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Barsotti-Chevalley existence over an arbitrary field, allowing nonsmooth affine kernel

Statement

Assume AC and DC. For every connected separated finite-type group scheme G over any field k, there is a connected affine closed normal subgroup scheme N⊂G whose represented quotient G/N is an abelian variety. The quotient projection is faithfully flat of finite presentation with scheme kernel N, so 1⟶N⟶G⟶G/N⟶1 is exact as fppf group sheaves. The abelian quotient is commutative and projective. Neither smoothness of G nor perfectness of k is assumed. The subgroup N is not asserted smooth, even when G is smooth, and no uniqueness is asserted under these hypotheses.

Facts & Assumptions

[F1]

The perfect-field theorem applies to smooth connected groups; every finite-type characteristic-zero group is smooth. (Barsotti-Chevalley over a perfect field: unique smooth affine normal subgroup, Every finite-type characteristic-zero group scheme is smooth)

[F2]

For a finite purely inseparable extension, Frobenius power ideals descend a closed normal subgroup as a nilpotent thickening, preserving affineness and connectedness. Affineness and smoothness can be checked after faithful field extension, and properness can be checked after any field extension. (Purely inseparable subgroup descent by Frobenius power ideals, Affineness and finiteness of morphisms descend under fppf base change, Affine smooth and connected properties in exact sequences of algebraic groups, Properness over a field can be checked after field extension)

[F3]

Normal quotients exist as separated finite-type group schemes with fppf projection. Group images are exact quotients by scheme kernels. Quotients of smooth connected groups are smooth connected, extensions of affine groups are affine, and connected groups are geometrically connected. (Normal subgroup quotients of finite-type group schemes exist as fppf scheme quotients, Group images are exact kernel quotients and preserve affine smooth connected properties, Affine smooth and connected properties in exact sequences of algebraic groups, Connected finite-type groups are geometrically connected)

[F4]

In characteristic p>0, high relative Frobenius has a smooth scheme-theoretic image, is finite and a universal homeomorphism onto that image, and has finite kernel. Properness means finite type, separatedness and universal closedness. Algebraic closures exist under AC. (High relative Frobenius has smooth scheme-theoretic image, Proper morphisms, Assuming Choice, every field has an algebraic closure)

[F5]

A proper smooth geometrically connected group is an abelian variety and is commutative and projective. (Abelian varieties over a field, A proper geometrically connected group variety is commutative, Every abelian variety over a field is projective)

Proof

Given: AC, DC, a field k, and a connected separated finite-type k-group G.

1.1F1F2F3F4givenchooseconstructalgebra

First suppose G smooth. In characteristic zero the field is perfect and [F1] already proves the assertion. In characteristic p>0, choose an algebraic closure by [F4] and let kperf be the union of its finite purely inseparable extensions of k. This is a perfect field. By [F1], Gkperf has a smooth connected affine closed normal subgroup N∞ with abelian quotient. Descend this subgroup to a finite purely inseparable K/k inside kperf, as follows. On a finite affine cover of G, its ideal is finitely generated. Include in K the finitely many coefficients of its generators, generators of the relations identifying the ideals on a finite affine cover of each overlap, and the finite equations making multiplication, inverse, identity and conjugation factor through it. Equality of ideals and vanishing of these equations hold after faithful scalar extension, hence already at the finite stage after enlarging K. Also include an affine finite-presentation model of N∞ and the finitely many chart maps and inverse equations identifying it with this descended closed subscheme. Thus the subgroup N′⊂GK is affine and normal. Smoothness descends by [F2]; connectedness descends since a disconnection remains one after scalar extension. The quotient GK/N′ becomes the given abelian quotient after scalar extension, because both represent the same fppf coset sheaf, by [F3]. Its properness therefore descends by [F2]. This supplies a finite purely inseparable stage with all the required properties.

2.1F2F3F4F5step 1.1constructalgebra

Apply the power-ideal descent in [F2] to N′ to obtain a connected affine closed normal N⊂G for which NK contains N′ as a nilpotent closed subscheme. Let Q=G/N, represented by [F3]. The map GK→QK factors through P=GK/N′; the induced map P→QK is surjective because the projection from GK is surjective. This map has proper source and separated finite-type target and is proper: its graph is closed in P×KQK, whose projection to QK is proper, by the definition of properness and base change. Hence QK is proper over K. Explicitly, for every K-scheme T and closed Z⊂QK×KT, its preimage in P×KT is closed and its image in T is closed by properness of P; surjectivity, retained by base change, makes that image exactly the image of Z. Finite type and separatedness of QK come from [F3], giving properness by [F4]. Descend properness to Q by [F2]. Since G is smooth connected, [F3] makes Q smooth connected and geometrically connected. It is therefore an abelian variety by [F5]. This proves the smooth-source case without descending a smooth subgroup to k.

3.1F1F3F4step 1.1step 2.1constructalgebra

For arbitrary G in characteristic zero, [F1] reduces to the smooth-source case. In positive characteristic let f:G→S be a sufficiently high relative Frobenius with smooth image, as in [F4]. It is finite and a universal homeomorphism onto S, which is connected. Its scheme kernel F is finite, hence affine, and connected: a universal homeomorphism has a single geometric point in the fibre over the identity. By [F3], f is the represented exact quotient G/F and is faithfully flat of finite presentation. Apply the smooth-source case to S to obtain a connected affine normal M⊂S with abelian quotient A=S/M. Define N=G×SM, a closed normal subgroup. The restricted projection is an exact sequence 1→F→N→M→1, so [F3] makes N affine. The projection N→M is a base change of the finite universal homeomorphism f and is onto; hence N is connected.

4.1F3F5step 3.1algebra∎

The composite G→S→A has scheme kernel N and is fppf surjective: both factors are faithfully flat of finite presentation. It therefore identifies its coset sheaf with G/N. Indeed every point of A lifts fppf locally first to S and then to G, and two lifts differ precisely by a point of N; these assertions after arbitrary test-scheme base change identify the sheaves. The represented quotient in [F3] is thus A, an abelian variety. Its projectivity and commutativity follow from [F5]. The Frobenius step used the smooth image S, not the whole twist of G, which can remain nonsmooth for every exponent; and the inseparable descent in step 2.1 retained nilpotent subgroup structure. Thus no smoothness or uniqueness of the arbitrary-field kernel was introduced. AC and DC are inherited from [F1]–[F5].

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