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SU(2) to SO(3) as a covering homomorphism

Example

Assume ACω. Identifying SU(2) with the unit quaternions, conjugation on the imaginary quaternions defines a surjective two-sheeted covering homomorphism

ρ:SU(2)SO(3),ρ(q)(v)=qvq1,

whose kernel is {1,1}.

Facts & Assumptions

Given: the quaternion basis 1,i,j,k, with ImH=RiRjRk carrying its ordinary Euclidean inner product.

[F2]

Regular level sets are embedded submanifolds, and a closed subgroup of a finite-dimensional Lie group has its unique embedded Lie-group structure. A regular level set is an embedded submanifold, Cartan closed subgroup theorem.

[F3]

A smooth map with invertible differential has a smooth local inverse. The smooth inverse function theorem on manifolds.

[A1]

ACω is used through the closed-subgroup theorem [F2] that constructs the embedded Lie-group structure on SO(3). The Axiom of Countable Choice (ACω).

Verification

Proof technique: explicit quaternion calculation followed by explicit covering sheets.

1.1

Write q=a+bi+cj+dk. A coordinate check from [F1] gives qr=rˉqˉ and hence N(qr)=N(q)N(r). Thus the unit sphere S3H is a group, with inverse qqˉ. It is a smooth three-manifold by [F2], because N1(1) is regular: dNq(w)=2q,w is nonzero on every unit q. Multiplication and inversion are polynomial and linear respectively, so this is a Lie group.

F1F2algebra
1.2

The determinant-nonzero matrices form an open subset GL3(R) of the nine-dimensional matrix space. Matrix multiplication is polynomial and inversion is the smooth adjugate-over-determinant formula, so this open manifold is a Lie group. Inside it, the equations RTR=I and detR=1 define a closed subgroup; [F2] therefore gives it the embedded Lie-group structure denoted SO(3). This is the exact use of ACω in the construction.

A1F2F4algebra
1.3

For a unit q=a+r, with r=bi+cj+dk, and an imaginary quaternion v, direct multiplication gives the vector formula qvq1=(a2r2)v+2r,vr+2a(r×v). It also gives zero real part. The identities r×v,r=r×v,v=0 and r×v2=r2v2r,v2 show from this formula that qvq1=v. Hence conjugation defines an orthogonal transformation of ImH.

F1algebra
2.1

The polynomial map a+bi+cj+dk(a+bic+dic+diabi) preserves products by the quaternion table. Its image consists exactly of the matrices in SU(2), since their columns have the displayed form and the unitary and determinant-one equations reduce to a2+b2+c2+d2=1. It and its coordinate inverse are smooth, so it identifies the Lie group of step 1.1 with SU(2).

F1step 1.1algebra
2.2

The unit sphere is path connected: if q1, normalize the nonzero segment (1t)q+t, while 1 is joined to 1 by tcos(πt)+isin(πt). Consequently the determinant of the orthogonal map in step 1.3, a continuous function with values in {1,1}, equals its value 1 at q=1. Thus ρ(q)SO(3). Associativity gives ρ(q1q2)=ρ(q1)ρ(q2), and the coordinate formula in step 1.3 makes ρ smooth.

F1F4step 1.2step 1.3algebra
2.3

Identify T1SU(2) with ImH. Differentiating conjugation along q(t)=1+tr+O(t2) gives dρ1(r)(v)=rvvr=2r×v. Differentiating RTR=I at I shows that TISO(3) is contained in the three-dimensional space of skew-symmetric endomorphisms. The displayed cross-product map takes values in that space and is injective: if r×v=0 for every v, take a basis vector not parallel to nonzero r to get a contradiction. Its three-dimensional image lies in TISO(3), so the inclusions force TISO(3) to be the full skew-symmetric space and dρ1 to be an isomorphism. By [F3], there are neighborhoods U0 of 1 and W0 of I such that ρU0:U0W0 is a diffeomorphism. Choose a smaller open neighborhood UU0 with U(U)= and put W=ρ(U); the restriction ρU:UW remains a diffeomorphism and W is open.

F3step 1.3algebra
3.1

The map ρ is onto. For RSO(3), det(RI)=det(RTI)=det(R1I)=det(IR)=det(RI), so det(RI)=0. Choose a unit vector u fixed by R. Its perpendicular plane is invariant, and the restriction of R there is an orientation-preserving planar orthogonal map. By [F4], in a positively oriented orthonormal basis it is rotation through some angle θ. Substituting q=cos(θ/2)+usin(θ/2) into the formula of step 1.3 gives Rodrigues' formula, so ρ(q)=R. Only this one finite-dimensional choice of an axis and basis is made.

F4step 1.3step 2.2algebraconstruct
3.2

If ρ(q) is the identity, then q commutes with i,j,k. Comparing qi with iq first gives c=d=0, and comparing (a+bi)j with j(a+bi) then gives b=0. Since q is unit, a=1 or a=1. Conversely both real unit quaternions act trivially. Therefore kerρ={1,1}, and every fibre is exactly {q,q}.

F1step 2.2algebra
4.1

Step 3.2 now gives ρ1(W)=U(U), and both restrictions are diffeomorphisms onto W. For arbitrary R0SO(3) choose one q0 above it using step 3.1; then R0W is evenly covered by the two translated sheets q0U and q0U. Hence ρ is a covering homomorphism in the sense of Covering homomorphisms of Lie groups, with exactly two sheets. The groups are nonempty and three-dimensional; no zero-dimensional, endpoint, degenerate, or biconditional case is hidden. The proof itself makes only finitely many choices, while ACω is used through the closed-subgroup construction of SO(3) in [F2].

A1F2step 3.1step 3.2step 2.3

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