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Restricted root systems may be nonreduced

Statement

Assume the Axiom of Choice. Let g0 be a finite-dimensional real semisimple Lie algebra with Cartan involution θ, Cartan decomposition g0=k0⊕p0, Killing form B, inner product Bθ(X,Y)=−B(X,θY), and a maximal abelian subspace a⊆p0, with restricted-root system Σ=Σ(g0,a) (Restricted root and restricted root space, Restricted root space decomposition). Let G be a connected semisimple Lie group with finite center and Lie algebra g0, let Θ be a global Cartan involution of G with dΘe=θ, and put K=GΘ, a closed compact subgroup with Lie algebra k0 (Global Cartan decomposition for a connected finite center semisimple Lie group). Write Ad⁡ for the adjoint representation of G and put NK(a)={k∈K:Ad⁡(k)a=a},ZK(a)={k∈K:Ad⁡(k)∣a=ida}; the assertions below depend only on the restriction of Ad⁡ to K. Write ( ⋅ , ⋅ ) for the restriction of Bθ to a. For λ∈a∗ let Hλ∈a be the vector with (Hλ,H)=λ(H) for every H∈a, and put ⟨λ,μ⟩=(Hλ,Hμ) and ∣λ∣2=⟨λ,λ⟩, so that ⟨ ⋅ , ⋅ ⟩ is an inner product on a∗ with ∣λ∣2>0 for λ≠0. For λ≠0 let sλ be the orthogonal reflection sλ(μ)=μ−2⟨μ,λ⟩∣λ∣−2λ. Call Σ reducible if there are nonzero orthogonal subspaces E1,E2⊆a∗ with Σ⊆E1∪E2 and Σ∩Ei≠∅ for i=1,2, and irreducible otherwise. Put Σs={α∈Σ:α/2∉Σ} and Ψ={α∈Σs:2α∈Σ}. Then:

(a) Σ is finite, spans a∗, and satisfies sλ(Σ)=Σ as well as 2⟨μ,λ⟩∣λ∣−2∈Z for all μ,λ∈Σ; moreover for every λ∈Σ there is k∈NK(a) such that the dual action of Ad⁡(k) on a∗ is sλ. Thus Σ is a finite abstract root system in a∗ with the reflections sλ realised inside NK(a).

(b) Restricted-root systems need not be reduced: both a functional and its double can occur. Explicitly, for g0=su(2,1)={X∈M3(C):X∗J+JX=0, tr⁡X=0} with J=diag⁡(1,1,−1), θ(X)=−X∗ and a=RH, H=E13+E31, the functional f∈a∗ with f(H)=1 satisfies Σ={±f,±2f},m±f=2,m±2f=1.

(c) Let Σ be irreducible and nonreduced. Then with r=dim⁡a≥1 there is a linear isomorphism φ:a∗→Rr with φ(Σ)=BCr, where BCr={±ei}∪{±ei±ej:1≤i<j≤r}∪{±2ei} for the standard orthonormal basis e1,…,er, and φ preserves all Cartan integers: 2⟨φ(μ),φ(λ)⟩∣φ(λ)∣−2=2⟨μ,λ⟩∣λ∣−2 for all μ,λ∈Σ. In particular the irreducible nonreduced restricted-root systems are exactly the systems of type BCr: the indivisible roots that admit doubling correspond to Ψ={±ei}, the actual doubled roots 2Ψ correspond to {±2ei}, and the reduced subsystem Σs is the type-Br system {±ei}∪{±ei±ej}.

Facts & Assumptions

Given: The Axiom of Choice; a real semisimple g0 with Cartan involution θ, Cartan decomposition g0=k0⊕p0, Killing form B, inner product Bθ(X,Y)=−B(X,θY), maximal abelian a⊆p0, and restricted-root system Σ.

[A1]

The Axiom of Choice is The Axiom of Choice; it enters through the finite-dimensional representation theory of [L6] used for the integrality of the Cartan integers.

[L1]

Σ is finite, g0=g00⊕⨁λ∈Σg0λ with g00=Zg0(a)=a⊕m, m=Zk0(a), [g0λ,g0μ]⊆g0λ+μ and θg0λ=g0−λ, and for H∈a with λ(H)≠0 for all λ∈Σ one has Zg0(H)=g00 (Restricted root space decomposition, Restricted root and restricted root space).

[L2]

B is invariant and nondegenerate, Bθ is positive definite, B(θX,θY)=B(X,Y), B is negative definite on k0 and positive definite on p0 (Bracket relations and Killing signs in a Cartan decomposition).

[L3]

Σs and 2Ψ behave as follows at the level of subsets of a∗: the definitions above give Σs⊆Σ and 2Ψ⊆Σ, and Rα∩Σs={±α} will follow from the computation of step 5.2.

[L4]

Rank-two facts for a reduced crystallographic root system Φ with nonproportional roots α,β: nαβnβα=4cos⁡2θ∈{0,1,2,3} with the listed length-ratio alternatives; (α,β)>0 implies α−β∈Φ; distinct simple roots satisfy (α,β)≤0; and the irreducible rank-two systems are A2, B2≅C2 and G2 (Rank-two root-system classification). Moreover the simple roots of a positive system form a basis and every root is a signed integral combination of them (Simple roots form a signed integral basis).

[L5]

If Γ is the Dynkin diagram of an irreducible reduced crystallographic root system, then Γ is a tree, has at most one multiple edge, and in the case of a multiple edge the underlying graph is a path with a double edge at an end, a double edge in the middle of a four-vertex path, or a two-vertex triple edge (Shape restrictions on Dynkin diagrams); a based root system is determined up to isomorphism by its Cartan matrix (The Cartan matrix determines a based root system), and the irreducible reduced crystallographic root systems are An,Bn,Cn,Dn,E6,E7,E8,F4,G2 with the low-rank coincidences B1=C1=A1, B2=C2 (Classification of irreducible root systems). The standard systems Br={±ei}∪{±ei±ej} and Cr={±2ei}∪{±ei±ej} are reduced crystallographic root systems with their standard simple roots and Dynkin diagrams (Classical root systems in coordinates), and W(Br) is the group of signed permutations of the coordinates, which acts transitively on {±ei} and on {±ei±ej} (Weyl groups of B_n and D_n).

[L6]

A finite-dimensional module over a copy of sl2 has the standard diagonal element acting diagonalisably with integer eigenvalues (Finite-dimensional representations of sl2).

[L7]

A real finite-dimensional Lie algebra is semisimple if and only if its complexification is (Complexification preserves semisimplicity), and the Killing form of sl3(C) is nondegenerate (Classical simple Lie algebras and their Killing forms, Classical complex matrix Lie algebras).

Proof

technique · direct
1.1L2algebra

By [L2] the restriction ( ⋅ , ⋅ ) of Bθ to a⊆p0 is a positive definite inner product; for λ∈a∗ the vector Hλ∈a with (Hλ,H)=λ(H) for all H∈a exists and is unique, and ⟨λ,μ⟩=(Hλ,Hμ) is an inner product on a∗ with ∣λ∣2>0 for λ≠0; also λ(Hμ)=⟨λ,μ⟩; the reflection sλ(μ)=μ−2⟨μ,λ⟩∣λ∣−2λ is orthogonal, fixes λ⊥ pointwise and sends λ to −λ; put Hλ′=2∣λ∣−2Hλ, so that λ(Hλ′)=2.

1.2L7algebra

Witness setup: let J=diag⁡(1,1,−1) and g0=su(2,1)={X∈M3(C):X∗J+JX=0, tr⁡X=0} with θ(X)=−X∗; then θ is an involutive automorphism of g0, and X∈M3(C) lies in g0 exactly when X=(abb∗d) with a∈u(2), b∈C2 and d=−tr⁡a∈iR, so that k0={X∈g0:b=0} and p0={X∈g0:a=0, d=0}={zE13+wE23+zˉE31+wˉE32:z,w∈C}; write a=(iAγ−γˉiB) with A,B∈R, γ∈C and b=(pq); the element H=E13+E31 lies in p0 and a=RH is a 1-dimensional subspace of p0; finally g0 is semisimple, because g0C=sl3(C) has nondegenerate Killing form and g0 is its real form.

1.3L1algebra

Σ spans a∗: if H∈a satisfies λ(H)=0 for every λ∈Σ, then [H,g0λ]=0 for every λ∈Σ and also [H,g00]=0 because H∈a⊆g00=Zg0(a), so [H,g0]=0 by [L1], i.e. H∈Z(g0)=0 because g0 is semisimple; hence no nonzero H∈a annihilates Σ, and Σ spans a∗.

1.4given

Notation: Σ is reducible if there are nonzero orthogonal subspaces E1,E2⊆a∗ with Σ⊆E1∪E2 and Σ∩Ei≠∅ for i=1,2, and irreducible otherwise; Σs={α∈Σ:α/2∉Σ} and Ψ={α∈Σs:2α∈Σ}.

2.1L1L2step 1.1algebra

Let λ∈Σ and choose 0≠Eλ∈g0λ; then B(Eλ,θEλ)=−Bθ(Eλ,Eλ)<0 by [L2], the bracket [Eλ,θEλ] lies in g00 by [L1] and satisfies θ[Eλ,θEλ]=−[Eλ,θEλ], hence lies in a, and for every H∈a one has B([Eλ,θEλ],H)=B(Eλ,[θEλ,H])=λ(H)B(Eλ,θEλ)=B(B(Eλ,θEλ)Hλ,H), so [Eλ,θEλ]=B(Eλ,θEλ)Hλ; rescaling Eλ by a positive real number we arrange Bθ(Eλ,Eλ)=2∣λ∣−2, that is B(Eλ,θEλ)=−2∣λ∣−2, and then [Eλ,θEλ]=−Hλ′.

2.2step 1.2algebra

Witness computation, part 1: for X∈g0 with coordinates (A,B,γ,p,q) as in step 1.2, a direct computation of [H,X] gives the new coordinates A′=pˉ−pi, B′=0, γ′=qˉ, p′=−i(2A+B), q′=γˉ; hence [H,X]=0 if and only if p∈R, q=γ=0 and B=−2A; consequently Zp0(H)={p(E13+E31):p∈R}=a, and a is maximal abelian in p0, since every abelian subspace of p0 containing a is contained in Zp0(H)=a.

3.1step 2.1algebra

The normalization of step 2.1 gives the bracket relations [Hλ′,Eλ]=2Eλ, [Hλ′,θEλ]=−2θEλ and [Eλ,θEλ]=−Hλ′, so the real span of Hλ′,Eλ,θEλ is a three-dimensional Lie subalgebra of g0 isomorphic to sl2(R) with Hλ′ corresponding to diag⁡(1,−1); complexifying, its complexification is a copy of sl2 in g0C acting on the finite-dimensional complex vector space g0C.

3.2step 2.2algebra

Witness computation, part 2: solving the coordinate equations of step 2.2 for eigenvectors of ad⁡H shows that the eigenvalues are 0 with multiplicity 2, ±1 with multiplicity 2 each, and ±2 with multiplicity 1 each; explicitly [H,X]=2X for X=i(E33−E11+E13−E31), the elements E12−E21+E23+E32 and i(E12+E21−E23+E32) of g0 satisfy [H,X]=X and are linearly independent, hence span the eigenspace for the functional f with f(H)=1, and ker⁡(ad⁡H)=g00 is spanned by H and i(E11−2E22+E33).

4.1step 3.1algebra

Let kλ=exp⁡(π2(Eλ+θEλ)); since θ(Eλ+θEλ)=Eλ+θEλ one has Eλ+θEλ∈k0, so kλ∈K=exp⁡(k0); moreover (ad⁡(Eλ+θEλ))H=0 for H∈ker⁡λ and, with X=π2(Eλ+θEλ), (ad⁡X)Hλ′=π(θEλ−Eλ) and (ad⁡X)2Hλ′=−π2Hλ′, so the exponential series gives Ad⁡(kλ)Hλ′=cos⁡(π)Hλ′+sin⁡(π)(θEλ−Eλ)=−Hλ′; hence Ad⁡(kλ) preserves a=ker⁡λ⊕RHλ′, acts as the identity on ker⁡λ and as −1 on Hλ′, i.e. acts on a by the reflection with fixed hyperplane ker⁡λ.

4.2step 3.2

Witness computation, part 3: by step 3.2 the restricted-root system of the pair (g0,a) of step 1.2 is Σ={±f,±2f} with f(H)=1, the spaces g0±f being the two 2-dimensional eigenspaces and g0±2f the two 1-dimensional eigenspaces; hence m±f=2 and m±2f=1, and this restricted-root system is not reduced, since both f and 2f occur.

4.3L6step 3.1algebra

Integrality: let μ,λ∈Σ; by step 3.1 the copy of sl2(C) spanned by Hλ′,Eλ,θEλ acts on g0C, and Hλ′ is its standard diagonal element; by [L6] the operator ad⁡Hλ′ is diagonalisable with integer eigenvalues on g0C; since g0μ lies in the eigenspace of ad⁡Hλ′ for the eigenvalue μ(Hλ′)=2⟨μ,λ⟩∣λ∣−2, this number is an integer.

5.1step 4.1algebra

The reflection sλ is realised in NK(a) and permutes Σ: by step 4.1 the element kλ∈K satisfies Ad⁡(kλ)a=a and acts on a∗ by sλ, so kλ∈NK(a); and for μ∈Σ and 0≠X∈g0μ one has [H,Ad⁡(kλ)X]=Ad⁡(kλ)[Ad⁡(kλ)−1H,X]=(sλμ)(H)Ad⁡(kλ)X for all H∈a, so Ad⁡(kλ)g0μ=g0sλμ and sλμ∈Σ; hence sλ(Σ)=Σ for every λ∈Σ.

5.2step 4.3algebra

Multiples of a restricted root: let λ∈Σ and let C={c>0:cλ∈Σ}, a finite nonempty set of positive reals with minimum a; by step 4.3 one has 2c/d∈Z for all c,d∈C, so with c=a and d=max⁡C one gets 2a/max⁡C∈{1,2} and hence max⁡C∈{a,2a}; moreover no c∈C satisfies a<c<2a, since then 2a/c would lie strictly between 1 and 2; therefore C={a} or C={a,2a}, and since 1∈C we have a=1 or a=1/2; hence every element of Σ is either indivisible or twice an indivisible root, that is Σ=Σs⊔2Ψ, and for every β∈Σs the only positive multiples of β in Σ are β and possibly 2β.

6.1L1step 1.3step 4.3step 5.1step 5.2

Σs is a reduced crystallographic root system in a∗: it is finite by [L1]; it spans a∗ because Σ⊆span⁡Σs by step 5.2 and Σ spans a∗ by step 1.3; it satisfies sα(Σs)=Σs for α∈Σs because sα(Σ)=Σ by step 5.1 and sα preserves the property α/2∉Σ, since sα(β)/2=sα(β/2); it satisfies the integrality condition by step 4.3; and it is reduced because Rβ∩Σs={±β} for β∈Σs, which is exactly the statement proved in step 5.2.

7.1step 5.1step 6.1

Ψ is invariant under the Weyl group W(Σs): if α∈Ψ and β∈Σs, then 2sβ(α)=sβ(2α)∈Σ by step 5.1, and sβ(α)∈Σs by step 6.1, so sβ(α)∈Ψ.

7.2step 5.2step 6.1

Σ is irreducible if and only if Σs is: if Σs=Φ1⊔Φ2 with (Φ1,Φ2)=0 and both parts nonempty, then Σ=(Φ1∪2(Ψ∩Φ1))⊔(Φ2∪2(Ψ∩Φ2)) by step 5.2, and both parts are nonempty and mutually orthogonal, so Σ is reducible; conversely if Σ=Σ1⊔Σ2 with (Σ1,Σ2)=0 and both parts nonempty, then every λ∈Σi is α or 2α with α∈Σs∩Σi (if α∈Σj, j≠i, then (α,2α)=0, impossible), so Σs=(Σs∩Σ1)⊔(Σs∩Σ2) with both parts nonempty and orthogonal, and Σs is reducible.

7.3L4step 6.1algebra

Every root of Σs is a W(Σs)-conjugate of a simple root: it suffices to treat γ∈Σs+ and to induct on the height h=ht⁡(γ), the negative case following from −δ=sδ(δ); if γ∈Δs there is nothing to prove, so suppose γ∉Δs, write γ=∑iniαi over Δs with ni≥0 integers and h=∑ini≥2 by [L4], and note that 0<(γ,γ)=∑ini(γ,αi) gives an index i with (γ,αi)>0, which forces ni≥1 because (αj,αi)≤0 for j≠i by [L4]; with n=n(γ,αi)=2(γ,αi)(αi,αi)−1≥1 one has n≤2ni≤2h and n=2ni=2h would force γ=niαi with ni=h, hence h=1 by reducedness of Σs and γ=αi∈Δs, a contradiction, so ∣h−n∣<h; the root β=sαi(γ)=γ−nαi has height h−n, so either β or −β is a positive root of smaller height, which by induction is a W(Σs)-conjugate of a simple root, and since γ=sαi(β) and γ=sαis−β(−β) in the respective cases, γ is such a conjugate too.

7.4step 4.3step 6.1algebra

For α∈Ψ and β∈Σs one has ⟨β,α⟩⟨α,α⟩−1∈Z: indeed the pair (β,2α) consists of two elements of Σ, so step 4.3 applied to it gives 2⟨β,2α⟩∣⟨2α,2α⟩∣−1∈Z, which is the displayed number.

8.1step 5.2step 7.1step 7.2step 7.3

Suppose Σ is irreducible and nonreduced, so that Σs is irreducible by step 7.2 and Ψ≠∅ by step 5.2; fix a positive system of Σs with simple roots Δs; choosing α∈Ψ and applying step 7.3 to the roots of Σs shows that some β∈Δs satisfies 2β∈Σ, that is β∈Ψ∩Δs, because Ψ is W(Σs)-invariant by step 7.1.

8.2step 5.2step 6.1step 7.1algebra

The rank-one case: if a is one-dimensional, then Σs={±α} for some α by step 5.2 and step 6.1, so W(Σs)={1,sα} acts transitively on Σs; by step 7.1 the nonempty set Ψ is W(Σs)-invariant, hence Ψ=Σs and Σ={±α,±2α} by step 5.2; then the linear map sending α to e1 and 2α to 2e1 carries Σ onto BC1={±e1,±2e1} and preserves all Cartan integers, since 2⟨e1,2e1⟩∣2e1∣−2=1 and 2⟨2e1,e1⟩∣e1∣−2=4 match the corresponding numbers computed in a∗.

9.1L4L5step 7.4step 8.1

Suppose from now on that dim⁡a≥2 and let β∈Ψ∩Δs be as in step 8.1; if γ∈Δs, γ≠β, satisfies (γ,β)≠0, then (γ,β)<0 and, in the convention nαδ=2(δ,α)/(α,α) of [L4], one has nβγ=2(γ,β)(β,β)−1∈{−1,−2,−3}. This integer is even by step 7.4, so nβγ=−2 and [L4] gives nγβ=−1 and (γ,γ)=2(β,β); hence every neighbour of β in the Dynkin diagram is longer than β and is joined to β by a double edge, and since the diagram has at most one multiple edge by [L5] the vertex β has degree one; applying [L5] once more, the diagram of Σs is a path with exactly one multiple edge, which is the double edge at the end β, all other edges being simple, and the double edge carries the arrow pointing to the shorter root β: indeed the remaining configurations of [L5] with a multiple edge are a double edge in the middle of a four-vertex path and a two-vertex triple edge, and neither can occur here because every edge at β is a double edge while β has degree one.

10.1L4L5step 9.1

All simple roots of Σs other than β have length (γ,γ)=2(β,β): the neighbour γ of β does by step 9.1, and every further vertex is reached along a path of simple edges, along which the length ratio is 1 by [L4]; consequently the Cartan matrix of Σs with respect to the base Δs is that of the standard type-Br base αi=ei−ei+1 (i<r), αr=er, as computed in [L5]: diagonal entries 2, entries −1 between consecutive non-final simple roots, entry nαr−1αr=−1 and nαrαr−1=−2 along the double edge, and 0 otherwise; since a based root system is determined up to isomorphism by its Cartan matrix by [L5], the linear isomorphism carrying Δs to that base is an isomorphism of Σs onto Br.

11.1step 7.4step 10.1L5

Ψ is exactly the set of short roots of Σs: Ψ is W(Σs)-invariant by step 7.1, and under the isomorphism of step 10.1 the roots of Σs correspond to Br={±ei}∪{±ei±ej} with β corresponding to a short root er; since W(Br) is the group of signed permutations and acts transitively on {±ei} by [L5], Ψ contains the whole short class; conversely no long root ei±ej lies in Ψ, because for such a root α, the short root ei satisfies (α,α)=2(ei,ei) and ∣(ei,α)∣=(ei,ei), so (ei,α)(α,α)−1=±1/2∉Z, contradicting step 7.4.

12.1step 8.2step 10.1step 11.1algebra

Conclusion of (c): by steps 10.1 and 11.1 there is a linear isomorphism φ of a∗ onto Rr carrying Σs onto Br={±ei}∪{±ei±ej} and Ψ onto {±ei}; therefore φ carries Σ=Σs⊔2Ψ onto Br∪2{±ei}=BCr; and φ preserves Cartan integers: on pairs of roots of Σs this holds by the definition of a root-system isomorphism, and for pairs involving a doubled root 2α with α∈Ψ one computes 2⟨2α,β⟩∣β∣−2=2⋅2⟨α,β⟩∣β∣−2 and 2⟨2α,2β⟩∣2β∣−2=2⟨α,β⟩∣β∣−2, which are the corresponding Cartan integers in BCr because α,β correspond to short roots ±ei while 2α,2β correspond to the doubled roots ±2ei; combined with the rank-one case of step 8.2 this proves (c) for all dim⁡a≥1.

13.1A1step 1.3step 4.2step 4.3step 5.1step 12.1∎

Statements (a), (b) and (c) are now proved: finiteness, spanning and the reflection and integrality properties of Σ in steps 1.3, 4.3 and 5.1, together with the realisation of sλ in NK(a) in step 5.1, give (a); the explicit nonreduced restricted-root system of the pair (su(2,1),RH) in step 4.2 gives (b); and the classification of the irreducible nonreduced case in step 12.1 completes (c). The Axiom of Choice was used only through the representation theory of [L6] in step 4.3.

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