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Bounded invertibility of the smooth-boundary Helmholtz combined field

Statement

Assume the Axiom of Choice, let k>0 and real η≠0, and use the smooth-boundary geometry, spaces and operator Ak,η of The combined-field operator for smooth-boundary Helmholtz scattering. Then Ak,η extends to a bounded bijection on complex H1/2(Γ) with bounded inverse. In particular, for this fixed k,η there is a finite constant Ck,η=∥Ak,η−1∥ such that ∥ϕ∥H1/2(Γ)≤Ck,η∥Ak,ηϕ∥H1/2(Γ). The constant can also depend on Γ; no bound uniform as k varies is asserted. For every boundary datum f∈H1/2(Γ), u=DkAk,η−1f−iηSkAk,η−1f is the unique outgoing weak exterior Dirichlet solution with trace f in the local H1 class of Outgoing exterior Dirichlet uniqueness for the smooth combined-field geometry.

Facts & Assumptions

Given: The Axiom of Choice, k>0, real η≠0, and the smooth-boundary geometry in the Statement.

[F1]

2Ak,η=I−Kk,η with compact Kk,η on H1/2(Γ) (The smooth Helmholtz combined field is a compact perturbation of half the identity).

[F2]

The layers have outgoing exterior and H1 interior restrictions solving Helmholtz and obeying weak Green's identity (Smooth-boundary trace lifts and Sobolev Helmholtz layer extensions); their trace and conormal jumps are [γDkϕ]=−ϕ, [∂nDkϕ]=0, [γSkλ]=0, [∂nSkλ]=λ (The Helmholtz double layer has a common weak conormal).

[F3]

Outgoing exterior zero-Dirichlet solutions in this geometry vanish (Outgoing exterior Dirichlet uniqueness for the smooth combined-field geometry).

[F4]

Under the Axiom of Choice, injectivity of identity minus a compact operator on a Banach space implies bounded invertibility (Fredholm alternative for identity minus compact, The Axiom of Choice).

Proof

1.1F2F3givenalgebra

Suppose Ak,ηϕ=0 and set u=Dkϕ−iηSkϕ. Here ϕ∈H1/2 is a valid single-layer density by the continuous inclusions H1/2⊂L2⊂H−1/2, the last inclusion following from Cauchy–Schwarz and the continuous H1/2→L2 embedding. By [F2], u+ is outgoing, weak Helmholtz and has zero exterior trace. [F3] gives u+=0, so also ∂n+u=0.

2.1F2step 1.1algebra

By [F2], γ−u−γ+u=−ϕ, so γ−u=−ϕ. The conormal jump is ∂n−u−∂n+u=−iηϕ, whence ∂n−u=−iηϕ=iηγ−u. The products here use the L2 realization of H1/2 as an element of its dual H−1/2.

3.1F2step 2.1givenalgebra

The interior weak Green identity [F2] tested with u− gives ∫Ω−(∣∇u−∣2−k2∣u−∣2)dx=⟨∂n−u,γ−u⟩=iη∥γ−u∥L2(Γ)2. The left side is real. Taking imaginary parts and using real η≠0 gives γ−u=0, and step 2.1 gives ϕ=0. Thus Ak,η is injective.

4.1F1F2F3F4step 3.1givenconstructalgebra∎

By [F1], 2Ak,η=I−Kk,η with compact Kk,η. Injectivity and [F4] make I−Kk,η boundedly invertible, hence so is Ak,η. Its finite inverse norm gives the estimate. For a prescribed f, use ϕ=Ak,η−1f; [F2] gives the outgoing solution and the operator identity gives its trace f. The difference of any two such solutions satisfies [F3], proving uniqueness.

Remarks

The identifier is retained for link compatibility with the earlier conditional carrier. Its three former interface hypotheses are now proved by the local suppliers cited above. The modal foundations used for exterior uniqueness are independent of any spherical-obstacle boundary condition; their same-ID placement on this page avoids a reverse dependency on the PE18 page.

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