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Compact Laplace-type operators and harmonic representatives

1 · Prerequisites

2 · Summary

A scalar positive principal symbol permits componentwise weak interior estimates on a finite bundle atlas. Compact Sobolev inclusions and a shifted coercive variational problem then produce a selfadjoint operator with the exact H2 domain, a finite smooth kernel, and a smooth Green inverse. Applied to the de Rham and Dolbeault Laplacians, these results give harmonic representatives in every degree and bidegree.

The page fixes its own conventions first: complex manifolds, holomorphic vector bundles and Hermitian metrics; second-order Laplace-type operators on metric vector bundles with their principal symbol and formal symmetry; the formal adjoint of a smooth differential operator; and the E-valued Dolbeault operator with its L2 structure. The three theorems then carry the compact analysis: elliptic regularity and shifted parametrices, the smooth kernel and Green inverse, and the identification of harmonic forms with de Rham and Dolbeault cohomology. This supplies compact analysis for subsequent Kähler Hodge theory; the Dolbeault-resolution comparison with sheaf cohomology is deliberately left to that later material.

3 · Logical flowchart

4 · Definitions, theorems and proofs

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Complex manifolds, holomorphic vector bundles and Hermitian metrics

Definition

Let m≥1. A chart on a topological space X is a homeomorphism φ:U→φ(U) from an open set U⊆X onto an open subset of Cm with its usual topology (Homeomorphism, open map, closed map, embedding, and what it means for a property to be topological); two charts φ,ψ are holomorphically compatible when the transition maps ψ∘φ−1 and φ∘ψ−1 are holomorphic on the open sets where they are defined (Holomorphic functions on an open subset of Cm). A holomorphic atlas is a family of pairwise compatible charts whose domains cover X. A complex manifold of dimension m is a nonempty Hausdorff (Hausdorff space: distinct points have disjoint open neighbourhoods; every metrizable space is Hausdorff and the indiscrete topology on two points is not) second-countable (Second countability: an at most countable basis for the topology) topological space carrying a holomorphic atlas; the same maximal-atlas argument as for Riemann surfaces and holomorphic atlases applies verbatim with Cm in place of C: the union of a holomorphic atlas with all charts compatible with it is again a holomorphic atlas, so one passes to the unique maximal atlas and calls its members holomorphic charts. Each chart is a homeomorphism onto an open subset of Cm≅R2m, so X is a topological manifold without boundary of real dimension 2m (Topological manifolds without boundary: Hausdorff, second-countable, and locally Euclidean spaces), and for connected X the case m=1 recovers Riemann surfaces (Riemann surfaces and holomorphic atlases).

A holomorphic map f:X→Y between complex manifolds is a continuous map whose expression in every pair of holomorphic charts is holomorphic (Holomorphic maps Cm→Cn and the complex Jacobian matrix); equivalently, for every open V⊆Y and every holomorphic function h on V, the function h∘f is holomorphic on f−1(V). The forward implication is the holomorphic chain rule; conversely apply this condition to the coordinate functions of a chart on Y.

Induced smooth structure and complex structure. Holomorphic functions on open subsets of Cm are smooth (Holomorphic functions of several variables are smooth and their complex derivatives are holomorphic), so every holomorphic atlas is a smooth atlas (Smooth atlases) and X is a smooth manifold of real dimension 2m (Smooth manifolds and their smooth charts) whose smooth charts include the holomorphic ones. In holomorphic coordinates zk=xk+iyk the complex structure is the endomorphism field J of the tangent bundle determined by J∂xk=∂yk and J∂yk=−∂xk; it satisfies J2=−id and is independent of the holomorphic chart, because a holomorphic transition map has complex-linear differential (Holomorphic maps Cm→Cn and the complex Jacobian matrix, The composite of holomorphic maps is holomorphic and its complex Jacobian is the product) and complex-linear maps intertwine the two coordinate definitions of multiplication by i. A Hermitian metric on X is a Riemannian metric g (Riemannian metric and riemannian manifold) satisfying g(Jv,Jw)=g(v,w) for all tangent vectors v,w; its Riemannian volume density is written μg (Riemannian volume density). The complex structure makes each tangent space a complex vector space, so the tangent bundle is a smooth complex vector bundle in the sense of Complex-linear and metric-compatible bundle connections.

Holomorphic vector bundles and Hermitian bundle metrics. A holomorphic vector bundle of rank r on X is a smooth complex vector bundle π:E→X of rank r (Smooth vector bundles, rank, fibres, and trivial bundles, Complex-linear and metric-compatible bundle connections) together with an open cover (Vα) of X and smooth local trivializations θα:E∣Vα→Vα×Cr whose transition matrices gαβ:Vα∩Vβ→GLr(C), defined by θαθβ−1(p,v)=(p,gαβ(p)v), are holomorphic. A holomorphic frame over an open set V is a smooth complex-linear trivialization whose transition matrices with the supplied trivializations are holomorphic on every overlap. Changing holomorphic frame multiplies a local section by a holomorphic matrix, hence a smooth local section is holomorphic exactly when its representatives in holomorphic frames are holomorphic functions. A Hermitian metric h on E is a smooth bundle metric (Smooth bundle metrics) whose fibre pairings are positive definite Hermitian forms, linear in the first variable and conjugate-linear in the second; the condition is frame-independent because the gauge freedom is conjugation by a pointwise invertible matrix. Smooth sections are Γ(E) (Smooth sections, local sections, and support).

Remarks

  • Choice. The structures are supplied data. The maximal-atlas and gluing verifications above are local, and no existence of metrics or partitions is asserted; no choice principle is used in this definition.
  • Conventions. The Hermitian convention is linear in the first variable, as in Smooth bundle metrics; the Riemannian metric g is used on real vectors, and J is declared from the holomorphic charts rather than assumed. The case m=1 reduces to Riemann surfaces and holomorphic atlases; the general-m statements here are the ones used by the Dolbeault and elliptic items of this page.
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Second-order Laplace-type operators on metric vector bundles

Definition

Let M be a Hausdorff second-countable smooth manifold without boundary of dimension n≥2 (Smooth manifolds and their smooth charts), let μ be a smooth positive density on M (Density bundle and smooth density fields), and let E→M be a finite-rank smooth vector bundle (Smooth vector bundles, rank, fibres, and trivial bundles) over K=R or C carrying a smooth bundle metric ⟨⋅,⋅⟩ (Smooth bundle metrics), Euclidean in the real case and Hermitian, linear in the first variable, in the complex case; in the complex case the fibres are complex vector spaces through a smooth complex structure on E (Complex-linear and metric-compatible bundle connections). Write Γ(E) for the smooth sections (Smooth sections, local sections, and support).

A K-linear map P:Γ(E)→Γ(E) is a linear differential operator of order at most two on E when, on every chart domain Ω of M with coordinates x=(x1,…,xn) and in every local frame of E over Ω in which a section is written s↔u=(u1,…,ur) and its image as Ps↔((Ps)1,…,(Ps)r), (Ps)λ=−∑i,j=1naλμij(x) ∂i∂juμ(x)+∑j=1nbλμj(x) ∂juμ(x)+cλμ(x)uμ(x),1≤λ≤r, with smooth coefficient functions on Ω and summation over the repeated index μ (and over i,j). Such an operator is Laplace type when in addition, in every such chart and frame, its second-order coefficients are scalar multiples of the identity, aλμij=aijδλμ, with aij smooth real functions for which the matrix (aij(x)) is symmetric and positive definite at every x∈Ω. Its principal symbol is the endomorphism-valued quadratic function σ2(P)(x,ξ)=aij(x)ξiξj idEx for ξ∈Tx∗M. Its scalar principal form a is a smooth section of Sym2TM (A smooth tensor field), since it acts on two covectors, and ax(ξ,ξ)>0 for ξ≠0. For positive-rank E the symbol determines a uniquely. On the zero-rank bundle the operator and its symbol are zero; a supplied smooth positive-definite form a is part of the Laplace-type data in this degenerate case.

For the density-integral convention assume Countable Choice (The Axiom of Countable Choice (ACω)). P is formally symmetric for (μ,⟨⋅,⋅⟩) when ∫M⟨Ps,t⟩ dμ=∫M⟨s,Pt⟩ dμ for all compactly supported smooth sections s,t∈Γc(E) (Integral of a compactly supported smooth density).

Well-definedness. The definition is local. On a fixed chart and frame the displayed assignment is a K-linear map on components with smooth coefficients, and the chain rule (The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a)) computes the transition to another chart and frame on the overlap: the second-order coefficients transform by the symmetric tensor rule a′kl=aij∂x′k∂xi∂x′l∂xj together with conjugation by the frame-change matrix, while the terms produced by the second derivatives of the coordinate change are absorbed into the first-order coefficients. Hence a single operator that admits a local expression on one cover admits a local expression on every chart and frame, and the two hypotheses placed on the leading coefficient are invariant: scalar-ness is preserved by frame conjugation and by the coordinate rule for a field of symmetric matrices, and symmetric positive definiteness is preserved by both. For positive rank the scalar principal form, and in every rank the principal symbol, are therefore independent of the chart and frame, since two local expressions of the same operator differ by an operator of order at most one; the symbol is smooth in (x,ξ) because the aij are smooth, and the scalar principal form is positive on nonzero covectors exactly when (aij) is positive definite. Formal symmetry is an identity between integrals of compactly supported smooth sections and therefore depends only on the operator, the density and the metric.

Remarks

  • Choice. The local symbol computations use supplied data and no choice principle. Countable Choice is inherited only by the stated density-integral convention. No existence of densities, metrics or partitions is asserted.
  • Sign convention. The minus sign in the leading term makes the model operator −Δ on functions Laplace type with principal symbol ∣ξ∣2; the invariance statement above does not depend on this sign choice, which is fixed once and for all for this page and its companion.
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Formal adjoints of differential operators on metric vector bundles

Statement

Assume Countable Choice (The Axiom of Countable Choice (ACω)) for the density-integral convention. Let M be a Hausdorff second-countable smooth manifold without boundary, μ a smooth positive density on M, and E,F→M finite-rank smooth vector bundles over K=R or C with smooth bundle metrics, Hermitian (first-variable-linear) in the complex case, with the conventions of Second-order Laplace-type operators on metric vector bundles. Let P:Γ(E)→Γ(F) be a linear differential operator of order at most two (the target-F version of the local description in Second-order Laplace-type operators on metric vector bundles).

Then there is a unique linear differential operator P⋆:Γ(F)→Γ(E) of order at most two such that ∫M⟨Pu,v⟩F dμ=∫M⟨u,P⋆v⟩E dμ for all compactly supported smooth sections u∈Γc(E) and v∈Γc(F); it is the formal adjoint of P. It is given locally as follows: in a chart with coordinates x, with density coefficient γ>0 defined by μ=γ ∣dx1⋯dxn∣ (Density bundle and smooth density fields), with frames of E and F orthonormal for the metrics (equivalently unitary in the complex case; such frames exist locally by applying Gram–Schmidt to any local frame, Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans), and with local coefficients Pu=∑∣α∣≤2aαDαu, P⋆v=∑∣α∣≤2(−1)∣α∣γ−1Dα(γ aα∗v), where aα∗ is the fibre adjoint. Consequently:

  1. if the leading coefficients of P of order δ∈{0,1,2} are the matrices aα, ∣α∣=δ, then those of P⋆ are (−1)δaα∗, computed in the same orthonormal frames; in particular the formal adjoint of a Laplace-type operator is again Laplace type and its principal symbol is unchanged, σ2(P⋆)=σ2(P);
  2. (P⋆)⋆=P;
  3. if E=F, then P is formally symmetric in the sense of Second-order Laplace-type operators on metric vector bundles exactly when P=P⋆.

Facts & Assumptions

Given: Countable Choice and the manifold, density, bundles, metrics and operator of the Statement; all integrals are density integrals of compactly supported smooth densities (Integral of a compactly supported smooth density).

[F1]

For η∈Ωcn−1(Rn) with the standard orientation, ∫Rndη=0; in particular ∫Rn∂ih dx=0 for compactly supported smooth h Compact-support Stokes on Euclidean space.

[F3]

In a chart, μ=γ ∣dx1⋯dxn∣ with γ>0 smooth, and the integral of a chart-supported smooth section product against dμ is the ordinary integral of its coefficient times γ; multiplication by smooth functions is linear and smooth (Density bundle and smooth density fields, Integral of a compactly supported smooth density).

[F4]

Every finite-dimensional real or complex inner product space has an orthonormal basis; over a chart an orthonormal, respectively unitary, local frame of E with respect to a smooth bundle metric is obtained by applying Gram–Schmidt to any smooth local frame, all divisions being by norms of nowhere-vanishing smooth vectors (Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans, Smooth bundle metrics).

[F5]

For a compact set inside an open set there is a smooth bump equal to 1 on a neighbourhood of the compact set and supported in the open set (A manifold bump for a compact set inside an open set).

[F6]

The operator P has, in every chart and every local frame, a smooth local expression of order at most two, and the class, the Hermitian first-variable-linear pairing and formal symmetry are as in Second-order Laplace-type operators on metric vector bundles.

Proof

1.1givenF3algebra

In dimension zero each chart is a point, the manifold is discrete, and a compact support is finite. A differential operator is fibrewise multiplication by its order-zero coefficient, so its fibre adjoint satisfies the required identity on each point and hence on every finite sum. Uniqueness and all three consequences are the fibre adjoint identities. For the remaining argument assume n≥1.

1.2F1F2F3algebra

On a coordinate open set Ω⊆Rn, let a,b be compactly supported smooth scalar functions and let γ>0 be the smooth density coefficient. The product ab‾γ, extended by zero, is smooth and compactly supported on Rn. Apply [F1] to its derivative and [F2] to the product to obtain ∫Ω(∂ia)b‾γ dx=−∫Ωa∂i(b‾γ) dx. Since γ is real, this is ∫Ω(∂ia)b‾γ dx=∫Ωa(−γ−1∂i(γb))‾γ dx. The real case omits conjugations. Thus integration against the density transposes ∂i to −γ−1∂i∘γ.

2.1step 1.2F2F3F6algebra

Iterating step 1.2 and inserting the matrix coefficients gives the local formula of the Statement, so P⋆ exists locally. For a multi-index α and a matrix coefficient a=a(x), the transpose of aDα against the fibre pairing is the operator v↦(−1)∣α∣γ−1Dα(γa∗v): each single derivative contributes the factor −γ−1∘∂i∘γ, the matrix acts by the fibre adjoint a∗, and [F2] expands Dα(γa∗v) with top term γ a∗Dαv and lower-order terms, exactly as in the displayed formula. Summing over ∣α∣≤2 gives a smooth operator of order at most two on the chart.

3.1step 2.1F3F4F5

Vanishing on a chart. Suppose ∫⟨u,Qv⟩ dμ=0 for all compactly supported smooth tests u,v in a chart. Fix v. If a component (Qv)λ is nonzero at p, choose a relatively compact neighbourhood of p inside the chart where that component is nonzero. By [F5] choose a nonnegative smooth cutoff χ supported there and equal to one near p, and set u=χ(Qv)λeλ in an orthonormal frame. The first-variable-linear convention gives ⟨u,Qv⟩=χ∣(Qv)λ∣2, whose density integral is positive, a contradiction. Thus Qv=0 for every compactly supported v. For an arbitrary smooth local v, a cutoff equal to one near any given point reduces to such a test; locality of a differential operator then gives Qv=0 at that point. Hence Q=0, and two local formal adjoints agree on overlaps.

3.2step 2.1F2

Leading coefficients. In a chart with orthonormal frames, write the local coefficients of P as aα, ∣α∣≤2. By [F2] the coefficient of Dαv in γ−1Dα(γaα∗v) is aα∗, and all other terms contributed by γ−1Dα(γ ⋅ ) have order at most ∣α∣−1; terms with ∣α∣<2 have order at most one. Hence the order-δ leading coefficients of P⋆ are (−1)δaα∗.

4.1step 2.1step 3.1F4

Gluing. The local operators of step 2.1 on the members of a chart cover whose frames are orthonormal by [F4] agree on every overlap by step 3.1, so they patch to one global smooth linear operator P⋆:Γ(F)→Γ(E) of order at most two; on a chart, P⋆ is the local construction there.

5.1step 2.1step 4.1F3F5given

Global adjoint identity. Put K=supp⁡u for compactly supported smooth u,v. If K is empty the identity is zero. Otherwise, coordinate balls with compact closures inside orthonormal-frame charts cover K; compactness gives finitely many such balls Vi in charts Ui. By [F5] choose nonnegative bumps βi supported in Ui and equal to one near V‾i. Their sum s is positive near K. Define ui=(βi/s)u on {s>0} and zero elsewhere. This extension is smooth because u vanishes near every point of {s=0}; its support lies in the compact set K∩supp⁡βi⊂Ui, and u=∑iui. Choose by [F5] a cutoff θi supported in Ui and equal to one near supp⁡ui, taking its support compact by working inside a relatively compact neighbourhood of that support in Ui. Locality gives ⟨Pui,v⟩=⟨Pui,θiv⟩ and ⟨ui,P⋆(θiv)⟩=⟨ui,P⋆v⟩, since the relevant jets agree near supp⁡ui. The local identity of step 2.1 therefore yields ∫⟨Pui,v⟩ dμ=∫⟨ui,P⋆v⟩ dμ. Summing the finite family proves the global identity. Only finite selections are made here; Countable Choice is inherited by the cited density-integral convention.

6.1step 3.1step 5.1

Uniqueness. If a smooth operator Q also satisfied the global adjoint identity, then ∫⟨u,(P⋆−Q)v⟩ dμ=0 for all compactly supported smooth u,v, so step 3.1 applied to P⋆−Q on any chart gives P⋆−Q=0. Thus P⋆ is the unique such operator.

7.1step 5.1step 6.1step 3.2F6algebra∎

Consequences. For a Laplace-type P the order-two coefficients are a(i,j)=−aijδλμ with (aij) smooth symmetric positive definite, so those of P⋆ are (−1)2a(i,j)∗=−aijδλμ, the same matrix; hence P⋆ is Laplace type and σ2(P⋆)=σ2(P). Applying the defining identity twice and using step 6.1, (P⋆)⋆=P. Finally, with E=F, the difference of the defining identities for P and P⋆ shows that P is formally symmetric exactly when ∫⟨s,(P−P⋆)t⟩ dμ=0 for all compactly supported smooth s,t, which by step 3.1 holds exactly when P=P⋆. All three assertions follow.

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E-valued Dolbeault operators and their L2 structure

Definition

Assume Countable Choice (The Axiom of Countable Choice (ACω)) for density integration and completion. Let X be a complex manifold of dimension m≥1 (Complex manifolds, holomorphic vector bundles and Hermitian metrics) with a Hermitian metric g, and let E→X be a holomorphic vector bundle of rank r with a Hermitian metric h (Complex manifolds, holomorphic vector bundles and Hermitian metrics). Fix integers p,q≥0. In a holomorphic chart with coordinates z=(z1,…,zm) and a holomorphic frame of E, an E-valued (p,q)-form is an expression s=∑∣I∣=p∑∣J∣=qsIJ⊗dzI∧dzˉJ, with sIJ smooth local sections of E and increasing multi-indices I,J (Bigraded complex forms and the Dolbeault operators); such expressions agree on overlaps because holomorphic changes of coordinates preserve bidegree and holomorphic frame changes are complex-linear. The resulting smooth global sections of the bundle Λp,qT∗X⊗E are denoted Ap,q(X,E); the bundle is zero, and so is Ap,q(X,E), when p>m or q>m.

The Dolbeault operator is the first-order operator ∂ˉE:Ap,q(X,E)→Ap,q+1(X,E),∂ˉEs=∑I,J∑k=1m∂ˉzksIJ⊗dzˉk∧dzI∧dzˉJ, with the Wirtinger operators ∂ˉzk (Wirtinger operators in Cm, Bigraded complex forms and the Dolbeault operators) acting componentwise on the local sections sIJ. It is independent of the holomorphic chart and frame, and ∂ˉE2=0 (The d, partial and dbar identities); both assertions are proved below.

Equip Λp,qT∗X⊗E with the Hermitian metric induced by g and h (Riemannian metrics induce metrics on dual tensor and exterior bundles and Complex manifolds, holomorphic vector bundles and Hermitian metrics). For compactly supported smooth s,t∈Ap,q(X,E) the L2 pairing ⟨s,t⟩L2=∫X⟨s,t⟩ dμg uses the Riemannian volume density μg (Riemannian volume density, Integral of a compactly supported smooth density) and is a complex inner product in the first-variable-linear convention (The complex L2 pairing on equivalence classes); its completion L2(X,Λp,qT∗X⊗E) is a complex Hilbert space by the completion argument below, using The metric completion of a normed space carries a unique compatible Banach-space structure. By Formal adjoints of differential operators on metric vector bundles the operator ∂ˉE has a formal adjoint ∂ˉE∗:Ap,q+1(X,E)→Ap,q(X,E), the unique smooth first-order operator with ⟨∂ˉEs,t⟩L2=⟨s,∂ˉE∗t⟩L2 for all compactly supported smooth forms.

The Dolbeault Laplacian Δ∂ˉE=∂ˉE∂ˉE∗+∂ˉE∗∂ˉE is a formally symmetric Laplace-type second-order operator (Second-order Laplace-type operators on metric vector bundles) preserving each bidegree (p,q), with ⟨Δ∂ˉEs,s⟩L2=∥∂ˉEs∥22+∥∂ˉE∗s∥22≥0 for compactly supported smooth s. Its principal symbol is σ2(Δ∂ˉE)(x,ξ)=∣ξ0,1∣g2 id, where ξ0,1 is the (0,1)-part of ξ∈Tx∗X; in particular the principal form is smooth, and it is positive definite on nonzero real covectors.

Facts & Assumptions

Given: Countable Choice, the complex manifold X with Hermitian metric g, the holomorphic bundle E with Hermitian metric h, and the data of the Definition; density integration and completion use this choice assumption, while the local operator constructions do not.

[F1]

Complex forms on an open set decompose uniquely by bidegree, ∂ˉ is the (p,q+1)-component of d, and ∂ˉ2=0; a holomorphic change of coordinates has complex-linear Jacobian and preserves bidegrees (Bigraded complex forms and the Dolbeault operators, The d, partial and dbar identities, Holomorphic maps Cm→Cn and the complex Jacobian matrix).

[F2]

The Wirtinger operators are ∂zk=12(∂xk−i∂yk) and ∂zˉk=12(∂xk+i∂yk), and the chain rule computes the derivatives of composites (Wirtinger operators in Cm, The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a)).

[F3]

A Riemannian metric induces smooth metrics on dual, tensor and exterior bundles; on increasing orthonormal wedge monomials it is the determinant pairing and has value one, and the tangent bundle of a complex manifold carries the complex structure J with the Hermitian compatibility g(Jv,Jw)=g(v,w) (Riemannian metrics induce metrics on dual tensor and exterior bundles, Complex manifolds, holomorphic vector bundles and Hermitian metrics).

[F4]

Scalar complex L2 has the first-variable-linear integral inner product and is Hilbert under Countable Choice; scalar Hölder bounds its pairing (The complex L2 pairing on equivalence classes, L2 with the integral pairing is a Hilbert space, Complex Holder, Minkowski, and the quotient norm). The bundle pairing and its completion are verified in step 1.2. Countable Choice also supplies the density-integral convention of the Definition (The Axiom of Countable Choice (ACω), Integral of a compactly supported smooth density).

[F5]

A smooth first-order operator between finite-rank metric bundles over a boundaryless manifold with a smooth positive density has a unique formal adjoint, with the local formula and the leading-coefficient rule of that lemma (Formal adjoints of differential operators on metric vector bundles).

[F6]

Laplace type, formal symmetry and the principal symbol σ2 are as in Second-order Laplace-type operators on metric vector bundles; in particular for an operator with second-order part −∑aij∂i∂j the symbol is the positive definite form aijξiξj.

[F7]

Every finite-dimensional real or complex inner product space has an orthonormal basis, so at each point one may compute in a unitary basis of the cotangent space (Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans).

[F8]

Under Countable Choice a normed space has a Banach completion by Cauchy classes, with termwise vector operations and norm ∥[sj]∥=lim⁡j∥sj∥ (The metric completion of a normed space carries a unique compatible Banach-space structure).

Proof

1.1F1F2givenalgebra

Gluing of ∂ˉE. First let θα,θβ be holomorphic frames of E with transition matrix T, a holomorphic function with values in GLr(C) (Complex manifolds, holomorphic vector bundles and Hermitian metrics). For a local section u, the Leibniz rule for ∂ˉ ([F1]) and ∂ˉT=0 give ∂ˉ(Tu)=∂ˉT∧u+T ∂ˉu=T ∂ˉu, so the local (p,q+1)-forms computed in two frames agree. Next let φ be a holomorphic transition between two holomorphic charts and write g=f∘φ for a coefficient function. Because φ is holomorphic, ∂ˉzk′φj=0 and ∂ˉzk′φˉj=∂zk′φj‾ ([F1], [F2]); the chain rule [F2] therefore gives ∂ˉzk′g=∑j∂zk′φj‾ (∂zˉjf)(φ). Since φ∗(dzˉj)=∑k∂zj/∂zk′‾ dzˉk′, multiplying by dzˉk′ and summing reproduces the pullback of ∑j(∂zˉjf) dzˉj; the holomorphic factors dzI pull back to dz′I-combinations, so bidegrees are preserved and φ∗∂ˉ=∂ˉφ∗. Hence the local operators agree on overlaps and glue to a global smooth first-order operator ∂ˉE that is independent of the atlas and frames.

1.2F3F4F8givenalgebra

The integral pairing on compactly supported smooth bundle sections is sesquilinear and conjugate symmetric by the fibre pairing and linearity of density integration. It is positive definite: a nonzero section has positive squared norm on a coordinate neighbourhood, hence positive integral. Fibrewise Cauchy–Schwarz follows by expanding ∥s−λt∥2≥0 and minimizing over λ; the same expansion for the integral pairing gives ∣⟨s,t⟩L2∣≤∥s∥2∥t∥2. Its norm therefore admits the Banach completion [F8]. For Cauchy sequences sj,tj, the estimate ∣⟨sj,tj⟩−⟨sl,tl⟩∣≤∥sj−sl∥2∥tj∥2+∥sl∥2∥tj−tl∥2 makes their scalar pairings Cauchy and their limit independent of equivalent sequences. This limit is sesquilinear and conjugate symmetric, and its diagonal is lim⁡j∥sj∥22=∥[sj]∥2. Thus it is a positive-definite inner product inducing the complete norm, so the completion is Hilbert. This also covers the zero bundle.

2.1step 1.1F1

Vanishing of the square and bidegree action. In each holomorphic chart ∂ˉ2=0 coefficientwise by [F1], and the gluing of step 1.1 identifies these local squares with ∂ˉE2; hence ∂ˉE2=0 globally. By construction ∂ˉE raises the second bidegree by one and preserves the first; when p>m or q>m the bundles and hence both sides vanish by the degree convention.

3.1step 2.1F3F5

Formal adjoint and its bidegree. The operator ∂ˉE is a smooth first-order linear differential operator between the finite-rank Hermitian bundles Λp,qT∗X⊗E and Λp,q+1T∗X⊗E over X, whose density μg is smooth and positive, so [F5] supplies a unique smooth first-order formal adjoint ∂ˉE∗, characterized by the displayed pairing identity. It lowers the second bidegree by one: for a compactly supported smooth form t of bidegree (p,q+1) and s of bidegree (p′,q′), the pairing ⟨∂ˉEs,t⟩L2 is zero unless (p′,q′+1)=(p,q+1) by step 2.1 and orthogonality of distinct bidegrees, so ∂ˉE∗t has no component in any bidegree other than (p,q).

4.1step 3.1F4F6algebra

Formal symmetry and energy. Let s,t be compactly supported smooth E-valued forms. Using the defining adjoint identities of step 3.1, ⟨Δ∂ˉEs,t⟩L2=⟨∂ˉE∂ˉE∗s,t⟩L2+⟨∂ˉE∗∂ˉEs,t⟩L2=⟨∂ˉE∗s,∂ˉE∗t⟩L2+⟨∂ˉEs,∂ˉEt⟩L2. Applying the pairing property of [F4] to each summand shows the right side is conjugate-symmetric in s,t, so ⟨Δ∂ˉEs,t⟩L2=⟨Δ∂ˉEt,s⟩L2‾; taking s=t gives ⟨Δ∂ˉEs,s⟩L2=∥∂ˉEs∥22+∥∂ˉE∗s∥22≥0. Thus Δ∂ˉE is formally symmetric and nonnegative in the sense of [F6], and by step 3.1 it preserves every bidegree (p,q).

5.1step 2.1step 3.1F3F6F7algebra∎

Principal symbol and Laplace type. Fix a point and compute in a chart and a unitary basis ([F7]); write ξ0,1 for the (0,1)-part of a real covector ξ. In real coordinates the coefficient vectors of ∂ˉE multiply to ε(ξ0,1), and those of ∂ˉE∗ to −ε(ξ0,1)∗, where ε is exterior multiplication and ∗ the metric adjoint; the metric adjoint of ε(η) deletes each factor of a wedge monomial pairing with η, with alternating signs, so the deletion check on unitary wedge monomials gives ε(η)ε(η)∗+ε(η)∗ε(η)=∣η∣2id, including the holomorphic p-factors and the bundle factor. Therefore the second-order coefficient of Δ∂ˉE is the scalar ∣ξ0,1∣g2, that is, −∑aij∂i∂j with aijξiξj=∣ξ0,1∣g2; this form is smooth in x and positive definite on nonzero real ξ, since ξ0,1=0 forces the conjugate (1,0)-part ξ1,0=0 and hence ξ=0. By [F6] the operator Δ∂ˉE is therefore Laplace type with the displayed principal symbol, and all assertions of the Definition are established.

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Compact Laplace-type bundle operators: regularity and shifted parametrices

Statement

Assume the Axiom of Choice. Let M be a compact smooth manifold without boundary of real dimension n≥2, equipped with a smooth positive density, and E→M a finite-rank real Euclidean or complex Hermitian smooth vector bundle. Let P be a smooth-coefficient second-order differential operator on E, formally symmetric for the density and metric, whose positive-frequency principal symbol is σ2(P)(x,ξ)=ax(ξ,ξ)IEx, where a is a smooth positive-definite real quadratic form on cotangent vectors. Thus in any local frame P=−aij∂i∂j+Bj∂j+C, with scalar real positive-definite aij and matrix-valued lower coefficients. Nonnegativity of P is not needed here.

For nonnegative integers k, define Hk(M,E) by requiring the coefficients of each member of a finite smooth partition of unity times the section, in precompact bundle charts and extended by zero, to lie in Hk(Rn); the norm is the square root of the sum of these component Sobolev norms squared. Different such choices give equivalent norms. The following hold.

  1. These are Hilbert spaces, smooth sections are dense, H0=L2 with equivalent norms, Hk+1↪Hk is compact, and Hk↪Cr continuously whenever k>r+n/2.
  2. If u∈H1 and Pu=f∈Hk distributionally, then u∈Hk+2 and ∥u∥Hk+2≤Ck(∥f∥Hk+∥u∥L2). In particular smooth data give smooth weak solutions. The same estimate holds for all u∈Hk+2.
  3. For sufficiently large real λ>0, P+λ:H2→L2 is a bounded bijection with bounded inverse B:L2→H2. As an operator on L2, B is compact, injective and selfadjoint, has dense range H2, and the unbounded operator P with domain exactly H2 is selfadjoint. The map B:Hk→Hk+2 is bounded for every nonnegative integer k and preserves smooth sections.
  4. It supplies two-sided parametrices modulo compact operators: PB=I−λBon L2,BP=I−λBon H2. Here on the second space B denotes its restriction after inclusion H2↪L2; it is compact on H2. No assertion concerning arbitrary-order elliptic operators, or pseudodifferential symbol classes, is part of this theorem.

Facts & Assumptions

Given: the data and scalar principal-symbol hypothesis in the Statement; full AC supplies all countable and dependent choice used in the listed interfaces.

[F1]

Smooth subordinate partitions exist; smooth-factor multiplication has the full weak Leibniz formula and is bounded at each integer Sobolev order; compactly supported Euclidean Sobolev functions have smooth compactly supported approximations. These apply componentwise (Smooth partitions of unity exist on manifolds, The cutoff difference-quotient commutator estimate, Compactly supported smooth functions are dense in W^{k,p}(R^n)).

[F2]

Scalar uniformly elliptic divergence-form equations with smooth principal coefficients have weak interior H2 regularity from H1 and an L2 source, with a nested-domain estimate; complex scalars are allowed. Compactly supported lower Sobolev derivatives satisfy arbitrary-small interpolation estimates (Interior H2 regularity for divergence-form equations, Absorption of lower-order Sobolev terms in the elliptic estimate).

[F3]

Bounded smooth Euclidean balls are extension domains at every integer Sobolev order (Bounded C^k domains admit integer-order Sobolev extension). They have compact H1↪L2 inclusions under AC, and Sobolev derivatives of sufficiently high order give continuous classical derivatives with the higher-order embedding bound (Compactness of W1,p(Ω)↪Lp(Ω) on bounded extension domains, Higher-order Sobolev embedding).

[F4]

L2 and H1 have complete integral inner products; Lax–Milgram solves bounded coercive sesquilinear forms on real or complex Hilbert spaces (L2 with the integral pairing is a Hilbert space, The Sobolev space H1 is a Hilbert space, The Lax--Milgram theorem).

[F5]

Proof

1.1F1F6given

Choose finitely many relatively compact bundle charts and subordinate smooth functions ρi with sum one and supports strictly inside the charts. Each coefficient transformation on a compact overlap is multiplication by a smooth matrix followed by a smooth coordinate diffeomorphism with bounded derivatives and inverse derivatives at every fixed order. For a smooth coefficient function, the repeated chain rule expresses each derivative of the transformed function of order at most k as a finite sum of bounded coefficients times derivatives of the original function of order at most k; change of variables bounds the integrals because the Jacobian and its inverse are bounded there. Approximate compactly supported Sobolev coefficients by [F1] smooth functions and pass these bounds and the weak derivative identities to the limit. Thus the same bounds hold on Sobolev classes. Multiplication by transition matrices is bounded by [F1]. Insert u=∑iρiu to compare any two finite-chart norms; the finite sum yields bounds in both directions. The metric and density are bounded above and below on these compact supports, giving H0=L2 and equivalent norms.

2.1F1F3F4F5step 1.1

Completeness is checked on the finitely many coefficient functions and derivatives: a Cauchy sequence has L2 limits for every derivative of order at most k; passing the test-function identities to the limit identifies these as derivatives of the zeroth-order limit. The transition identities pass in L2 by the bounds of step 1.1, so these local limits are one global section. This proves completeness for the sum-of-integral-derivatives inner product. To obtain smooth density, use cutoffs equal to one near each supp⁡ρi, mollify the zero-extended coefficient functions, multiply again by these cutoffs, extend the resulting sections by zero and sum; [F1] makes the sum converge in Hk. For a bounded Hk+1 sequence, all derivatives of the finitely many localized coefficients of order at most k are bounded in H1 on a fixed Euclidean ball. Apply [F3] successively to these finitely many families and retain a common subsequence converging in L2 for every derivative. It is Cauchy in Hk, hence convergent. Apply the embedding of [F3] on the same balls and step 1.1 to get the Cr bound when k>r+n/2.

2.2F1F2step 1.1

In a precompact chart each component of Pu=f can be written −∂i(aij∂juα)=fα−B~αβj∂juβ−Cαβuβ. The adjusted matrices B~ include the derivatives of a. If u∈H1, the right side is locally L2 and bounded by C(∥f∥2+∥u∥H1) on an outer patch. The weak scalar equation follows by testing the original distributional equation against a compactly supported test in the single component and integrating its principal part once. [F2] therefore gives all components in H2 on an inner patch, with the same bound. Cover M by finitely many inner patches, each with a larger precompact outer patch, to get ∥u∥H2≤C(∥f∥L2+∥u∥H1). The lower matrices have been moved to the source; no coupled principal system or Dirichlet theorem is imported.

3.1F1F2step 2.1step 2.2

After step 2.2, interpolation [F2] on the finitely many zero-extended localized coefficients gives ∥u∥H1≤ε∥u∥H2+Cε∥u∥2; cutoff derivatives add only lower-order terms, absorbed by choosing their interpolation tolerances small. Choose Cε<1/2 to obtain the stated k=0 estimate. For induction, suppose f∈Hk and u∈Hk+1, k≥1. On nested patches differentiate the scalar principal equation k times. For ∣α∣=k, w=∂αuβ∈H1 satisfies the same scalar second-order equation with source ∂αfβ plus terms involving at most k+1 derivatives of u: in the commutator with the principal term at least one derivative hits a, and the lower terms have order at most one. All these terms are L2, with bound Ck(∥f∥Hk+∥u∥Hk+1). Apply [F2] to w on successively smaller patches and sum to get ∥u∥Hk+2≤Ck(∥f∥Hk+∥u∥Hk+1). Repeated use of the interpolation inequality of [F2] gives ∥u∥Hk+1≤ε∥u∥Hk+2+Ck,ε∥u∥2; absorb again. Starting with step 2.2 and using f∈Hk⊂Hk−1 proves the required membership before this absorption. The embedding of step 2.1 then proves smoothness for smooth f.

3.2F1F6step 1.1step 2.1algebra

Let a(u,v) be the form obtained from (Pu,v)L2 by integrating the second-order principal term once, initially for smooth sections. It is bounded on H1×H1: its integrands have at most one derivative in either factor and bounded coefficients. Formal symmetry and smooth density give a(u,v)=a(v,u)‾. To prove a global lower bound, choose real smooth cutoffs χi supported in the charts with ∑iχi2=1 (normalize a finite family of bumps by the positive smooth square root of their sum of squares). For smooth u, the principal integral of a(χiu,χiu) is bounded below by ci∥∂(χiu)∥22: positive definiteness of the scalar coefficient and the positive bundle metric give this bound uniformly on its support. Every remaining term is bounded by C∥χiu∥2∥χiu∥H1+C∥χiu∥22 and Young's inequality absorbs half the leading gradient. In the sum over i, a(u,u)−∑ia(χiu,χiu) contains only terms with a derivative on a cutoff; second derivatives on u cancel by ∑iχi2=1, and these remaining terms are bounded by C∥u∥2∥u∥H1+C∥u∥22. Absorb once more. Norm equivalence yields constants c>0,C with a(u,u)≥c∥u∥H12−C∥u∥22. Density extends this real inequality and the bounded form to all H1.

4.1F4step 2.1step 3.1step 3.2

Fix λ>C+1. Then aλ=a+λ(⋅,⋅)2 is coercive on H1, so [F4] gives for every f∈L2 a unique u=Bf∈H1 with aλ(u,v)=(f,v)2 for every v∈H1, with ∥u∥H1≤C′∥f∥2. Testing smoothly gives Pu=f−λu distributionally; step 3.1 gives u∈H2 and ∥u∥H2≤C′′∥f∥2. Conversely any u∈H2 has Pu∈L2 and integration by parts, passed by smooth approximation, gives the same weak identity with f=(P+λ)u. Uniqueness shows both inverse identities and ran⁡B=H2. Symmetry gives (Bf,g)2=aλ(Bf,Bg)=(f,Bg)2, so B is bounded selfadjoint. Its range contains all smooth sections and is therefore dense; Bf=0 implies (f,v)2=0 for every smooth v, hence f=0. Compactness follows from its bounded H2 range and step 2.1.

5.1step 3.1step 4.1algebra

Selfadjointness of the unbounded domain is proved directly. Put A=P+λ with domain H2=ran⁡B. It is densely defined and symmetric. If y belongs to dom⁡A∗ with A∗y=z, then (Au,y)2=(u,z)2 for every u∈H2. Set u=Bf for arbitrary f∈L2 and use symmetry of B to obtain (f,y)2=(Bf,z)2=(f,Bz)2; thus y=Bz∈H2 and Ay=z. Conversely symmetry puts every H2 element in dom⁡A∗. Hence A=A∗, and subtracting the bounded real scalar λ gives P=P∗ on exactly H2. Higher regularity step 3.1, with Pu=f−λu, inductively yields B:Hk→Hk+2 bounded (use ∥Bf∥2≤C∥f∥2 and the already obtained lower-order bounds), and gives smooth preservation.

6.1step 2.1step 4.1step 5.1∎

The inverse identities in step 4.1 give PB=I−λB on L2 and BP=I−λB on H2. On L2 the error is compact by step 4.1; on H2 the restriction B:H2→H4 is bounded by step 5.1 and H4↪H2 compact by two uses of step 2.1. Thus both are parametrices modulo compact operators on their respective spaces. All four conclusions, including the explicitly proved selfadjoint domain, follow.

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Compact Laplace-type operators: smooth kernel, closed range and Green inverse

Statement

Assume the Axiom of Choice. Let M,E,P have exactly the compact, boundaryless, scalar-positive-symbol and formal symmetry hypotheses of Compact Laplace-type bundle operators: regularity and shifted parametrices, with dom⁡P=H2(M,E). Write H=ker⁡P.

Then H is finite dimensional and consists of smooth sections, ran⁡P=H⊥ is closed in L2, and L2(M,E)=H⊕⊥ran⁡P. Let Π be the orthogonal projection onto H. There is a unique linear operator G:L2→H2∩H⊥ with PG=I−Πon L2,GP=I−Πon H2,GΠ=ΠG=0. It is bounded from Hk to Hk+2 for every integer k≥0, compact and selfadjoint on L2, and preserves smooth sections. For all such k, Hk=H⊕P(Hk+2),C∞(M,E)=H⊕P(C∞(M,E)), where the second summands are the corresponding intersections with H⊥, and the decompositions are topological. The projection is smoothing: for every integer r≥0, ∥Πf∥Cr≤Cr∥f∥2. Consequently G is a two-sided parametrix with finite-rank smoothing remainders. If additionally (Pu,u)2≥0 for smooth u, then P and G are nonnegative on their respective domains.

Facts & Assumptions

Given: the full AC assumption, data and operator domain in the Statement.

[F1]

The preceding analytic theorem gives selfadjointness with exactly the H2 domain, compact H2↪L2, smooth density, higher weak regularity, and ∥u∥Hk+2≤Ck(∥Pu∥Hk+∥u∥2) (Compact Laplace-type bundle operators: regularity and shifted parametrices).

[F2]

Closed subspaces of real or complex Hilbert spaces have orthogonal decompositions under Countable Choice; full AC supplies that assumption (Orthogonal decomposition by a closed subspace, The Axiom of Choice).

Proof

1.1F1given

Every h∈H belongs to H2⊂H1 and satisfies Ph=0; [F1] applied at all integer orders gives a smooth representative and ∥h∥H2≤C∥h∥2. The kernel is closed in L2: if hj→h there, the same estimate for hj−hi makes it Cauchy in H2; its H2 limit is h and continuity P:H2→L2 gives Ph=0. If this closed Hilbert subspace were infinite dimensional, AC permits successively choosing unit vectors orthogonal to the span of earlier choices, producing an orthonormal sequence. The sequence is bounded in H2, so [F1] gives an L2 convergent subsequence, contradicting the distance 2 between distinct members. Hence H is finite dimensional.

2.1F1step 1.1

There is c>0 such that ∥u∥2≤c∥Pu∥2 for every u∈H2∩H⊥. Otherwise select uj in that subspace with ∥uj∥2=1 and ∥Puj∥2<1/j. The elliptic estimate bounds it in H2, so compactness gives an L2 convergent subsequence. Applying the elliptic estimate to differences shows this subsequence is Cauchy in H2, since both it and its images under P converge in L2. Its H2 limit u has Pu=0, u⊥H, and ∥u∥2=1, a contradiction. Combining the obtained bound with [F1] yields ∥u∥H2≤C′∥Pu∥2 on that complement.

3.1F1F2step 1.1step 2.1

Suppose Puj→f in L2. Subtract the orthogonal projection of each uj onto the finite smooth space H; its image under P does not change. Step 2.1 makes the resulting sequence Cauchy in H2, so it has a limit u there with Pu=f. Thus the range is closed. A vector y∈L2 is orthogonal to the range exactly when (Pu,y)2=0 for every u∈dom⁡P, which by the definition of unbounded adjoint says y∈dom⁡P∗ and P∗y=0. Selfadjointness in [F1] identifies this with y∈H. [F2] applied to the closed range therefore gives ran⁡P=H⊥ and the claimed L2 decomposition.

4.1F1step 2.1step 3.1

For f∈H⊥, step 3.1 gives a preimage in H2; subtracting its harmonic projection gives a preimage in H2∩H⊥, unique because the difference of two lies in H∩H⊥. Define Gf to be this preimage and define G=0 on H. Uniqueness gives linearity. Step 2.1 gives its L2→H2 bound. The construction proves both inverse identities and GΠ=ΠG=0. Compactness on L2 follows from [F1]. For f,g∈H⊥, symmetry of P gives (Gf,g)2=(Gf,PGg)2=(PGf,Gg)2=(f,Gg)2; harmonic cross terms vanish, so G is selfadjoint on all L2.

5.1F1step 1.1step 4.1

Choose a finite L2 orthonormal basis e1,…,eN of H. Each is smooth, and Πf=∑j(f,ej)2ej. Cauchy–Schwarz gives ∥Πf∥Cr≤∑j∥f∥2∥ej∥2∥ej∥Cr, including the empty-basis case. Thus Π is smoothing and bounded from L2 to every Hk. If f∈Hk, the equation PGf=f−Πf and [F1] give Gf∈Hk+2 with ∥Gf∥Hk+2≤Ck(∥f−Πf∥Hk+∥Gf∥2)≤Ck′∥f∥Hk. All integer orders give smooth preservation. The Green identities express every Hk section as Πf+PGf and identify the image summand with Hk∩H⊥. This summand is closed, and both projections are bounded; the smooth version follows and is continuous in every smooth seminorm from the same bounds and Sobolev embedding.

6.1F1step 4.1step 5.1∎

If P is formally nonnegative on smooth sections, density in H2 and continuity of the pairing extend (Pu,u)2≥0 to all u∈H2. For f∈L2, put u=Gf; then (Gf,f)2=(u,Pu)2≥0, since u⊥Πf. This proves the optional positivity claim. The inverse identities of step 4.1 and the smoothing projection of step 5.1 prove the final parametrix assertion.

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Harmonic representatives for compact de Rham and Dolbeault complexes

Statement

Assume the Axiom of Choice. Let M be a compact smooth Riemannian manifold without boundary, of real dimension at least two. Its metric defines the L2 pairing on forms by the Riemannian density; orientation is unnecessary. Let d∗ denote the formal adjoint of d, and Δ=dd∗+d∗d on total real forms, or on their complexification. With domain H2 the operator is nonnegative and selfadjoint. Its degreewise smooth kernels Hk are finite dimensional, and there is an orthogonal smooth decomposition Ωk(M)=Hk⊕⊥dΩk−1(M)⊕⊥d∗Ωk+1(M). The map h↦[h] is an isomorphism Hk→HdRk(M), over R or C as appropriate.

More generally let X be a compact complex manifold of complex dimension m≥1 with a smooth Hermitian metric. Let E be a holomorphic bundle of finite rank with a smooth Hermitian metric. The holomorphic bundle structure supplies frames with holomorphic invertible transition matrices; the Hermitian metric is separate smooth positive-definite pairing data. On E-valued (p,q) forms, define ∂ˉE by the coefficientwise Dolbeault operator in holomorphic bundle charts and let ∂ˉE∗ be its formal adjoint. For each fixed p, Δ∂ˉE=∂ˉE∂ˉE∗+∂ˉE∗∂ˉE on the sum over q is nonnegative and selfadjoint on H2; its smooth harmonic spaces HEp,q are finite dimensional and Ωp,q(X,E)=HEp,q⊕⊥∂ˉEΩp,q−1(X,E)⊕⊥∂ˉE∗Ωp,q+1(X,E). In particular harmonic forms represent the smooth Dolbeault quotient H∂ˉp,q(X,E):=ker⁡∂ˉE/im⁡∂ˉE uniquely. Terms outside the degree range are zero. This asserts smooth Dolbeault cohomology; an identification with sheaf cohomology requires a separate Dolbeault-resolution comparison theorem.

For either complex write D=d or D=∂ˉE, P=DD∗+D∗D, and let Π,G be the preceding Green projection and inverse. They preserve degree, G preserves smooth forms, and on smooth forms DG=GD,D∗G=GD∗,DΠ=ΠD=D∗Π=ΠD∗=0. Every closed smooth u satisfies u=Πu+D(D∗Gu).

Facts & Assumptions

Given: The AC assumption and the metric and complex data in the Statement; all formal adjoints use the first-variable-linear integral pairing.

[F1]

Compact formally symmetric second-order bundle operators with scalar positive definite principal symbol have selfadjoint H2 domains, finite smooth kernels, smoothing orthogonal projections and smooth Green inverses satisfying PG=GP=I−Π (Compact Laplace-type operators: smooth kernel, closed range and Green inverse).

[F2]

The exterior derivative has the coordinate formula d(∑IuIdxI)=∑IduI∧dxI and squares to zero; real de Rham cohomology is the closed/exact quotient (The local coordinate formula for the exterior derivative, The exterior derivative squares to zero, De rham cohomology).

[F3]

Complex form types and their coordinate Dolbeault operators are invariant under holomorphic coordinate changes and ∂ˉ2=0; the E-valued operators ∂ˉE, their formal adjoints, the Dolbeault Laplacian and its scalar principal symbol ∣ξ0,1∣2 are those of the Definition (Bigraded complex forms and the Dolbeault operators, The d, partial and dbar identities, E-valued Dolbeault operators and their L2 structure).

[F4]

A smooth first-order differential operator between finite-rank metric bundles over a boundaryless manifold with a smooth positive density has a unique smooth first-order formal adjoint, and the leading coefficients of the adjoint are (−1)δ times the fibre adjoint of the leading coefficients of the operator (Formal adjoints of differential operators on metric vector bundles).

[F5]

Laplace-type operators, formal symmetry and the principal symbol σ2 are as in Second-order Laplace-type operators on metric vector bundles; the coefficient of ∂i∂j in a product of two first-order operators is the product of their leading coefficient matrices.

[F7]

At each point an orthonormal basis of the cotangent space (unitary in the complex case) exists, so the deletion identity for the exterior multiplication operator ε(η) and its metric adjoint may be checked on wedge monomials (Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans, Riemannian metrics induce metrics on dual tensor and exterior bundles).

Proof

1.1F2F4F5F6F7givenalgebra

The de Rham Laplacian satisfies the hypotheses of [F1]. Let D=d on real forms, or on their complexification, and P=DD∗+D∗D. The coordinate formula [F2] exhibits D as a smooth first-order differential operator, so [F4] supplies its unique smooth first-order formal adjoint D∗. In an orthonormal basis of the cotangent space at a point ([F7]), the leading coefficient matrices of D multiply, on a covector ξ, to exterior multiplication ε(ξ), and those of D∗ are (−1)1 times the metric adjoints, so they multiply to −ε(ξ)∗. The coefficient of ∂i∂j in DD∗ is therefore ε(ξ)(−ε(ξ)∗) and in D∗D it is (−ε(ξ)∗)ε(ξ); by [F5] the second-order coefficient matrix of P is −(ε(ξ)ε(ξ)∗+ε(ξ)∗ε(ξ)). The metric adjoint of ε(ξ) is the contraction that deletes each factor of a wedge monomial pairing with ξ, with alternating signs, and deleting and reinserting the same factor on both sides gives the identity ε(ξ)ε(ξ)∗+ε(ξ)∗ε(ξ)=∣ξ∣2id; hence the second-order coefficient of P is −∣ξ∣2id and its principal symbol in the sense of [F5] is σ2(P)(x,ξ)=∣ξ∣2id, a smooth positive definite scalar form. Finally, for compactly supported smooth forms, (Pu,v)L2=(D∗u,D∗v)L2+(Du,Dv)L2 by [F4], which is conjugate-symmetric in u,v and equals ∥Du∥22+∥D∗u∥22≥0 when u=v; so P is formally symmetric and nonnegative. Thus [F1] applies to P with domain H2.

2.1F3F4F5F7step 1.1givenalgebra

The Dolbeault Laplacian satisfies the hypotheses of [F1]. Fix p and let D=∂ˉE on the sum over q, P=DD∗+D∗D, with the operator and its adjoint as in [F3]; by that item D is a smooth first-order operator and the Dolbeault Laplacian is the formally symmetric Laplace-type operator with σ2(P)(x,ξ)=∣ξ0,1∣2id, notation as in [F5]. The same computation as in step 1.1, now with η=ξ0,1 and unitary frames ([F7]), gives the deletion identity ε(η)ε(η)∗+ε(η)∗ε(η)=∣η∣2id including the holomorphic p-factors and the bundle factor, so the second-order coefficient is −∣η∣2id and the principal symbol is ∣ξ0,1∣2id; for a nonzero real covector the (0,1)-part is nonzero, so the form is positive definite. The energy identity and formal symmetry are those established in [F3], and no K"ahler hypothesis is used. Hence [F1] applies to this P as well.

3.1F1F2F3step 1.1step 2.1algebra

Consequences of D2=0. Squaring D2=0 and transposing the adjoint identity gives (D∗)2=0, and expanding the two products gives PD=DP and PD∗=D∗P. On smooth forms the energy identity of steps 1.1 and 2.1 shows Pu=0 exactly when Du=0 and D∗u=0; [F1] makes every L2-harmonic element smooth, so this describes ker⁡P on H2 as well. Harmonic forms are orthogonal to the images of D and D∗: for harmonic h, (Dv,h)L2=(v,D∗h)L2=0 and (D∗v,h)L2=(v,Dh)L2=0. Since D raises the degree by one in the de Rham grading and the second bidegree by one in the Dolbeault bigrading, while D∗ lowers it, the operator P preserves degrees, and the unique orthogonal solution defining G in [F1] preserves degree: its other degree components solve the homogeneous equation and lie in the orthogonal complement of the kernel, hence vanish; the harmonic projection preserves degree as well.

4.1F1step 3.1algebra

Commutation identities. For smooth u, P(DGu)=D(PGu)=D(u−Πu)=Du by step 3.1 and [F1]. The section DGu is smooth and orthogonal to ker⁡P by step 3.1, and Du is orthogonal to ker⁡P as well; by the uniqueness of the orthogonal solution in [F1], DGu=GDu. The same reasoning applied to D∗ gives D∗G=GD∗. Since Π projects onto ker⁡P and the images of D and D∗ are orthogonal to it, DΠ=D∗Π=0; taking adjoints and using that Π is an orthogonal projection gives ΠD=ΠD∗=0. All identities are asserted on smooth forms, so no composition of unbounded Hilbert-space domains has been formed.

5.1F1F2F3step 3.1step 4.1algebra

Decomposition and harmonic representatives. For smooth u, [F1] gives u=Πu+(I−Π)u=Πu+DD∗Gu+D∗DGu, and the three summands are pairwise orthogonal: the harmonic summand is orthogonal to both images by step 3.1, and (Da,D∗b)L2=(D2a,b)L2=0 since D2=0. Conversely a harmonic form or a form in the image of D or D∗ lies in the displayed ambient degree, so this is the orthogonal smooth decomposition. If u is closed, Du=0, then step 4.1 gives DGu=GDu=0 and the coexact term vanishes: u=Πu+D(D∗Gu), a harmonic representative of the class. If a harmonic h is exact, h=Dv, then ∥h∥22=(Dv,h)L2=(v,D∗h)L2=0 because D∗h=0 by step 3.1, so h=0; hence h↦[h] is injective, and the preceding formula makes it surjective. It is linear as the composition of a linear projection with a linear quotient map, and its domain is finite dimensional by [F1]; the same argument applies over R or C.

6.1F1F3step 1.1step 2.1step 3.1step 4.1step 5.1∎

Conclusion and endpoints. Steps 1.1 and 2.1 verified the exact scalar-positive-symbol, formal-symmetry and nonnegativity hypotheses for the de Rham and Dolbeault Laplacians, so [F1] gives genuine nonnegative selfadjoint realizations with domain H2, finite smooth kernels, smoothing projections and smooth Green inverses; steps 3.1 through 5.1 proved the degree, commutation, orthogonal-decomposition and harmonic-representative assertions for both complexes. At the endpoint degrees the operators mapping outside the displayed range are zero by the degree convention of [F3], so the identities hold there as well. The trivial line bundle case gives the usual Dolbeault cohomology of complex-valued forms, and no sheaf comparison has been used or asserted.

5 · Examples, counterexamples and false statements

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