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Restricted root space decomposition

Statement

Assume the Axiom of Choice. Let g0 be a finite-dimensional real semisimple Lie algebra with Cartan involution θ, Cartan decomposition g0=k0p0, Killing form B and inner product Bθ(X,Y)=B(X,θY) (Bracket relations and Killing signs in a Cartan decomposition). Let ap0 be a maximal abelian subspace, and let Σ=Σ(g0,a) and the spaces g0λ be as in Restricted root and restricted root space. Then:

  1. g0 is the direct sum g0=g00λΣg0λ, the summands are pairwise orthogonal for Bθ, and g00=Zg0(a); the index set Σ is finite and every multiplicity mλ=dimRg0λ is a finite positive integer;
  2. g00=am with m=Zk0(a)=k0g00, an orthogonal direct sum, and a=p0g00;
  3. [g0λ,g0μ]g0λ+μ for all λ,μa, where g0ν is understood as in Restricted root and restricted root space (so that [g0λ,g0μ]=0 whenever λ+μ{0}Σ);
  4. θg0λ=g0λ for every λa; in particular λΣ if and only if λΣ;
  5. if Ha satisfies λ(H)0 for every λΣ, then Zg0(H)=g00.

Facts & Assumptions

Given: The Axiom of Choice; a real semisimple g0 with Cartan involution θ, Cartan decomposition g0=k0p0, Killing form B, inner product Bθ(X,Y)=B(X,θY), and a maximal abelian subspace ap0.

[A1]

The Axiom of Choice is The Axiom of Choice. It is declared here as part of the ZFC interface of the restricted-root chain, which every consumer of this decomposition propagates; the argument below performs no selection beyond the cited finite-dimensional linear algebra of [L2] and [L3].

[L1]

The Killing form B(X,Y)=tr(adXadY) is invariant and nondegenerate, and an automorphism preserves it because it conjugates every adjoint operator and trace is similarity-invariant. Thus B(θX,θY)=B(X,Y). The summands k0,p0 are B-orthogonal, B is negative definite on k0 and positive definite on p0, and [k0,k0]k0, [k0,p0]p0, [p0,p0]k0 (Killing form, Trace forms are symmetric and invariant, Cartan's semisimplicity criterion, Cartan involution of a real semisimple Lie algebra, Similar matrices have the same trace, Bracket relations and Killing signs in a Cartan decomposition).

[L2]

A finite family of pairwise commuting diagonalisable endomorphisms of a finite-dimensional real vector space is simultaneously diagonalisable: there is a basis consisting of common eigenvectors (A family of diagonalisable endomorphisms of a finite-dimensional space is simultaneously diagonalisable if and only if its members commute pairwise).

[L3]

A self-adjoint endomorphism of a finite-dimensional real inner product space has an orthonormal basis of eigenvectors, hence is diagonalisable with real eigenvalues, and its eigenspaces for distinct eigenvalues are orthogonal for the inner product (Real spectral theorem: a self-adjoint endomorphism of a finite-dimensional real inner product space has an orthonormal eigenbasis).

Proof

technique · direct
1.1

For Hp0 the endomorphism adH of g0 is self-adjoint for Bθ: for all X,Yg0, using θH=H and [L1], Bθ([H,X],Y)=B([H,X],θY)=B(X,[θY,H])=B(X,[H,θY])=Bθ(X,[H,Y]); moreover ad[H,H]=[adH,adH], so for H,Ha the endomorphisms adH and adH commute because [H,H]=0, and hence {adH:Ha} is a commuting family of self-adjoint, therefore diagonalisable, endomorphisms of g0.

L1L3algebra
1.2

If 0Xg0 is a common eigenvector of the family {adH:Ha}, define λX:aR by adH(X)=λX(H)X for Ha; then λX is linear, because for H,Ha and cR one has λX(H+cH)X=ad(H+cH)X=(λX(H)+cλX(H))X and X0 permits cancellation of X.

algebra
1.3

Bracket relation: for Xg0λ, Yg0μ and Ha, the Jacobi identity gives adH([X,Y])=[adHX,Y]+[X,adHY]=(λ(H)+μ(H))[X,Y]=(λ+μ)(H)[X,Y], so [X,Y]g0λ+μ; in particular [g0λ,g0μ]g0λ+μ.

algebra
1.4

θ-stability: for Xg0λ and Ha one has θH=H and θ is an automorphism, so [H,θX]=θ[θH,X]=θ[H,X]=θ[H,X]=λ(H)θX, that is θXg0λ; since θ is an involution, θg0λ=g0λ, and g0λ0 exactly when g0λ0.

L1algebra
1.5

a=p0g00: the inclusion ap0g00 holds because ap0 and a is abelian; conversely, if Xp0g00, then [X,a]=0 and [X,X]=0, so a+RX is an abelian subspace of p0 containing a, and maximality of a forces Xa.

algebra
2.1

By [L2] there is a basis {X1,,XN} of g0 consisting of common eigenvectors of the family of step 1.1; each Xi lies in g0λXi by definition of λXi, so the subspaces g0λ span g0 and only finitely many functionals λa occur with g0λ0.

L2step 1.2
2.2

Orthogonality: if λμ are occurring functionals, there is Ha with λ(H)μ(H); the spaces g0λ and g0μ are eigenspaces of the self-adjoint endomorphism adH for the distinct real eigenvalues λ(H) and μ(H), hence are orthogonal for Bθ by [L3].

L3step 1.1algebra
2.3

g00=am: by step 1.4 with λ=0 the involution θ preserves g00, so every Xg00 decomposes as X=12(X+θX)+12(XθX) with the first summand in k0g00 and the second in p0g00=a by step 1.5; also k0g00=k0Zg0(a)=Zk0(a)=m, so g00=ma, the sum is direct because k0p0=0, and it is orthogonal by [L1].

L1step 1.4step 1.5algebra
3.1

Conversely, if an occurring functional λ is given, that is g0λ0, pick 0Xg0λ; then X is a common eigenvector with λX=λ, so the set of functionals λa with g0λ0 is exactly the finite set of functionals λXi of step 2.1, and Σ is the set of its nonzero members: Σ is finite and each multiplicity mλ=dimRg0λ is a finite positive integer.

step 1.2step 2.1
4.1

The occurring spaces g0λ are linearly independent and span g0: if λXλ=0 with Xλg0λ and some Xλ00, expand in the common eigenbasis of step 2.1; a basis vector with functional λXi can appear with nonzero coefficient in Xλ0 only when λXi=λ0, and distinct occurring functionals involve disjoint groups of basis vectors, so λXλ0, a contradiction; hence g0=λag0λ, the sum extending over the finitely many occurring functionals, and discarding λ=0 while using that the occurring nonzero functionals are exactly the elements of Σ and that g00=Zg0(a) by Restricted root and restricted root space gives the direct sum of statement 1.

step 2.1step 3.1algebra
5.1

If Ha satisfies λ(H)0 for every λΣ, then Zg0(H)=λ:λ(H)=0g0λ=g00, because g0λ lies in the kernel of adH exactly when λ(H)=0.

step 4.1algebra
6.1

Statements 1–5 are now established: the direct-sum decomposition in step 4.1; the finiteness of Σ and of the multiplicities in step 3.1; the orthogonality in step 2.2; the description of g00 in steps 1.5 and 2.3; the bracket relation in step 1.3; the θ-stability in step 1.4; and the regular-element centralizer in step 5.1. The Axiom of Choice was declared in [A1], and no selection was made in the argument.

A1step 2.2step 2.3step 3.1step 4.1step 5.1step 1.3step 1.4step 1.5

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