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Global Cartan decomposition for a connected finite center semisimple Lie group

Statement

Assume the Axiom of Choice. Let G be a connected real semisimple Lie group with finite center and Lie algebra g0, and let Θ be a global Cartan involution of G: an involutive Lie-group automorphism of G whose differential θ∗:=dΘe is a Cartan involution of g0 (Cartan involution of a real semisimple Lie algebra, Existence of a Cartan involution) and which fixes the center Z(G) pointwise. Let K=GΘ={g:Θ(g)=g} and let g0=k0⊕p0 be the Cartan decomposition attached to θ∗ (Cartan decomposition of a real semisimple Lie algebra). Then:

  1. K is a closed subgroup of G with Lie algebra k0, and K is compact;
  2. the map K×p0→G, (k,X)↦kexp⁡X, is a diffeomorphism.

Facts & Assumptions

Given: The Axiom of Choice; a connected real semisimple Lie group G with finite center Z:=Z(G), Lie algebra g0, Killing form B, a global Cartan involution Θ with differential θ∗, the subgroup K=GΘ, and the Cartan decomposition g0=k0⊕p0.

[A1]

The Axiom of Choice is The Axiom of Choice; it is inherited through the closed-subgroup, exponential and adjoint interfaces of [L2] and [L3].

[L1]

θ∗ is an involutive automorphism of g0 and Bθ∗(X,Y)=−B(X,θ∗Y) is a positive definite inner product; B is invariant under every automorphism of g0, negative definite on k0, positive definite on p0, and k0,p0 are B-orthogonal, with [k0,k0]⊆k0, [k0,p0]⊆p0, [p0,p0]⊆k0 (Cartan involution of a real semisimple Lie algebra, Cartan decomposition of a real semisimple Lie algebra, Bracket relations and Killing signs in a Cartan decomposition, Trace forms are symmetric and invariant).

[L2]

The exponential map exp⁡ ⁣:g0→G is smooth with invertible differential at 0, is natural for Lie-group homomorphisms, F(exp⁡X)=exp⁡(dFeX), and every one-parameter subgroup is uniquely of the form t↦exp⁡(tX) (The Lie-group exponential map is smooth with identity differential at zero, Exponential map is natural for Lie-group homomorphisms, One-parameter subgroups are exactly exponentials).

[L3]

Every closed subgroup H of G is an embedded Lie subgroup whose Lie algebra is {X:exp⁡(tX)∈H for all t}, and connected subgroups with equal Lie algebras coincide; the adjoint map Ad⁡ ⁣:G→GL⁡(g0), Ad⁡g=d(Cg)e, is a smooth homomorphism with dAd⁡e=ad⁡, with Ad⁡exp⁡X=ead⁡X and gexp⁡(X)g−1=exp⁡(Ad⁡gX), and ker⁡Ad⁡=Z for connected G; the automorphism group Aut⁡(g0) is a closed Lie subgroup of GL⁡(g0) with Lie algebra Der⁡(g0) (Cartan closed subgroup theorem, Lie subgroup–Lie subalgebra correspondence, Lie algebra of the automorphism group, Conjugation and the adjoint representation of a Lie group, Adjoint is a smooth Lie-group representation, The differential of Ad is ad, Adjoint exponential identity, Adjoint intertwines the exponential map).

[L4]

Since g0 is semisimple, Z(g0)=0 and every derivation of g0 is inner: Der⁡(g0)=ad⁡(g0) with ad⁡ injective (Semisimple Lie algebras are centerless and perfect, Derivations of semisimple Lie algebras are inner).

[L5]

A self-adjoint endomorphism of a finite-dimensional real inner product space has an orthonormal basis of eigenvectors with real eigenvalues, and self-adjointness is being self-adjoint for the inner product at hand (Real spectral theorem: a self-adjoint endomorphism of a finite-dimensional real inner product space has an orthonormal eigenbasis, Self-adjoint and normal endomorphisms of a finite-dimensional real or complex inner product space).

Proof

technique · direct
1.1L3

K is the preimage of e under the continuous map G→G, g↦Θ(g)g−1, hence closed; it is a subgroup because Θ is an involutive automorphism. By [L3] K is an embedded Lie subgroup with Lie algebra {X:exp⁡(tX)∈K for all t}.

1.2L2L3algebra

The Lie algebra of K is k0: for X∈g0 one has exp⁡(tX)∈K for all t if and only if exp⁡(tθ∗X)=Θ(exp⁡tX)=exp⁡(tX) for all t, by [L2], which holds if and only if θ∗X=X, by differentiating at t=0; this is exactly the condition X∈k0. Also Z⊆K, because Θ fixes Z pointwise by definition of a global Cartan involution.

1.3L1algebra

For A∈Aut⁡(g0) let A∗ denote its adjoint for Bθ∗. Then (A∗)−1=θ∗Aθ∗, and consequently A∗=θ∗A−1θ∗∈Aut⁡(g0). Indeed, for Z,W one computes, using that B is invariant under both automorphisms θ∗ and A, so that B(θ∗U,θ∗V)=B(U,V) and B(AU,AV)=B(U,V), and using B(AU,V)=B(U,A−1V): Bθ∗(θ∗Aθ∗Z,W)=−B(θ∗Aθ∗Z,θ∗W)=−B(Aθ∗Z,W)=−B(θ∗Z,A−1W)=Bθ∗(Z,A−1W), so (θ∗Aθ∗)∗=A−1, equivalently A∗=θ∗A−1θ∗. In particular Ad⁡(G) is closed under taking adjoints.

1.4L1L4algebra

For W∈g0 one has (ad⁡W)∗=−ad⁡(θ∗W), where the adjoint is taken for Bθ∗: for Y,Z one has Bθ∗((ad⁡θ∗W)Y,Z)=−B([θ∗W,Y],θ∗Z)=B(Y,[θ∗W,θ∗Z])=B(Y,θ∗[W,Z])=−Bθ∗(Y,(ad⁡W)Z). Hence ad⁡W is self-adjoint for Bθ∗ if and only if W∈p0.

2.1L3L4step 1.2algebra

Define T:={v∈G:Θ(v)v−1∈Z}. This is a subgroup containing K: it is the preimage of the finite set Z under the continuous map v↦Θ(v)v−1, hence closed, and for u,v∈T one has Θ(uv)(uv)−1=Θ(u)Θ(v)v−1u−1=Θ(u)u−1Θ(v)v−1∈Z because Θ(v)v−1 is central and Θ(u)u−1∈Z; inverses are handled by reversing the order of the same computation. Its Lie algebra is {X:exp⁡(tX)∈T for all t}={X:ad⁡(θ∗X)=ad⁡X}=k0, since exp⁡(tX)∈T is equivalent to Ad⁡(Θ(exp⁡tX))=Ad⁡(exp⁡tX), that is, to etad⁡θ∗X=etad⁡X for all t, and differentiating at t=0 gives ad⁡θ∗X=ad⁡X, which by injectivity of ad⁡ is θ∗X=X.

2.2L3L4L5step 1.3step 1.4algebra

For g∈G put A:=Ad⁡(g)∗Ad⁡(g). By step 1.3, A∈Aut⁡(g0), and A is self-adjoint and positive definite for Bθ∗: Bθ∗(AZ,Z)=Bθ∗(Ad⁡(g)Z,Ad⁡(g)Z)≥0, with equality only for Z=0. Define the endomorphism D:=log⁡A by requiring D to act as log⁡λ on the eigenspace of A with eigenvalue λ>0; by [L5] these eigenspaces span g0, and eD=A. If X,Y are eigenvectors of A with eigenvalues λ,μ, then A[X,Y]=[AX,AY]=λμ[X,Y], so [X,Y] lies in the eigenspace for λμ, and D[X,Y]=(log⁡λ+log⁡μ)[X,Y]=[DX,Y]+[X,DY]; by bilinearity D is a derivation of g0. By [L4] there is a unique X∈g0 with D=ad⁡X, and X∈p0 because D is self-adjoint and step 1.4 applies. Then A=ead⁡X=Ad⁡(exp⁡X) by [L3], and ad⁡X=D is determined by A, hence so is X by injectivity of ad⁡.

3.1L3step 1.3step 2.2algebra

Let g∈G and let X∈p0 be as in step 2.2, and put u:=gexp⁡(−X/2)∈G. Then Ad⁡(u) is orthogonal for Bθ∗: Ad⁡(u)∗Ad⁡(u)=e−ad⁡X/2Ae−ad⁡X/2=e−ad⁡X/2ead⁡Xe−ad⁡X/2=1, since all factors are functions of the self-adjoint endomorphism ad⁡X and therefore commute. Consequently θ∗Ad⁡(u)θ∗=(Ad⁡(u)∗)−1=Ad⁡(u) by step 1.3.

3.2L1L2L3L4step 2.1algebra

The map ψ ⁣:T×p0→G, ψ(v,X)=vexp⁡X, is smooth. Its differential is invertible at every point: since ψ(v0v,X)=v0ψ(v,X), left translation in the first variable reduces the computation to the points (e,X0). Put A=ad⁡X0. For a direction S, apply Ad⁡ to the curve exp⁡(−X0)exp⁡(X0+tS). By [L3] its image is e−AeA+tad⁡S, an ordinary finite-dimensional matrix exponential. Differentiating its convergent matrix series gives ddt∣0e−AeA+tad⁡S=∫01e−sA(ad⁡S)esA ds=ad⁡∫01e−sAS ds. Because dAd⁡e=ad⁡ and ad⁡ is injective by [L3] and [L4], the left-trivialized derivative of the group exponential is therefore dexp⁡X0 L(S)=∫01e−sAS ds=1−e−AAS, where the quotient denotes the entire series ∑n≥0(−A)n/(n+1)!. Consequently directions (U,S)∈k0×p0 give dψ(e,X0)(U,S)=e−AU+1−e−AAS. This derivation uses only the matrix exponential of ad⁡X, whose identity with Ad⁡exp⁡X is [L3], and does not assume a series formula for the arbitrary Lie-group exponential.

4.1L3step 2.1step 3.1algebra

For every g∈G one has Ad⁡(Θ(u))=θ∗Ad⁡(u)θ∗, because Θ∘Cg=CΘ(g)∘Θ for the conjugations, and differentiating at e gives this identity. Hence step 3.1 yields Ad⁡(Θ(u))=Ad⁡(u), that is, Θ(u)u−1∈ker⁡Ad⁡=Z, so u∈T by step 2.1. Therefore g=uexp⁡(X/2) with u∈T and X/2∈p0: every element of G lies in T⋅exp⁡(p0).

4.2L3L5step 1.4step 3.1algebra

The factorization is unique: suppose uexp⁡X=u′exp⁡X′ with u,u′∈T and X,X′∈p0. Applying Ad⁡ gives Ad⁡(u)ead⁡X=Ad⁡(u′)ead⁡X′; multiplying on the left by Ad⁡(u)−1 and on the right by e−ad⁡X′ gives Q:=Ad⁡(u)−1Ad⁡(u′)=ead⁡Xe−ad⁡X′. Here Q is orthogonal, because Ad⁡(u) and Ad⁡(u′) are orthogonal by step 3.1; computing Q∗Q=1 with Q∗=e−ad⁡X′ead⁡X gives e−ad⁡X′e2ad⁡Xe−ad⁡X′=1, hence e2ad⁡X=e2ad⁡X′. Both exponents are self-adjoint, and the logarithm of a positive definite self-adjoint operator is unique because the eigenvalue 2λ is recovered as the logarithm of e2λ; hence ad⁡X=ad⁡X′ and, by injectivity of ad⁡, X=X′. Then Q=ead⁡Xe−ad⁡X=1, so Ad⁡(u)=Ad⁡(u′) and u′u−1∈Z; writing u′=zu with central z∈Z and substituting into uexp⁡X=u′exp⁡X=uzexp⁡X gives z=e and u=u′.

4.3L1L4L5step 1.4step 3.2algebra

The differential of step 3.2 is injective, hence an isomorphism. Suppose e−AU+f(A)S=0 with A:=ad⁡X0, f(A)=(1−e−A)A−1, U∈k0, S∈p0. Applying θ∗, which satisfies θ∗Aθ∗=−A, θ∗U=U and θ∗S=−S, and using θ∗e−Aθ∗=eA and θ∗f(A)θ∗=f(−A) gives eAU−f(−A)S=0. Multiplying the original equation by eA gives U=−g(A)S with g(A)=(eA−1)A−1=f(−A), and substituting into the transformed equation gives −(eA+1)g(A)S=0. Since A is self-adjoint and eλ+1≠0 for real λ, the factor eA+1 is invertible, so g(A)S=0. The eigenvalues of g(A) are (eλ−1)/λ≠0 for the eigenvalues λ≠0 of A and 1 on the kernel of A, so g(A) is invertible and ker⁡g(A)=0; hence S=0 and then U=−g(A)S=0.

5.1L2step 3.2step 4.3algebra

By the inverse function theorem, the bijection ψ of step 3.2 is a diffeomorphism: it is a local diffeomorphism because its differential is everywhere invertible by step 4.3, and a bijective local diffeomorphism has smooth inverse.

6.1L2L3step 1.2step 2.1step 5.1algebra

The diffeomorphism ψ exhibits G as diffeomorphic to T×p0, and p0 is a real vector space; since G is connected, T is connected. Since K⊆T by step 2.1, Lie⁡(K)=k0=Lie⁡(T) by steps 1.2 and 2.1, and T is connected, [L3] gives T=K.

7.1L1L3step 2.1step 5.1step 6.1A1algebra∎

T is compact. Let F:=Ad⁡(T)={A∈Ad⁡(G):θ∗Aθ∗=A} by step 2.1. Every element of Ad⁡(G) is an automorphism of g0, the group Aut⁡(g0) is closed in GL⁡(g0) with Lie algebra ad⁡(g0), and Ad⁡(G) is a connected Lie subgroup with the same Lie algebra; hence Ad⁡(G) is an open subgroup of the connected group Aut⁡(g0)0 and therefore equals it, so Ad⁡(G) is closed in GL⁡(g0). The condition θ∗Aθ∗=A is closed, so F is closed in the compact orthogonal group of Bθ∗ and hence compact. The adjoint map T→F is a covering with finite fibre T∩Z=Z, so T is a finite union of compact sets and is compact. Hence K=T is compact, closing statement 1, and the map of statement 2 is the diffeomorphism ψ of step 5.1 with T=K.

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