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Alexander contraction of the boundary-fixed disk homeomorphism group

Statement

Let D2={x∈R2:∥x∥2≤1} be the closed unit disc and let Homeo⁡+(D2,∂D2) be the group of its homeomorphisms fixing ∂D2 pointwise, with the compact-open topology (Boundary-fixed mapping class group of a punctured disk). Then Homeo⁡+(D2,∂D2) is contractible.

Facts & Assumptions

Given: The closed unit disc D2, the group Homeo⁡+(D2,∂D2) with the compact-open topology, and a homeomorphism h∈Homeo⁡+(D2,∂D2).

[L1]

A homeomorphism is a continuous bijection with continuous inverse (Homeomorphism, open map, closed map, embedding, and what it means for a property to be topological).

[L2]

On C(X,Y) with X a nonempty compact metric space and Y a metric space the compact-open topology equals the topology of uniform convergence (On a nonempty compact metric domain, the compact-open topology is the uniform topology).

[L3]

Homeo⁡+(D2,∂D2) is the set of homeomorphisms of D2 with f∣∂D2=id⁡, it carries the subspace topology of the compact-open topology, which is the topology of uniform convergence, and composition is continuous (Boundary-fixed mapping class group of a punctured disk).

[L4]

A homotopy from f to g is a continuous H:X×I→Y with H(−,0)=f and H(−,1)=g (Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints).

Proof

technique · direct
1.1L1L3

The Alexander deformation is a family of boundary-fixed homeomorphisms. For s∈(0,1] and h∈Homeo⁡+(D2,∂D2) define Hs(h)(x):={s h(x/s),∥x∥2≤s,x,∥x∥2≥s,H0(h):=id⁡D2. The two formulas agree when ∥x∥2=s, because then x/s∈∂D2 and h fixes ∂D2 pointwise, so s h(x/s)=s(x/s)=x; hence Hs(h) is well defined and continuous. It maps D2 into D2 (both branches land in the closed unit ball) and it fixes ∂D2 pointwise. Its inverse is Hs(h−1): for ∥y∥2≤s one has ∥s h−1(y/s)∥2≤s and Hs(h)(s h−1(y/s))=s h(h−1(y/s))=y, while for ∥y∥2≥s both maps fix y. Thus Hs(h) is a continuous bijection of the compact disc with the inverse just displayed, hence a homeomorphism by [L1] that fixes the boundary pointwise, and H1(h)=h while H0(h)=id⁡.

2.1L2L3step 1.1

Continuity in the homeomorphism for fixed time. For s∈[0,1] and h,h′∈Homeo⁡+(D2,∂D2) every x satisfies ∥Hs(h)(x)−Hs(h′)(x)∥2≤d(h,h′), where d is the uniform distance: for ∥x∥2≥s both values equal x, and for ∥x∥2≤s the difference is s∥h(x/s)−h′(x/s)∥2≤d(h,h′) (the case s=0 is the constant map). By [L2] the uniform distance metrizes the compact-open topology on the group, so h↦Hs(h) is continuous for each fixed s.

3.1L2L3step 1.1step 2.1

Joint continuity of the deformation. Fix h0. The evaluation map (s,x)↦Hs(h0)(x) is continuous on [0,1]×D2: for s>0 the two formulas are continuous and agree at ∥x∥2=s, while at s=0 the estimate ∥Hs(h0)(x)−x∥2≤2s gives continuity. Since [0,1]×D2 is compact, this map is uniformly continuous, so d(Hs(h0),Hs0(h0))→0 as s→s0. By step 2.1, d(Hs(h),Hs0(h0))≤d(Hs(h),Hs(h0))+d(Hs(h0),Hs0(h0))≤d(h,h0)+d(Hs(h0),Hs0(h0)), which tends to zero as (s,h)→(s0,h0). Thus (s,h)↦Hs(h) is continuous for the uniform topology, hence for the compact-open topology by [L2].

4.1L4step 1.1step 3.1∎

The contraction. Define F(t,h):=H1−t(h) for (t,h)∈[0,1]×Homeo⁡+(D2,∂D2). By step 3.1 the map F is continuous into the compact-open topology, and by step 1.1 each F(t,−) has values in the group; moreover F(0,h)=H1(h)=h and F(1,h)=H0(h)=id⁡, so by [L4] the map F is a homotopy from the identity map of Homeo⁡+(D2,∂D2) to the constant map at the identity element, that is, the group is contractible.

Remarks

  • The deformation is the classical Alexander trick: at time s the image of h is squashed into the disc of radius s and continued by the identity outside.
  • At radius r the deformation differs from the identity by at most 2s, so the deformation is continuous at s=0 uniformly in h; this uniform estimate, not merely continuity at fixed h, is what the compact-open topology detects.

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