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Uniqueness and change of positive system in iwasawa decomposition

Statement

Assume the Axiom of Choice. Let G be a connected real semisimple Lie group with finite center and Lie algebra g0, let Θ be a global Cartan involution of G fixing its center pointwise, with dΘe=θ, put K=GΘ, and let g0=k0⊕p0 be the Cartan decomposition attached to θ, so that K×p0→G, (k,X)↦kexp⁡X, is a diffeomorphism and K is a closed compact subgroup with Lie algebra k0 (Global Cartan decomposition for a connected finite center semisimple Lie group). Let a⊆p0 be a maximal abelian subspace with restricted-root system Σ=Σ(g0,a) (Restricted root and restricted root space), let Σ+ be a positive system of Σ with associated subalgebra n=n(Σ+)=⨁λ∈Σ+g0λ (Positive restricted roots and nilpotent n algebra), and put A=exp⁡(a) and N=exp⁡(n), so that the multiplication map K×A×N⟶G,(k,a,n)⟼kan, is a diffeomorphism onto G (Global iwasawa decomposition). For another maximal abelian subspace a′⊆p0 and an element k∈K with Ad⁡(k)a=a′ write Ad⁡(k)λ=λ∘Ad⁡(k)−1 for λ∈a∗, so that Ad⁡(k)λ∈(a′)∗, and put Ad⁡(k)Σ+={Ad⁡(k)λ:λ∈Σ+}. Then:

(a) Uniqueness for fixed data. If k1a1n1=k2a2n2 with ki∈K, ai∈A and ni∈N, then k1=k2, a1=a2 and n1=n2; that is, the decomposition of an element of G as a product kan with k∈K, a∈A, n∈N is unique.

(b) Dependence on the choices. A=exp⁡(a) determines and is determined by a, and N=exp⁡(n(Σ+)) depends on the positive system: for the opposite positive system −Σ+ one has n(−Σ+)=θn(Σ+) and N(−Σ+)=Θ(N(Σ+)), and N(−Σ+)≠N(Σ+) whenever n(Σ+)≠0, that is, whenever a≠0. In particular different choices of (a,Σ+) do in general give different pairs (A,N).

(c) Change of maximal abelian subspace. If a,a′⊆p0 are maximal abelian, then there is k∈K with Ad⁡(k)a=a′ ; for every positive system Σ+ of Σ(g0,a) the set Ad⁡(k)Σ+ is a positive system of Σ(g0,a′)=Ad⁡(k)Σ(g0,a), one has Ad⁡(k)n(Σ+)=n(Ad⁡(k)Σ+) computed with respect to a′, and conjugation by k carries A=exp⁡(a) and N=exp⁡(n(Σ+)) onto exp⁡(a′) and exp⁡(n(Ad⁡(k)Σ+)).

(d) Change of positive system. For fixed a, and for any two positive systems Σ+,Σ+′ of Σ, there is k∈NK(a) with Ad⁡(k)n(Σ+)=n(Σ+′); the element w=Ad⁡(k)∣a lies in W(g0,a)=W(Σ) and satisfies w(Σ+)=Σ+′. Moreover, for a fixed positive system Σ+ the assignment W(Σ)⟶{positive systems of Σ},w⟼w(Σ+), is a bijection, so the restricted Weyl group permutes the positive systems simply transitively; the element k realising a given w is unique up to multiplication by an element of ZK(a).

(e) Simultaneous change. For any two pairs (a,Σ+) and (a′,Σ+′) as above there is k∈K with Ad⁡(k)a=a′, Ad⁡(k)Σ+=Σ+′ and Ad⁡(k)n(Σ+)=n(Σ+′); in this sense all Iwasawa data are conjugate by K.

Facts & Assumptions

Given: The Axiom of Choice; a connected semisimple Lie group G with finite center and Lie algebra g0, a global Cartan involution Θ fixing the center pointwise, with dΘe=θ, the subgroup K=GΘ, the Cartan decomposition g0=k0⊕p0, a maximal abelian subspace a⊆p0, the restricted-root system Σ=Σ(g0,a), a positive system Σ+ of Σ, the subalgebra n=⨁λ∈Σ+g0λ, and the subgroups A=exp⁡(a) and N=exp⁡(n).

[A1]

The Axiom of Choice is The Axiom of Choice, inherited through the Lie and root decomposition interfaces below. Only finitely many individual selections occur in this proof.

[L1]

K is compact with Lie algebra k0; the maps K×p0→G and K×A×N→G in the statement are diffeomorphisms. The groups A,N are closed simply connected Lie subgroups with Lie algebras a,n (Global Cartan decomposition for a connected finite center semisimple Lie group, Global iwasawa decomposition).

[L2]

The Killing form B is negative definite on k0 and positive definite on p0, and [p0,p0]⊆k0 (Bracket relations and Killing signs in a Cartan decomposition).

[L3]

Σ is finite, spans a∗, satisfies sλ(Σ)=Σ and 2⟨μ,λ⟩∣λ∣−2∈Z for all μ,λ∈Σ (Restricted root systems may be nonreduced).

[L4]

W(g0,a)=NK(a)/ZK(a)=W(Σ) as groups of linear transformations of a and of a∗, and W(Σ) is finite; the quotient map NK(a)→W(g0,a) is surjective with kernel ZK(a) (Restricted weyl group, Restricted weyl group is the reflection group of the restricted root system).

[L5]

The Weyl group of a reduced crystallographic root system acts simply transitively on the open chambers of the arrangement of its root hyperplanes, and every chamber is the set of solutions of a system of strict homogeneous linear inequalities (Simple transitivity on Weyl chambers, Open and closed Weyl chambers).

[L6]

g0=g00⊕⨁λ∈Σg0λ is a direct sum, [g0λ,g0μ]⊆g0λ+μ and θg0λ=g0−λ for all λ,μ∈a∗; for regular H∈a, Zp0(H)=a (Restricted root space decomposition).

Proof

technique · direct
1.1L6algebra

Action on restricted-root spaces: let k∈K, put a′=Ad⁡(k)a and H′=Ad⁡(k)H for H∈a; for X∈g0λ one has [H′,Ad⁡(k)X]=Ad⁡(k)[H,X]=λ(H)Ad⁡(k)X=(Ad⁡(k)λ)(H′)Ad⁡(k)X, so Ad⁡(k)g0λ⊆(g0′)Ad⁡(k)λ, where (g0′)ν={Y∈g0:[H′,Y]=ν(H′)Y for every H′∈a′}; applying the same inclusion to k−1 and Ad⁡(k)λ gives equality, and consequently λ∈Σ(g0,a) if and only if Ad⁡(k)λ∈Σ(g0,a′), that is, Σ(g0,a′)=Ad⁡(k)Σ(g0,a).

1.2L3L5algebra

Chambers and positive systems: for a positive system Σ+ of Σ, cut out by a regular H0∈a, put C(Σ+)={H∈a:λ(H)>0 for every λ∈Σ+}; then C(Σ+) is a nonempty open convex cone contained in the complement of ⋃λ∈Σλ⊥, and it is a full connected component of that complement, because on the finite set Σ the signs sign⁡λ(H) are constant on C(Σ+) and determine the component of H; hence C(Σ+) is a chamber, it does not depend on the choice of the regular element H0 cutting out Σ+, and the assignment Σ+↦C(Σ+) is a bijection from the positive systems of Σ onto the chambers, with inverse C↦{λ∈Σ:λ>0 on C}.

1.3L1

Uniqueness of the factorization: if k1a1n1=k2a2n2 with ki∈K, ai∈A, ni∈N, then injectivity of the multiplication map K×A×N→G forces (k1,a1,n1)=(k2,a2,n2); this proves (a).

1.4L1algebra

Dependence on a: the exponential map is injective on p0 by [L1]; distinct maximal abelian subspaces cannot contain one another, so if a≠a′ we may choose X∈a with X∉a′; then exp⁡X∈A=exp⁡(a) while exp⁡X∉exp⁡(a′), because exp⁡X=exp⁡Y with Y∈a′ would force X=Y∈a′; hence A≠exp⁡(a′) and A determines a and is determined by it.

1.5L1L3L6algebra

Dependence on the positive system: by [L6] one has θn(Σ+)=⨁λ∈Σ+g0−λ=n(−Σ+), and Θ(exp⁡X)=exp⁡(θX) for all X∈g0, so Θ(N(Σ+))=N(−Σ+); if N(Σ+)=N(−Σ+), equality of these Lie subgroups forces equality of their Lie algebras, n(Σ+)=n(−Σ+), by [L1]. But these two sums of restricted-root spaces have zero intersection because ⨁λ∈Σg0λ is direct and Σ+∩(−Σ+)=∅; hence both would be zero. Thus N(Σ+)≠N(−Σ+) whenever n(Σ+)≠0. Finally n(Σ+)≠0 when a≠0, because then Σ≠∅ since Σ spans a∗ by [L3], and Σ=Σ+⊔(−Σ+) forces Σ+≠∅; this proves (b).

1.6L2L3L5algebra

Put Σs={α∈Σ:α/2∉Σ}. If α,cα∈Σ with c>0, integrality in both orders gives 2c,2/c∈Z, whose product is four; hence c∈{1/2,1,2}. On each root line the shortest positive root is therefore indivisible and the only possible longer root is its double. Thus Σs has precisely two opposite roots on each root line and spans a∗. Reflections permute Σ and preserve the condition that half a root is absent, so preserve Σs. Integrality is inherited, proving that Σs is a reduced crystallographic root system. Since s2α=sα, it has the same Weyl group and hyperplanes as Σ. Identify a∗ with a by the positive Killing form on a to apply the chamber theorem [L5].

1.7L1L2L6algebra

We prove conjugacy of maximal abelian subspaces for the full stated group, allowing compact factors. Choose regular H∈a and H′∈a′; such points exist outside finitely many proper hyperplanes (and zero is regular in dimension zero). Since K is compact, k↦B(Ad⁡(k)H,H′) has a maximum at k0. Put X=Ad⁡(k0)H. The adjoint action of K preserves p0 because it commutes with θ. Differentiating along exp⁡(tY)k0, for Y∈k0, and using invariance of the Killing form gives 0=B([Y,X],H′)=B(Y,[X,H′]). Since [X,H′]∈k0, negative definiteness implies [X,H′]=0, hence X∈a′ by [L6]. Thus a′⊆Zp0(X)=Ad⁡(k0)a. Maximality of the abelian subspace a′ gives equality.

2.1L3L4L5step 1.1step 1.2step 1.6

The restricted Weyl group acts simply transitively on positive systems: an element k∈NK(a) preserves a and acts on a by w=Ad⁡(k)∣a and on its dual by wλ=λ∘w−1; by step 1.1 with a′=a it permutes Σ, hence permutes the hyperplanes λ⊥ and the chambers; the hyperplanes are those of the reduced crystallographic root system Σs by step 1.6, whose Weyl group is W(Σ), so by [L4] and [L5] the induced action of W(Σ)=W(g0,a) on the chambers of Σ is simply transitive, and by step 1.2 this is exactly the simply transitive action w⋅Σ+=w(Σ+) on the positive systems.

2.2L6step 1.1step 1.7algebra

Change of a: let a,a′⊆p0 be maximal abelian and choose k∈K with Ad⁡(k)a=a′ by step 1.7; if the positive system Σ+ is cut out by the regular element H0∈a, then Ad⁡(k)Σ+={ν∈Σ(g0,a′):ν(Ad⁡(k)H0)>0}, and Ad⁡(k)H0 is regular for Σ(g0,a′) because ν(Ad⁡(k)H0)=(Ad⁡(k)−1ν)(H0)≠0 for every root ν∈Σ(g0,a′); hence Ad⁡(k)Σ+ is a positive system of Σ(g0,a′)=Ad⁡(k)Σ(g0,a) by step 1.1. Moreover Ad⁡(k)n(Σ+)=⨁λ∈Σ+Ad⁡(k)g0λ=⨁λ∈Σ+(g0′)Ad⁡(k)λ=n(Ad⁡(k)Σ+) computed with respect to a′, and kexp⁡(X)k−1=exp⁡(Ad⁡(k)X) for all X∈g0, so conjugation by k carries A=exp⁡(a) onto exp⁡(a′) and N=exp⁡(n(Σ+)) onto exp⁡(n(Ad⁡(k)Σ+)); this proves (c).

3.1L4step 1.1step 1.2step 2.1algebra

Change of positive system: let Σ+,Σ+′ be positive systems of Σ; by steps 1.2 and 2.1 there is a unique w∈W(Σ) with w(Σ+)=Σ+′, and by [L4] there is k∈NK(a) representing w; then step 1.1 gives Ad⁡(k)g0λ=g0wλ for every λ∈Σ, hence Ad⁡(k)n(Σ+)=⨁λ∈Σ+g0wλ=n(wΣ+)=n(Σ+′). Conversely, if k′∈NK(a) satisfies Ad⁡(k′)n(Σ+)=n(Σ+′), then ⨁λ∈Σ+g0w′λ=⨁ν∈Σ+′g0ν for the class w′ of k′, and comparing the two direct sums of restricted-root spaces inside the direct sum over Σ gives {w′λ:λ∈Σ+}=Σ+′, so w′(Σ+)=Σ+′ and hence w′=w by uniqueness; therefore k′∈kZK(a), by [L4]. With w↦w(Σ+) for the fixed Σ+ this is a bijection by step 2.1, so the restricted Weyl group permutes the positive systems simply transitively; this proves (d).

4.1step 2.2step 3.1algebra

Simultaneous change: given (a,Σ+) and (a′,Σ+′), choose k1∈K with Ad⁡(k1)a=a′ by step 1.7; by step 2.2 the set Ad⁡(k1)Σ+ is a positive system of Σ(g0,a′), and Ad⁡(k1)n(Σ+)=n(Ad⁡(k1)Σ+) with respect to a′; by step 3.1 applied to a′ there is k2∈NK(a′) with Ad⁡(k2)n(Ad⁡(k1)Σ+)=n(Σ+′), equivalently Ad⁡(k2)(Ad⁡(k1)Σ+)=Σ+′; then k=k2k1∈K satisfies Ad⁡(k)a=a′, Ad⁡(k)Σ+=Σ+′ and Ad⁡(k)n(Σ+)=n(Σ+′), and conjugation by k carries A and N accordingly by step 2.2; this proves (e).

5.1A1L1L2step 1.3step 2.2step 3.1step 4.1step 1.4step 1.5∎

Assertions (a)–(e) are now established by steps 1.3, 1.4 and 1.5, 2.2, 3.1 and 4.1, so all Iwasawa data attached to a maximal abelian a⊆p0 and a positive system are unique for fixed data and conjugate by K in general, with the positive systems permuted simply transitively by the restricted Weyl group. The Axiom of Choice was declared in [A1] and is inherited through [L1] and [L6]; only finitely many individual selections occur. If a=0, the root system is empty, A=N={e} and W=1; the single chamber is {0} and its positive system is empty, so every assertion includes this case.

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