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Harmonic representatives for compact de Rham and Dolbeault complexes

Statement

Assume the Axiom of Choice. Let M be a compact smooth Riemannian manifold without boundary, of real dimension at least two. Its metric defines the L2 pairing on forms by the Riemannian density; orientation is unnecessary. Let d∗ denote the formal adjoint of d, and Δ=dd∗+d∗d on total real forms, or on their complexification. With domain H2 the operator is nonnegative and selfadjoint. Its degreewise smooth kernels Hk are finite dimensional, and there is an orthogonal smooth decomposition Ωk(M)=Hk⊕⊥dΩk−1(M)⊕⊥d∗Ωk+1(M). The map h↦[h] is an isomorphism Hk→HdRk(M), over R or C as appropriate.

More generally let X be a compact complex manifold of complex dimension m≥1 with a smooth Hermitian metric. Let E be a holomorphic bundle of finite rank with a smooth Hermitian metric. The holomorphic bundle structure supplies frames with holomorphic invertible transition matrices; the Hermitian metric is separate smooth positive-definite pairing data. On E-valued (p,q) forms, define ∂ˉE by the coefficientwise Dolbeault operator in holomorphic bundle charts and let ∂ˉE∗ be its formal adjoint. For each fixed p, Δ∂ˉE=∂ˉE∂ˉE∗+∂ˉE∗∂ˉE on the sum over q is nonnegative and selfadjoint on H2; its smooth harmonic spaces HEp,q are finite dimensional and Ωp,q(X,E)=HEp,q⊕⊥∂ˉEΩp,q−1(X,E)⊕⊥∂ˉE∗Ωp,q+1(X,E). In particular harmonic forms represent the smooth Dolbeault quotient H∂ˉp,q(X,E):=ker⁡∂ˉE/im⁡∂ˉE uniquely. Terms outside the degree range are zero. This asserts smooth Dolbeault cohomology; an identification with sheaf cohomology requires a separate Dolbeault-resolution comparison theorem.

For either complex write D=d or D=∂ˉE, P=DD∗+D∗D, and let Π,G be the preceding Green projection and inverse. They preserve degree, G preserves smooth forms, and on smooth forms DG=GD,D∗G=GD∗,DΠ=ΠD=D∗Π=ΠD∗=0. Every closed smooth u satisfies u=Πu+D(D∗Gu).

Facts & Assumptions

Given: The AC assumption and the metric and complex data in the Statement; all formal adjoints use the first-variable-linear integral pairing.

[F1]

Compact formally symmetric second-order bundle operators with scalar positive definite principal symbol have selfadjoint H2 domains, finite smooth kernels, smoothing orthogonal projections and smooth Green inverses satisfying PG=GP=I−Π (Compact Laplace-type operators: smooth kernel, closed range and Green inverse).

[F2]

The exterior derivative has the coordinate formula d(∑IuIdxI)=∑IduI∧dxI and squares to zero; real de Rham cohomology is the closed/exact quotient (The local coordinate formula for the exterior derivative, The exterior derivative squares to zero, De rham cohomology).

[F3]

Complex form types and their coordinate Dolbeault operators are invariant under holomorphic coordinate changes and ∂ˉ2=0; the E-valued operators ∂ˉE, their formal adjoints, the Dolbeault Laplacian and its scalar principal symbol ∣ξ0,1∣2 are those of the Definition (Bigraded complex forms and the Dolbeault operators, The d, partial and dbar identities, E-valued Dolbeault operators and their L2 structure).

[F4]

A smooth first-order differential operator between finite-rank metric bundles over a boundaryless manifold with a smooth positive density has a unique smooth first-order formal adjoint, and the leading coefficients of the adjoint are (−1)δ times the fibre adjoint of the leading coefficients of the operator (Formal adjoints of differential operators on metric vector bundles).

[F5]

Laplace-type operators, formal symmetry and the principal symbol σ2 are as in Second-order Laplace-type operators on metric vector bundles; the coefficient of ∂i∂j in a product of two first-order operators is the product of their leading coefficient matrices.

[F7]

At each point an orthonormal basis of the cotangent space (unitary in the complex case) exists, so the deletion identity for the exterior multiplication operator ε(η) and its metric adjoint may be checked on wedge monomials (Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans, Riemannian metrics induce metrics on dual tensor and exterior bundles).

Proof

1.1F2F4F5F6F7givenalgebra

The de Rham Laplacian satisfies the hypotheses of [F1]. Let D=d on real forms, or on their complexification, and P=DD∗+D∗D. The coordinate formula [F2] exhibits D as a smooth first-order differential operator, so [F4] supplies its unique smooth first-order formal adjoint D∗. In an orthonormal basis of the cotangent space at a point ([F7]), the leading coefficient matrices of D multiply, on a covector ξ, to exterior multiplication ε(ξ), and those of D∗ are (−1)1 times the metric adjoints, so they multiply to −ε(ξ)∗. The coefficient of ∂i∂j in DD∗ is therefore ε(ξ)(−ε(ξ)∗) and in D∗D it is (−ε(ξ)∗)ε(ξ); by [F5] the second-order coefficient matrix of P is −(ε(ξ)ε(ξ)∗+ε(ξ)∗ε(ξ)). The metric adjoint of ε(ξ) is the contraction that deletes each factor of a wedge monomial pairing with ξ, with alternating signs, and deleting and reinserting the same factor on both sides gives the identity ε(ξ)ε(ξ)∗+ε(ξ)∗ε(ξ)=∣ξ∣2id; hence the second-order coefficient of P is −∣ξ∣2id and its principal symbol in the sense of [F5] is σ2(P)(x,ξ)=∣ξ∣2id, a smooth positive definite scalar form. Finally, for compactly supported smooth forms, (Pu,v)L2=(D∗u,D∗v)L2+(Du,Dv)L2 by [F4], which is conjugate-symmetric in u,v and equals ∥Du∥22+∥D∗u∥22≥0 when u=v; so P is formally symmetric and nonnegative. Thus [F1] applies to P with domain H2.

2.1F3F4F5F7step 1.1givenalgebra

The Dolbeault Laplacian satisfies the hypotheses of [F1]. Fix p and let D=∂ˉE on the sum over q, P=DD∗+D∗D, with the operator and its adjoint as in [F3]; by that item D is a smooth first-order operator and the Dolbeault Laplacian is the formally symmetric Laplace-type operator with σ2(P)(x,ξ)=∣ξ0,1∣2id, notation as in [F5]. The same computation as in step 1.1, now with η=ξ0,1 and unitary frames ([F7]), gives the deletion identity ε(η)ε(η)∗+ε(η)∗ε(η)=∣η∣2id including the holomorphic p-factors and the bundle factor, so the second-order coefficient is −∣η∣2id and the principal symbol is ∣ξ0,1∣2id; for a nonzero real covector the (0,1)-part is nonzero, so the form is positive definite. The energy identity and formal symmetry are those established in [F3], and no K"ahler hypothesis is used. Hence [F1] applies to this P as well.

3.1F1F2F3step 1.1step 2.1algebra

Consequences of D2=0. Squaring D2=0 and transposing the adjoint identity gives (D∗)2=0, and expanding the two products gives PD=DP and PD∗=D∗P. On smooth forms the energy identity of steps 1.1 and 2.1 shows Pu=0 exactly when Du=0 and D∗u=0; [F1] makes every L2-harmonic element smooth, so this describes ker⁡P on H2 as well. Harmonic forms are orthogonal to the images of D and D∗: for harmonic h, (Dv,h)L2=(v,D∗h)L2=0 and (D∗v,h)L2=(v,Dh)L2=0. Since D raises the degree by one in the de Rham grading and the second bidegree by one in the Dolbeault bigrading, while D∗ lowers it, the operator P preserves degrees, and the unique orthogonal solution defining G in [F1] preserves degree: its other degree components solve the homogeneous equation and lie in the orthogonal complement of the kernel, hence vanish; the harmonic projection preserves degree as well.

4.1F1step 3.1algebra

Commutation identities. For smooth u, P(DGu)=D(PGu)=D(u−Πu)=Du by step 3.1 and [F1]. The section DGu is smooth and orthogonal to ker⁡P by step 3.1, and Du is orthogonal to ker⁡P as well; by the uniqueness of the orthogonal solution in [F1], DGu=GDu. The same reasoning applied to D∗ gives D∗G=GD∗. Since Π projects onto ker⁡P and the images of D and D∗ are orthogonal to it, DΠ=D∗Π=0; taking adjoints and using that Π is an orthogonal projection gives ΠD=ΠD∗=0. All identities are asserted on smooth forms, so no composition of unbounded Hilbert-space domains has been formed.

5.1F1F2F3step 3.1step 4.1algebra

Decomposition and harmonic representatives. For smooth u, [F1] gives u=Πu+(I−Π)u=Πu+DD∗Gu+D∗DGu, and the three summands are pairwise orthogonal: the harmonic summand is orthogonal to both images by step 3.1, and (Da,D∗b)L2=(D2a,b)L2=0 since D2=0. Conversely a harmonic form or a form in the image of D or D∗ lies in the displayed ambient degree, so this is the orthogonal smooth decomposition. If u is closed, Du=0, then step 4.1 gives DGu=GDu=0 and the coexact term vanishes: u=Πu+D(D∗Gu), a harmonic representative of the class. If a harmonic h is exact, h=Dv, then ∥h∥22=(Dv,h)L2=(v,D∗h)L2=0 because D∗h=0 by step 3.1, so h=0; hence h↦[h] is injective, and the preceding formula makes it surjective. It is linear as the composition of a linear projection with a linear quotient map, and its domain is finite dimensional by [F1]; the same argument applies over R or C.

6.1F1F3step 1.1step 2.1step 3.1step 4.1step 5.1∎

Conclusion and endpoints. Steps 1.1 and 2.1 verified the exact scalar-positive-symbol, formal-symmetry and nonnegativity hypotheses for the de Rham and Dolbeault Laplacians, so [F1] gives genuine nonnegative selfadjoint realizations with domain H2, finite smooth kernels, smoothing projections and smooth Green inverses; steps 3.1 through 5.1 proved the degree, commutation, orthogonal-decomposition and harmonic-representative assertions for both complexes. At the endpoint degrees the operators mapping outside the displayed range are zero by the degree convention of [F3], so the identities hold there as well. The trivial line bundle case gives the usual Dolbeault cohomology of complex-valued forms, and no sheaf comparison has been used or asserted.

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