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Zorn's lemma gives a basis between any linearly independent set and any spanning set containing it: if with independent and , there is a basis of with
Statement
Assume the Axiom of Choice (The Axiom of Choice), which is what Zorn's lemma is proved from. Let be a vector space over a field (Vector space over a field) and let with linearly independent (Linear independence: a finite list is independent when forces every , and a subset is independent when every injective finite list into is independent) and (Linear combination of a finite list, and the span as the smallest linear subspace containing ). Then there is a basis of (Basis of a vector space: a linearly independent spanning subset; and ordered basis: an injective finite list whose image is a basis) with
Facts & Assumptions
Given: The Axiom of Choice; a field ; a vector space over ; and subsets with linearly independent and .
Zorn's lemma: a nonempty poset in which every chain has an upper bound has a maximal element (Zorn's lemma, Maximal element and greatest element, Upper bound, least upper bound, and strict upper bound, Chain in a poset). The hypothesis quantifies over every chain, the empty one included, and the empty set is a chain (Chain in a poset).
Inclusion is a partial order on any collection of sets, and every element of a poset is an upper bound of the empty subset, vacuously (Partial order and partially ordered set, Upper bound, least upper bound, and strict upper bound).
The union of a nonempty chain of linearly independent subsets of , ordered by inclusion, is linearly independent ( is linearly independent if and only if every finite subset of is; consequently the union of a nonempty chain of linearly independent subsets of , ordered by inclusion, is linearly independent, claim 2).
If is linearly independent and , then and is linearly independent (If is linearly independent and then is linearly independent and ; and if then , claim 2).
is a linear subspace of containing and contained in every linear subspace of containing (Linear combination of a finite list, and the span as the smallest linear subspace containing , The span is monotone and idempotent, exactly when is a linear subspace, and , Linear subspace of a vector space).
A basis of is a linearly independent subset with (Basis of a vector space: a linearly independent spanning subset; and ordered basis: an injective finite list whose image is a basis).
Proof
Let be the set of all with and linearly independent. It is a set, being a subcollection of the power set of , and inclusion partially orders it.
is nonempty, since itself is linearly independent and satisfies .
Every chain has an upper bound in . If , then is an upper bound, vacuously; this case is not optional, since Zorn's lemma as proved here quantifies over every chain and the empty set is a chain, and the union of the empty chain is , which need not contain . If , put : it is linearly independent, being the union of a nonempty chain of linearly independent sets; it contains , since has a member and every member contains ; and it is contained in , since every member is. So , and it contains every member of .
By Zorn's lemma applied to the nonempty poset of step 1.1, in which every chain has an upper bound by step 1.3, there is a maximal element of : is linearly independent, , and no member of strictly contains .
. Let and suppose ; then is linearly independent and , so , while , putting in strictly above and contradicting maximality. Hence , so is a linear subspace of containing and therefore contains ; the reverse inclusion is automatic, so .
The set produced in step 2.1 is linearly independent and, by step 3.1, spans , so it is a basis of with .
Remarks
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Both classical statements are instances of this one. "Every vector space has a basis" is the case , (Every vector space has a basis), and "every spanning set contains a basis" is the case (Every spanning subset of a vector space contains a basis). They are corollaries of this single Zorn argument rather than two separate ones, which is why the two hypotheses are stated together in the statement above.
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The choice is declared, not hidden. The only non-constructive ingredient is Zorn's lemma, and that item records that the Axiom of Choice is used exactly once inside it. Nothing else above appeals to a choice principle: the poset, its order and the upper bound of a chain are all written down explicitly. Zorn's lemma is equivalent to the Axiom of Choice over ZF (The Axiom of Choice and Zorn's lemma are equivalent), so the cost of this theorem is exactly that axiom.
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The empty chain is a real case here. Zorn's lemma as proved in this library has no nonemptiness clause on chains, and its own remarks note that requiring every chain to have an upper bound already forces the poset to be nonempty. In the poset above the union of the empty chain is , which lies in only when ; the upper bound supplied instead is . Skipping this case would leave a hole in the verification of Zorn's hypothesis.
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Maximality is used exactly once, in step 3.1, and only to exclude one extra vector at a time. That is why If is linearly independent and then is linearly independent and ; and if then is stated separately: it is the whole content of the step, and the same lemma does the same job in For the following are equivalent: is a basis; is a maximal linearly independent subset of ; is a minimal spanning subset of — maximality and minimality being in the inclusion order and in If and is a linear subspace of , then is finite-dimensional, , and if and only if .
Depends on
- Zorn's lemma
- The Axiom of Choice
- Partial order and partially ordered set
- Chain in a poset
- Upper bound, least upper bound, and strict upper bound
- Maximal element and greatest element
- $S \subseteq V$ is linearly independent if and only if every finite subset of $S$ is; consequently the union of a nonempty chain of linearly independent subsets of $V$, ordered by inclusion, is linearly independent
- If $S \subseteq V$ is linearly independent and $w \notin \operatorname{span}(S)$ then $S \cup \{w\}$ is linearly independent and $\operatorname{span}(S) \subsetneq \operatorname{span}(S \cup \{w\})$; and if $w \in \operatorname{span}(S)$ then $\operatorname{span}(S \cup \{w\}) = \operatorname{span}(S)$
- Basis of a vector space: a linearly independent spanning subset; and ordered basis: an injective finite list whose image is a basis
- Linear independence: a finite list $v : n \to V$ is independent when $\sum_{i<n} \lambda_i v_i = 0_V$ forces every $\lambda_i = 0_F$, and a subset $S \subseteq V$ is independent when every injective finite list into $S$ is independent
- Linear combination of a finite list, and the span $\operatorname{span}(S)$ as the smallest linear subspace containing $S$
- The span is monotone and idempotent, $\operatorname{span}(S) = S$ exactly when $S$ is a linear subspace, and $\operatorname{span}(S \cup \{0_V\}) = \operatorname{span}(S)$
- Linear subspace of a vector space
- Vector space over a field
- Field
Used by
- Every linear subspace U of a vector space V has a complement: a linear subspace W with V = U ⊕ W Corollary
- Every spanning subset of a vector space contains a basis Corollary
- Every vector space has a basis Corollary
- A discontinuous positive solution of F(x+y)=F(x)F(y) Counterexample
- The standard unit families { eᵢ : i ∈ ℕ } are linearly independent in F^ℕ but do not span it: the constant family 1_F is not a finite linear combination of them Counterexample
- The choice ledger: what costs the Axiom of Choice and what does not Remark
Dependency tree · next 3 levels
Direct dependencies and their dependencies through the next three levels: 69 results over 19 levels. An arrow runs from a result to what uses it, and this result sits at the bottom with a heavier outline. Click the chart to enlarge it.
Sources
- Basis (linear algebra) (Wikipedia) (standard reference, not scraped)
- Zorn's lemma (Wikipedia) (standard reference, not scraped)
- University of Colorado notes: Linear algebra and vector spaces (standard reference, not scraped)