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TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passjudge pass (gpt-5.6-terra)audited 2026-09-14
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Cartan closed subgroup theorem

Statement

Assume ACω. Every subgroup H of a finite-dimensional real Lie group G that is closed as a subset of G has a unique smooth structure making it an embedded Lie subgroup of G.

The countable-choice assumption is required by the currently available local exponential and BCH interfaces and is used once more to select a sequence in the local transverse contradiction. No connectedness assumption is made.

Facts & Assumptions

Given: ACω, a finite-dimensional real Lie group G, and a subgroup HG that is closed in G.

[A1]

ACω is countable choice. The Axiom of Countable Choice (ACω).

[F1]

The exponential restricts to a diffeomorphism from a neighborhood of 0g onto an identity neighborhood in G. The exponential map is a local diffeomorphism at zero.

[F2]

Locally, log(expXexpY)=BCH(X,Y); the BCH series has linear term X+Y and its terms of degree at least two converge uniformly on smaller balls. Baker–Campbell–Hausdorff theorem, Baker–Campbell–Hausdorff series, Local convergence of the Baker–Campbell–Hausdorff series.

[F3]

Along a fixed line, (expZ)n=exp(nZ) for every integer n. Exponential scales one-parameter subgroups.

[F4]

A finite-dimensional subspace has a linear complement, and a smooth map with invertible differential has a smooth local inverse. Finite-dimensional subspaces admit projections without Choice, The smooth inverse function theorem on manifolds.

[F5]

A bounded sequence in a finite-dimensional real coordinate space has a convergent subsequence. For n1 every bounded sequence in Rn has a convergent subsequence.

[F6]

Slice charts define embedded submanifolds, and the tangent algebra of an immersed Lie subgroup is a Lie subalgebra. Embedded submanifolds and slice charts, The Lie algebra of a Lie subgroup is a Lie subalgebra.

Proof

technique · direct exponential-slice construction
1.1

Put g=TeG and define h={Xg:exp(tX)H for every tR}. This set contains 0 and is closed under real scalar multiplication. If X,Yh and tR, then for all sufficiently large positive integers n, [F2] gives exp(tX/n)exp(tY/n)=expZn,Zn=BCH(tX/n,tY/n). Both factors lie in H. The homogeneous expansion and uniform convergence in [F2] give nZnt(X+Y). By [F3], exp(nZn)=(expZn)nH; closedness of H gives exp(t(X+Y))H. Since t was arbitrary, X+Yh. Thus h is a linear subspace.

F2F3algebra
1.2

Choose a complement b with g=hb by [F4]. The smooth map Ψ:h×bG,Ψ(X,Y)=expXexpY, has differential (X,Y)X+Y at (0,0), an isomorphism. By [F4], after shrinking around (0,0) it is a diffeomorphism onto an identity neighborhood.

F1F4algebra
2.1

We claim that some exponential neighborhood Ug satisfies HexpU=exp(Uh). The inclusion from right to left follows from the definition of h. If no such neighborhood existed, take a nested sequence of coordinate balls Un shrinking to 0, all inside the injectivity domain in [F1] and with expUn inside the image in step 1.2. By [A1], select hn(HexpUn)exp(Unh). Write hn=expXnexpYn using the inverse in step 1.2. Then (Xn,Yn)(0,0), Xnh, and expYnH. For all sufficiently large n, Yn0: otherwise injectivity of the common exponential chart would put hn in exp(Unh).

A1F1step 1.2assume-contra
3.1

Fix a norm on b, put cn=Yn, and discard the finitely many zero terms. The unit vectors cn1Yn have a convergent subsequence by [F5]; relabel it so that cn1YnYb with Y=1. For arbitrary tR, choose the integer kn=t/cn. Then kncnt, so knYntY. By [F3], exp(knYn)=(expYn)knH. Closedness gives exp(tY)H. Since this holds for every t, Yhb={0}, contradicting Y=1. The claim in step 2.1 follows.

F3F5step 2.1discharge-contradiction
3.2

Choose a linear coordinate isomorphism E:gRm carrying h to Rk×{0}. By step 2.1, the chart Elog on expU sends HexpU to the coordinate slice E(U)(Rk×{0}). For each hH, left translation carries this chart to a slice chart at h because Lh(H)=H. Hence [F6] makes H an embedded submanifold with its subspace topology.

F1F6step 2.1construct
4.1

Ambient multiplication and inversion preserve H. In the slice charts from step 3.2 their restrictions have smooth coordinate representatives, so they make H a Lie group and its inclusion into G a smooth embedded homomorphism. Its tangent space at e is h, and [F6] confirms that this space is bracket closed.

F6step 3.2algebra
5.1

Any other smooth structure making the same subset H an embedded Lie subgroup has the same subspace topology by definition. In every ambient slice chart from step 3.2, both intrinsic structures use the restriction to the same Euclidean slice, so the identity between them is locally a diffeomorphism and hence globally a diffeomorphism. This proves uniqueness. The cases H={e}, H=G, dimensions zero and one, and disconnected H are included. A subgroup contains the identity, so the empty case cannot occur; no metric, nondegeneracy, manifold-boundary, or interval-endpoint hypothesis occurs. Choice is used exactly as stated in [A1] and through [F1]–[F3].

A1F6step 3.2step 4.1

Depends on

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