ and preserve the condition that half a root is absent, so preserve Σs. Integrality is inherited, proving that Σs is a reduced crystallographic root system. Since s2α=sα, it has the same Weyl group and hyperplanes as Σ. Identify a with a by the positive Killing form on a to apply the chamber theorem [L5].

L2L3L5algebra
1.7

We prove conjugacy of maximal abelian subspaces for the full stated group, allowing compact factors. Choose regular Ha and Ha; such points exist outside finitely many proper hyperplanes (and zero is regular in dimension zero). Since K is compact, kB(Ad(k)H,H) has a maximum at k0. Put X=Ad(k0)H. The adjoint action of K preserves p0 because it commutes with θ. Differentiating along exp(tY)k0, for Yk0, and using invariance of the Killing form gives 0=B([Y,X],H)=B(Y,[X,H]). Since [X,H]k0, negative definiteness implies [X,H]=0, hence Xa by [L6]. Thus aZp0(X)=Ad(k0)a. Maximality of the abelian subspace a gives equality.

L1L2L6algebra
2.1

The restricted Weyl group acts simply transitively on positive systems: an element kNK(a) preserves a and acts on a by w=Ad(k)a and on its dual by wλ=λw1; by step 1.1 with a=a it permutes Σ, hence permutes the hyperplanes λ and the chambers; the hyperplanes are those of the reduced crystallographic root system Σs by step 1.6, whose Weyl group is W(Σ), so by [L4] and [L5] the induced action of W(Σ)=W(g0,a) on the chambers of Σ is simply transitive, and by step 1.2 this is exactly the simply transitive action wΣ+=w(Σ+) on the positive systems.

L3L4L5step 1.1step 1.2step 1.6
2.2

Change of a: let a,ap0 be maximal abelian and choose kK with Ad(k)a=a by step 1.7; if the positive system Σ+ is cut out by the regular element H0a, then Ad(k)Σ+={νΣ(g0,a):ν(Ad(k)H0)>0}, and Ad(k)H0 is regular for Σ(g0,a) because ν(Ad(k)H0)=(Ad(k)1ν)(H0)0 for every root νΣ(g0,a); hence Ad(k)Σ+ is a positive system of Σ(g0,a)=Ad(k)Σ(g0,a) by step 1.1. Moreover Ad(k)n(Σ+)=λΣ+Ad(k)g0λ=λΣ+(g0)Ad(k)λ=n(Ad(k)Σ+) computed with respect to a, and kexp(X)k1=exp(Ad(k)X) for all Xg0, so conjugation by k carries A=exp(a) onto exp(a) and N=exp(n(Σ+)) onto exp(n(Ad(k)Σ+)); this proves (c).

L6step 1.1step 1.7algebra
3.1

Change of positive system: let Σ+,Σ+ be positive systems of Σ; by steps 1.2 and 2.1 there is a unique wW(Σ) with w(Σ+)=Σ+, and by [L4] there is kNK(a) representing w; then step 1.1 gives Ad(k)g0λ=g0wλ for every λΣ, hence Ad(k)n(Σ+)=λΣ+g0wλ=n(wΣ+)=n(Σ+). Conversely, if kNK(a) satisfies Ad(k)n(Σ+)=n(Σ+), then λΣ+g0wλ=νΣ+g0ν for the class w of k, and comparing the two direct sums of restricted-root spaces inside the direct sum over Σ gives {wλ:λΣ+}=Σ+, so w(Σ+)=Σ+ and hence w=w by uniqueness; therefore kkZK(a), by [L4]. With ww(Σ+) for the fixed Σ+ this is a bijection by step 2.1, so the restricted Weyl group permutes the positive systems simply transitively; this proves (d).

L4step 1.1step 1.2step 2.1algebra
4.1

Simultaneous change: given (a,Σ+) and (a,Σ+), choose k1K with Ad(k1)a=a by step 1.7; by step 2.2 the set Ad(k1)Σ+ is a positive system of Σ(g0,a), and Ad(k1)n(Σ+)=n(Ad(k1)Σ+) with respect to a; by step 3.1 applied to a there is k2NK(a) with Ad(k2)n(Ad(k1)Σ+)=n(Σ+), equivalently Ad(k2)(Ad(k1)Σ+)=Σ+; then k=k2k1K satisfies Ad(k)a=a, Ad(k)Σ+=Σ+ and Ad(k)n(Σ+)=n(Σ+), and conjugation by k carries A and N accordingly by step 2.2; this proves (e).

step 2.2step 3.1algebra
5.1

Assertions (a)–(e) are now established by steps 1.3, 1.4 and 1.5, 2.2, 3.1 and 4.1, so all Iwasawa data attached to a maximal abelian ap0 and a positive system are unique for fixed data and conjugate by K in general, with the positive systems permuted simply transitively by the restricted Weyl group. The Axiom of Choice was declared in [A1] and is inherited through [L1] and [L6]; only finitely many individual selections occur. If a=0, the root system is empty, A=N={e} and W=1; the single chamber is {0} and its positive system is empty, so every assertion includes this case.

A1L1L2step 1.3step 2.2step 3.1step 4.1step 1.4step 1.5

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