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TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedverified 2026-10-22 (gpt-6.1-sol)
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Index formula for the sign-fixed self-dual deformation operator

Statement

Assume full AC. Let X be a closed connected oriented smooth Riemannian four-manifold, let b1(X)=dim⁡H1(X;R), let b−(X) be the dimension of the negative subspace of its real intersection form, and let P→X be a smooth principal SU(2)-bundle. Put k=−⟨c2(P),[X]⟩. For the real Fredholm operator DA=dA∗⊕dA− from first Sobolev one-forms with values in ad⁡P to zeroth Sobolev zero-forms and anti-self-dual two-forms, its Fredholm index is 8k−3(1−b1(X)+b−(X)). In particular, if π1(X)=0, the intersection form is positive definite, and c2(P)[X]=−1, then ind⁡R(DA)=5.

Facts & Assumptions

Given: Full AC, the closed connected oriented Riemannian four-manifold and smooth SU(2) bundle. The connection A is smooth. No self-duality of A or Spin structure on X is required for the index calculation.

[A1]

Full AC is used through the existing analytic index, Hodge and Chern–Weil theorems, not through a new choice of spin structure. (The Axiom of Choice)

[F1]

A graded Hermitian Clifford module with compatible connection has a chiral Fredholm operator on the exact H1→L2 domain, with complex index ∫X[A^(TX)ch⁡(V/S)]4. Its local multiplicity space has dimension equal to the module rank divided by four in dimension four. The reference chirality is i2c(e1)c(e2)c(e3)c(e4). Local multiplicity curvatures and their characters patch even without a global Spin lift. (Graded Hermitian Clifford modules and geometric Dirac operators, Even-dimensional spinor bundles, chirality, and the spin connection, Spinor and geometric Clifford bundles and connections are well defined, Atiyah–Singer index formula for a closed even-dimensional geometric Clifford module)

[F2]

On a compact boundaryless Riemannian manifold, every real de Rham class has a unique smooth harmonic representative. De Rham integration identifies wedge products with singular cup products and their oriented evaluation. Thus the real intersection form is represented on harmonic two-forms by ∫Xα∧β. (Harmonic representatives for compact de Rham and Dolbeault complexes, The de Rham theorem)

[F3]

With the library's connection convention, c(∇)=det⁡(I−F/(2πi)) and ch⁡(∇)=tr⁡exp⁡(−F/(2πi)). The second Chern form represents the topological second Chern class over the reals. Integration of an exact form on closed X is zero. (Chern, Pontryagin, and Euler characteristic forms, Characteristic forms represent topological characteristic classes over the reals, Finite chart localization gives choice-free integration and compact Stokes)

[F4]

On a closed even-dimensional Riemannian manifold, a geometric chiral Dirac operator on H1→L2 has kernel and orthogonal cokernel equal to the smooth kernels of its two opposite chiral parts. This applies to the actual Clifford module constructed below, with no Spin lift required. (A chiral geometric Dirac operator is Fredholm)

Proof

Given: Full AC and the bundle, connection and orientation data in the Statement.

1.1F1givenconstructalgebra

Construct the required Clifford module explicitly. Put V0+=Λ1T∗X⊗C and V0−=(Λ0⊕Λ−)T∗X⊗C, with their metric Hermitian forms. For a real covector ξ define Bξa=(−ιξ♯a,2 π−(ξ∧a)) and c(ξ)(a,b)=(−Bξ∗b,Bξa) on V0+⊕V0−. In an oriented orthonormal frame with ξ=te1, the scalar part of Bξa has squared norm t2∣a1∣2, while the three forms 2π−(e1∧ej), j=2,3,4, are orthonormal. Hence Bξ∗Bξ=∣ξ∣2I. Both spaces have dimension four, so for ξ≠0 also BξBξ∗=∣ξ∣2I; the zero case is immediate. Polarization gives the Clifford relation c(ξ)c(η)+c(η)c(ξ)=−2⟨ξ,η⟩I, and the displayed block matrix is skew-Hermitian and odd. Wedge, contraction and π− are parallel for the Levi–Civita connection, so the induced connection is Clifford-compatible. Its chiral Dirac operator is exactly D~0=d∗⊕2d−. This is an actual geometric Clifford module, not a postulated Spin factorization.

1.2F3givenconstructalgebra

Let E=P×SU(2)C2 and G=ad⁡P⊗C, with their induced unitary connections. The bundle G is the trace-zero endomorphism bundle of E. Set Z=−FE/(2πi), a traceless two-by-two matrix of commuting two-forms. The determinant convention gives c2(E)=−12tr⁡(Z2) as a form. For a traceless diagonal matrix with entries u,−u, its commutator action on trace-zero endomorphisms has eigenvalues 0,2u,−2u. Therefore tr⁡(ad⁡Z)=0 and tr⁡((ad⁡Z)2)=4tr⁡(Z2). These are polynomial identities for all traceless complex matrices: matrices with distinct eigenvalues are dense, and continuity gives the rest. Polarizing the degree-two identity gives the same identity for matrices of two-forms. It follows, through degree four, that ch⁡(G)=3−4c2(E), with no degree-two term. This fixes the factor and sign directly from the stated Chern normalization.

2.1F1step 1.1constructalgebra

Fix its chirality sign and multiplicity. Write cj=c(ej). Applying c4c3c2c1 to e1∈V0+ gives successively (−1,0), −e2, (0,(e23−e14)/2), and −e1. Reversal of four distinct generators has positive sign, so c1c2c3c4e1=−e1. The construction is SO(4)-equivariant, and oriented rotations carry e1 to every unit one-form; therefore −c1c2c3c4=I on V0+. This volume operator anticommutes with every cj; since c1 identifies the two summands, it is −I on V0−. Thus the given grading IS the reference chirality i2c1c2c3c4. In the local factorization in [F1], ΓV0=ΓS⊗ΓW consequently forces ΓW=I. The local multiplicity has rank 8/4=2 and is entirely even. If Θ=ch⁡(V0/S), then Θ0=2. This conclusion patches without choosing a global spinor bundle.

2.2F1F2F3F4step 1.1constructalgebra

Calibrate the untwisted index by harmonic forms, rather than import an Euler/signature index formula. On a closed manifold, ∫Xda∧da=∫Xd(a∧da)=0. Since α∧α=(∣α+∣2−∣α−∣2)dvol for real two-forms, polarization and complexification give 2∥d−a∥22=∥da∥22. Hence the smooth kernel of D~0 is exactly the harmonic one-forms. Its formal adjoint is (f,ω)↦df+2d∗ω, with ω anti-self-dual. Pairing this equation with df gives ∥df∥22=0, because ⟨d∗ω,df⟩=⟨ω,d(df)⟩=0. Thus f is constant and d∗ω=0. For an anti-self-dual two-form the latter is equivalent to dω=0, so ω is harmonic. The kernel and cokernel identification in [F4] identifies the Hilbert kernel and cokernel with these smooth spaces. On harmonic two-forms the Hodge star preserves the space and splits the intersection form into positive and negative definite summands: its value on ω++ω− is ∥ω+∥22−∥ω−∥22. By [F2] their negative dimension is precisely b−(X). Consequently ind⁡CD~0=b1(X)−1−b−(X).

3.1F1F3step 1.1step 2.1step 2.2step 1.2constructalgebra

Twist the actual module of step1.1 by G, with the product connection. On its local multiplicity factor the curvature is FV0/S⊗I+I⊗FG, and the two factors commute. The finite exponential and tensor-trace identities therefore give ch⁡((V0⊗G)/S)=Θch⁡(G). The identities are invariant under the local multiplicity transitions in [F1], so they are global form identities, requiring no Spin structure. Applying the actual analytic index theorem to the twisted and untwisted modules yields ind⁡CD~A=3ind⁡CD~0−4∫XA^0Θ0c2(E). Here D~A=dA∗⊕2dA−, A^0=1, and Θ0=2 by step2.1. Using [F3] to evaluate the Chern form gives ind⁡CD~A=3(b1−1−b−)−8⟨c2(P),[X]⟩. No assertion that dA2=0 was used: the Clifford operator and its index calculation apply to every smooth connection.

4.1F1step 3.1constructalgebra

Multiplication of the target summand Λ−⊗ad⁡P by 2 is a bounded invertible map on L2, so D~A and DA have the same kernel and isomorphic cokernels on their exact first-Sobolev domains. The complex operator just computed is the complexification of the real one. If a complexified equation holds, its real and imaginary parts satisfy the real equation; hence its kernel is the complexification of the real kernel, and the same holds for the orthogonal cokernel using the adjoint. Finite complex dimensions of these spaces equal the corresponding real dimensions. Closed range transfers to the real operator by restricting the complex estimate, or by taking real parts of convergent-image preimages in the kernel complement. Thus DA:H1→L2 is real Fredholm and has index 8k−3(1−b1+b−), with k=−⟨c2(P),[X]⟩. This is not a claim about a KO-index theorem.

5.1A1F1F2F3step 4.1algebra∎

If π1(X)=0, every closed real one-form is exact: define a primitive by path integration from a basepoint; nullhomotopy and local primitives make the integral independent of path. Thus b1=0 by [F2]. Positive definiteness gives b−=0, and the prescribed charge is k=1. The proved formula gives 8−3=5. Full AC has entered exactly through [F1]–[F3]'s analytic index, harmonic representatives and characteristic-class comparison; the finite symbol, chirality, trace and sign calculations add no choice.

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