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Formal adjoints of differential operators on metric vector bundles
Statement
Assume Countable Choice (The Axiom of Countable Choice ()) for the density-integral convention. Let be a Hausdorff second-countable smooth manifold without boundary, a smooth positive density on , and finite-rank smooth vector bundles over or with smooth bundle metrics, Hermitian (first-variable-linear) in the complex case, with the conventions of Second-order Laplace-type operators on metric vector bundles. Let be a linear differential operator of order at most two (the target- version of the local description in Second-order Laplace-type operators on metric vector bundles).
Then there is a unique linear differential operator of order at most two such that for all compactly supported smooth sections and ; it is the formal adjoint of . It is given locally as follows: in a chart with coordinates , with density coefficient defined by (Density bundle and smooth density fields), with frames of and orthonormal for the metrics (equivalently unitary in the complex case; such frames exist locally by applying Gram–Schmidt to any local frame, Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans), and with local coefficients , where is the fibre adjoint. Consequently:
- if the leading coefficients of of order are the matrices , , then those of are , computed in the same orthonormal frames; in particular the formal adjoint of a Laplace-type operator is again Laplace type and its principal symbol is unchanged, ;
- ;
- if , then is formally symmetric in the sense of Second-order Laplace-type operators on metric vector bundles exactly when .
Facts & Assumptions
Given: Countable Choice and the manifold, density, bundles, metrics and operator of the Statement; all integrals are density integrals of compactly supported smooth densities (Integral of a compactly supported smooth density).
For with the standard orientation, ; in particular for compactly supported smooth Compact-support Stokes on Euclidean space.
The product rule holds for derivatives of products of differentiable functions; iterating it over the coordinate derivatives expresses as the sum of terms distributing the multi-index between and , the term with all derivatives on being (Sums, scalar multiples, products and quotients: , , , and when , The chain rule for total derivatives: ).
In a chart, with smooth, and the integral of a chart-supported smooth section product against is the ordinary integral of its coefficient times ; multiplication by smooth functions is linear and smooth (Density bundle and smooth density fields, Integral of a compactly supported smooth density).
Every finite-dimensional real or complex inner product space has an orthonormal basis; over a chart an orthonormal, respectively unitary, local frame of with respect to a smooth bundle metric is obtained by applying Gram–Schmidt to any smooth local frame, all divisions being by norms of nowhere-vanishing smooth vectors (Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans, Smooth bundle metrics).
For a compact set inside an open set there is a smooth bump equal to on a neighbourhood of the compact set and supported in the open set (A manifold bump for a compact set inside an open set).
The operator has, in every chart and every local frame, a smooth local expression of order at most two, and the class, the Hermitian first-variable-linear pairing and formal symmetry are as in Second-order Laplace-type operators on metric vector bundles.
Proof
In dimension zero each chart is a point, the manifold is discrete, and a compact support is finite. A differential operator is fibrewise multiplication by its order-zero coefficient, so its fibre adjoint satisfies the required identity on each point and hence on every finite sum. Uniqueness and all three consequences are the fibre adjoint identities. For the remaining argument assume .
On a coordinate open set , let be compactly supported smooth scalar functions and let be the smooth density coefficient. The product , extended by zero, is smooth and compactly supported on . Apply [F1] to its derivative and [F2] to the product to obtain . Since is real, this is . The real case omits conjugations. Thus integration against the density transposes to .
Iterating step 1.2 and inserting the matrix coefficients gives the local formula of the Statement, so exists locally. For a multi-index and a matrix coefficient , the transpose of against the fibre pairing is the operator : each single derivative contributes the factor , the matrix acts by the fibre adjoint , and [F2] expands with top term and lower-order terms, exactly as in the displayed formula. Summing over gives a smooth operator of order at most two on the chart.
Vanishing on a chart. Suppose for all compactly supported smooth tests in a chart. Fix . If a component is nonzero at , choose a relatively compact neighbourhood of inside the chart where that component is nonzero. By [F5] choose a nonnegative smooth cutoff supported there and equal to one near , and set in an orthonormal frame. The first-variable-linear convention gives , whose density integral is positive, a contradiction. Thus for every compactly supported . For an arbitrary smooth local , a cutoff equal to one near any given point reduces to such a test; locality of a differential operator then gives at that point. Hence , and two local formal adjoints agree on overlaps.
Leading coefficients. In a chart with orthonormal frames, write the local coefficients of as , . By [F2] the coefficient of in is , and all other terms contributed by have order at most ; terms with have order at most one. Hence the order- leading coefficients of are .
Gluing. The local operators of step 2.1 on the members of a chart cover whose frames are orthonormal by [F4] agree on every overlap by step 3.1, so they patch to one global smooth linear operator of order at most two; on a chart, is the local construction there.
Global adjoint identity. Put for compactly supported smooth . If is empty the identity is zero. Otherwise, coordinate balls with compact closures inside orthonormal-frame charts cover ; compactness gives finitely many such balls in charts . By [F5] choose nonnegative bumps supported in and equal to one near . Their sum is positive near . Define on and zero elsewhere. This extension is smooth because vanishes near every point of ; its support lies in the compact set , and . Choose by [F5] a cutoff supported in and equal to one near , taking its support compact by working inside a relatively compact neighbourhood of that support in . Locality gives and , since the relevant jets agree near . The local identity of step 2.1 therefore yields . Summing the finite family proves the global identity. Only finite selections are made here; Countable Choice is inherited by the cited density-integral convention.
Uniqueness. If a smooth operator also satisfied the global adjoint identity, then for all compactly supported smooth , so step 3.1 applied to on any chart gives . Thus is the unique such operator.
Consequences. For a Laplace-type the order-two coefficients are with smooth symmetric positive definite, so those of are , the same matrix; hence is Laplace type and . Applying the defining identity twice and using step 6.1, . Finally, with , the difference of the defining identities for and shows that is formally symmetric exactly when for all compactly supported smooth , which by step 3.1 holds exactly when . All three assertions follow.
Depends on
- Second-order Laplace-type operators on metric vector bundles
- Smooth manifolds and their smooth charts
- Smooth vector bundles, rank, fibres, and trivial bundles
- Smooth sections, local sections, and support
- Smooth bundle metrics
- Density bundle and smooth density fields
- Integral of a compactly supported smooth density
- Compact-support Stokes on Euclidean space
- The chain rule for total derivatives: $D(g\circ f)(a)=Dg(f(a))\circ Df(a)$
- Sums, scalar multiples, products and quotients: $(f+g)'(c) = f'(c) + g'(c)$, $(\alpha f)'(c) = \alpha f'(c)$, $(fg)'(c) = f'(c)g(c) + f(c)g'(c)$, and $(f/g)'(c) = \bigl(f'(c)g(c) - f(c)g'(c)\bigr)/g(c)^{2}$ when $g(c) \ne 0$
- Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans
- A manifold bump for a compact set inside an open set
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
Used by
- Compact Kähler and rational Hodge polarization conventions Definition
- E-valued Dolbeault operators and their L2 structure Definition
- Kähler commutators and preservation of harmonic types Lemma
- Compact Kähler Hodge decomposition from elliptic harmonic forms Theorem
- Harmonic representatives for compact de Rham and Dolbeault complexes Theorem
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Sources
- Jean-Pierre Demailly, Complex Analytic and Differential Geometry; Ch. VI §1, Definition (1.5), formula (1.6) and its proof, and (1.7), printed pp. 288–289: existence, uniqueness and local formula of the formal adjoint on euclidean or hermitian vector bundles (standard reference, not scraped)
- John K. Hunter, Notes on Partial Differential Equations; §4.7, printed pp. 103–105: the Lax-Milgram route and adjoint identities used as background for the integration-by-parts convention (standard reference, not scraped)