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Boundary Schauder estimate for the Dirichlet problem

Statement

Assume the Axiom of Choice and Countable Choice. Let n≥2, 0<α<1, let Ω be a bounded C2,α domain, and let L=aij∂i∂j+bi∂i+c be uniformly elliptic on Ωˉ with constants λ,Λ, [A]0,α;Ω≤K, and b,c∈C0,α(Ωˉ) with ∥b∥C0,α+∥c∥C0,α≤M. Let u∈C2(Ω)∩C0(Ωˉ), g∈C2,α(Ωˉ) and f∈C0,α(Ωˉ) satisfy Lu=f in Ω and u=g on ∂Ω. Then u∈C2,α(Ωˉ) and ∥u∥C2,α(Ωˉ)≤C(∥u∥C0(Ω)+∥f∥C0,α(Ωˉ)+∥g∥C2,α(Ωˉ)), where C=C(n,α,λ,Λ,K,M,Ω) depends on Ω only through a finite C2,α chart atlas and its radii. The coefficient assumptions include the H"older norms needed for the lower-order products, and no solvability is asserted: the estimate is a regularity statement for the given classical solution.

Facts & Assumptions

Given: the Axiom of Choice and ACω, n≥2, 0<α<1, the bounded C2,α domain Ω, the operator L with the stated bounds, and u∈C2(Ω)∩C0(Ωˉ), g∈C2,α(Ωˉ), f∈C0,α(Ωˉ) with Lu=f in Ω and u=g on ∂Ω.

[A1]

The Axiom of Choice is assumed for the quoted boundary regularity and estimate inputs; Countable Choice is inherited by the measure and local estimate interfaces. The chart cover itself involves only finitely many selections. (The Axiom of Choice, The Axiom of Countable Choice (ACω))

[F1]

The classes C2,α(Ωˉ) and C0,α(Ωˉ) are the boundary-extension classes of Hölder spaces Ck,α, closure and interior scaled norms, and Ck,α domains: an element of Cb2,α(Ω) lies in C2,α(Ωˉ) when its derivatives through order 2 extend continuously, and then ∥u∥C2,α(Ωˉ)=∑j=02sup⁡Ωmax⁡∣β∣=j∣Dβu∣+[D2u]0,α;Ω. On a ball BR(x0) the scaled quantity is ∥w∥2,α;BR(x0)∗=∑j=02Rjmax⁡∣β∣=jsup⁡BR∣Dβw∣+R2+αmax⁡∣β∣=2[Dβw]0,α;BR and ∥h∥0,α;BR∗=sup⁡BR∣h∣+Rα[h]0,α;BR, with the analogous formulas on a half-box; the scaled quantities dominate each of their defining terms. (Local Hölder and scaled C-two-alpha norms on balls)

[F2]

Interior Schauder estimate (Interior Schauder estimate for uniformly elliptic equations): let BR(x0)⊆Rn, let L be uniformly elliptic on BR(x0) with constants λ,Λ, [A]0,α;BR(x0)≤K and ∥b∥C0,α+∥c∥C0,α≤M there. If w∈C2(BR(x0))∩L∞(BR(x0)) satisfies Lw=F pointwise with F∈C0,α(BR(x0)), then w∈C2,α(BR/2(x0)) and ∥w∥2,α;BR/2(x0)∗≤C(∥w∥∞;BR(x0)+R2∥F∥∞;BR(x0)+R2+α[F]0,α;BR(x0)) with C depending only on n,α,λ,Λ and the dimensionless coefficient bounds RαK+R∥b∥∞+R1+α[b]0,α+R2∥c∥∞+R2+α[c]0,α.

[F3]

Boundary flattening (C2,α boundary flattening preserves the nondivergence structure, ellipticity and Hölder norms): for every boundary point there are r>0 and a shear Ψ with Ψ(Qr+)=U∩Ω and Ψ(Qr′×{0})=U∩∂Ω, where Qr=Qr′×(−r,r) and Qr+=Qr′×(0,r); by shrinking inside a larger graph chart, take Ψ defined on a neighborhood of Qr‾ and Ψ(Qr+‾)⊂Ωˉ. Composition with Ψ gives equivalent C2,α norms on the closures of U∩Ω and Qr+ with constants depending only on the chart, and if L has C0,α coefficients on U then its pullback L~=a~ij∂i∂j+b~i∂i+c~ under v=u∘Ψ has C0,α coefficients with ellipticity constants λ~=λ∥DΨ∥∞−2, Λ~=Λ∥DΨ−1∥∞2 and coefficient bounds controlled by the chart and by K,M. For coefficients given only on Ωˉ, extend each field to the chart image by q(Ψ(y′,yn)):=q(Ψ(y′,∣yn∣)). Reflection and the bi-Lipschitz shear preserve its H"older bounds, and evaluating the same original matrix preserves ellipticity. Thus the lemma applies on the ambient patch. The shear is available at each boundary point of a bounded C2,α domain because such a domain carries graph charts of class C2,α over which the shear of the lemma straightens the boundary. (Bounded C^k domains and boundary charts)

[F4]

Quoted boundary inputs with their distinct hypotheses. Gilbarg–Trudinger, Elliptic Partial Differential Equations of Second Order (2001), Lemma 6.18 and Theorem 6.19, printed p.111, give local C2,α regularity up to a C2,α boundary portion for u∈C2(Ω)∩C0(Ωˉ), with Hölder coefficients and forcing and C2,α boundary values; no sign condition on c is imposed. Apply this first at the flat face. Then Simon, Lecture 12 Theorem 2', printed pp.134–135, gives the a priori estimate on a smaller half-patch. Covering the smaller half-box by such patches and interior balls gives ∥v∥2,α;Qr/2+∗≤C(∥v∥∞;Qr++r2∥h∥0,α;Qr+∗) for zero flat-face data. Rescaling includes rαK~,r∥b~∥∞,r1+α[b~]α,r2∥c~∥∞,r2+α[c~]α in C. These are explicit literature inputs; Wang Theorem 1' alone assumes C2 up to the flat face and does not supply the upgrade.

Proof

technique · direct
1.1givenF1algebra

Reduction to zero boundary values. Put w:=u−g on Ω. Since g∈C2,α(Ωˉ)⊆C2(Ω)∩C0(Ωˉ), the function w lies in C2(Ω)∩C0(Ωˉ), vanishes on ∂Ω, and satisfies Lw=F pointwise in Ω with F:=f−Lg. The product inequality [ab]α≤∥a∥∞[b]α+[a]α∥b∥∞ gives [Lg]0,α;Ω≤Cn(Λ[D2g]0,α;Ω+K∥D2g∥∞;Ω+∥b∥∞[Dg]0,α;Ω+[b]0,α;Ω∥Dg∥∞;Ω+∥c∥∞[g]0,α;Ω+[c]0,α;Ω∥g∥∞;Ω) and sup⁡Ω∣Lg∣≤Cn(Λ+M)∥g∥C2,α(Ω); in each flattened half-box the lower-field seminorms are bounded by the derivative suprema using integration along segments, and a finite cover plus the separation bound controls pairs in different charts; hence F∈C0,α(Ωˉ) with ∥F∥C0,α(Ωˉ)≤∥f∥C0,α(Ωˉ)+C(n,α,Λ,K,M,Ω)∥g∥C2,α(Ωˉ), and sup⁡Ω∣w∣≤∥u∥C0(Ω)+∥g∥C2,α(Ωˉ). It thus suffices to show that every such zero-boundary w with Lw=F∈C0,α(Ωˉ) satisfies w∈C2,α(Ωˉ) and ∥w∥C2,α(Ω)≤C(∥w∥∞;Ω+∥F∥C0,α(Ωˉ)) with C=C(n,α,λ,Λ,K,M,Ω); adding g back gives the statement.

1.2F3givenconstructA1

A finite relative cover with a Lebesgue number. By [F3], for every x∈∂Ω there is a flattened chart Ψx:Qrx→Ux with Ψx(Qrx+)=Ux∩Ω and Ψx(Qrx′×{0})=Ux∩∂Ω. Put V^x:=Ψx(Qrx/2), an ambient open neighborhood of x that includes points on both sides of the flattened boundary. These sets cover ∂Ω; compactness gives finitely many, indexed by ℓ=1,…,N, and their union V is an open neighborhood of ∂Ω in Rn. Thus some δ>0 satisfies {y∈Ω:dist⁡(y,∂Ω)<δ}⊆V. The set Ωδ:={y∈Ω:dist⁡(y,∂Ω)≥δ} is compact in Ω. With R:=δ/4, its balls BR(z) have doubled balls inside Ω, and compactness yields finitely many centres z1,…,zP whose inner balls cover Ωδ. The finite family consisting of the ambient open sets V^ℓ and the balls BR(zj) covers Ωˉ relative to Ωˉ. Let δ0>0 be a Lebesgue number for this relative open cover, so every pair x,y∈Ωˉ with ∣x−y∣<δ0 lies in one common member.

1.3F3F4F1givenalgebra

Estimates on the boundary members. Fix ℓ∈{1,…,N}, write Ψ=Ψℓ, r=rℓ and let w~:=w∘Ψ on Qr+, with pullback operator L~ as in [F3]. Then w~∈C2(Qr+)∩C0(Qr+‾) because Ψ is a C2,α diffeomorphism of a neighbourhood of Qr+‾ onto a neighbourhood of Uℓ∩Ω‾ and w∈C2(Ω)∩C0(Ωˉ); moreover w~=0 on the flat face, since that face maps onto Uℓ∩∂Ω where w=0. The pullback satisfies L~w~=h~ pointwise in Qr+ with h~:=F∘Ψ, which lies in C0,α(Qr+)∩C0(Qr+‾) by composition, and ∥h~∥0,α;Qr+∗≤Cℓ∥F∥C0,α(Ωˉ) with Cℓ depending on the chart. Applying the quoted boundary estimate [F4] to w~ gives ∥w~∥2,α;Qr/2+∗≤Cℓ′(∥w∥∞;Ω+∥F∥C0,α(Ωˉ)), with Cℓ′ depending on n,α, the ellipticity constants and coefficient bounds of L~ (hence on the chart and on λ,Λ,K,M). By the norm equivalence of [F3], the last display controls sup⁡∣Dβw∣ for ∣β∣≤2 and [D2w]0,α over Ψ(Qr/2+)=Uℓ∩Vℓ with Vℓ:=Ψℓ(Qrℓ/2+); finitely many charts give one constant C2.

2.1F2F1step 1.2algebra

Estimates on the interior members. Fix j∈{1,…,P} and let B2R(zj)⊆Ω. On B2R(zj) the function w is of class C2 and bounded, and Lw=F pointwise with F∈C0,α(B2R(zj)); the coefficient bounds [A]0,α≤K and ∥b∥C0,α+∥c∥C0,α≤M hold there. By [F2] with radius 2R, ∥w∥2,α;BR(zj)∗≤Cj(∥w∥∞;Ω+∥F∥∞;Ω+[F]0,α;Ω), where Cj depends on n,α,λ,Λ and the dimensionless bounds formed with the radius 2R; as there are finitely many j and all radii are comparable to δ, the numbers Cj are bounded by a constant C1 depending on n,α,λ,Λ,K,M and on the cover. In particular sup⁡BR(zj)∣Dβw∣≤R−∣β∣∥w∥2,α;BR(zj)∗ for ∣β∣≤2 and [D2w]0,α;BR(zj)≤R−2−α∥w∥2,α;BR(zj)∗.

3.1step 1.2step 2.1step 1.3F1algebra

Summation and conclusion. The interior balls BR(zj) together with the boundary-chart sets V^ℓ∩Ωˉ cover Ωˉ; on each boundary-chart set, its portion in Ωˉ lies in Ψℓ(Qrℓ/2+‾), where step 1.3 supplies the estimate. Thus for every ∣β∣≤2, sup⁡Ω∣Dβw∣≤∑jsup⁡BR(zj)∣Dβw∣+∑ℓsup⁡V^ℓ∩Ω∣Dβw∣≤C3(∥w∥∞;Ω+∥F∥C0,α(Ωˉ)) by steps 2.1 and 1.3. For the H"older seminorm let x,y∈Ω, x≠y. If ∣x−y∣<δ0, step 1.2 gives a member of the relative cover containing both points, and steps 2.1 or 1.3 bound the corresponding difference quotient; if ∣x−y∣≥δ0, then ∣D2w(x)−D2w(y)∣/∣x−y∣α≤2δ0−αsup⁡Ω∣D2w∣, already controlled. Therefore ∥w∥C2,α(Ω)=∑j=02sup⁡Ωmax⁡∣β∣=j∣Dβw∣+[D2w]0,α;Ω≤C(∥w∥∞;Ω+∥F∥C0,α(Ωˉ)) with C=C(n,α,λ,Λ,K,M,Ω). Since the boundary-chart sets are ambient neighborhoods of each boundary point and the controlled coordinate functions are C2,α up to the flat face, the derivatives Dβw for ∣β∣≤2 extend continuously to Ωˉ. Hence w∈C2,α(Ωˉ) with the same norm over Ω, as required by [F1].

4.1step 1.1step 3.1F2F4given∎

The estimate for u. By step 1.1 and step 3.1, ∥u∥C2,α(Ωˉ)≤∥w∥C2,α(Ω)+∥g∥C2,α(Ωˉ)≤C(∥u∥C0(Ω)+∥f∥C0,α(Ωˉ)+∥g∥C2,α(Ωˉ)) after enlarging C to absorb the constants of step 1.1; the constant depends on n,α,λ,Λ,K,M and on the finite cover, i.e. on Ω only through its C2,α charts and radii. The strict range 0<α<1 enters through the quoted boundary estimate [F4] and the interior estimate [F2]; the Dirichlet condition enters through w=0 on the boundary, which is exactly the zero-data hypothesis of [F4] on each flat face. No solvability, compactness of the operator or boundary regularity beyond the C2,α chart hypothesis is used, and it is the Dirichlet condition and the C2,α boundary that make the estimate possible at every boundary point.

Remarks

  • The regularity upgrade and the subsequent a priori estimate have different hypotheses, explicitly separated in [F4].
  • The cover argument is the same one used for the interior estimate, run on the compact closure; the Lebesgue number replaces the partition of unity, which is why the covering selections are finite; the quoted analytic inputs are used under [A1].
  • The estimate is stated with ∥u∥C0(Ω) rather than ∥u∥C2,α on the right, so it is a genuine a priori bound. The interpolation lemma of the interior argument is not needed in this form of the proof, because the quoted local a priori estimate already handles the lower-order terms; the intermediate-derivative terms are not produced by cutoffs here.

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