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Index formula for the sign-fixed self-dual deformation operator
Statement
Assume full AC. Let be a closed connected oriented smooth Riemannian four-manifold, let , let be the dimension of the negative subspace of its real intersection form, and let be a smooth principal -bundle. Put . For the real Fredholm operator from first Sobolev one-forms with values in to zeroth Sobolev zero-forms and anti-self-dual two-forms, its Fredholm index is . In particular, if , the intersection form is positive definite, and , then .
Statement references
Facts & Assumptions
Given: Full AC, the closed connected oriented Riemannian four-manifold and smooth bundle. The connection is smooth. No self-duality of or Spin structure on is required for the index calculation.
Full AC is used through the existing analytic index, Hodge and Chern–Weil theorems, not through a new choice of spin structure. (The Axiom of Choice)
A graded Hermitian Clifford module with compatible connection has a chiral Fredholm operator on the exact domain, with complex index . Its local multiplicity space has dimension equal to the module rank divided by four in dimension four. The reference chirality is . Local multiplicity curvatures and their characters patch even without a global Spin lift. (Graded Hermitian Clifford modules and geometric Dirac operators, Even-dimensional spinor bundles, chirality, and the spin connection, Spinor and geometric Clifford bundles and connections are well defined, Atiyah–Singer index formula for a closed even-dimensional geometric Clifford module)
On a compact boundaryless Riemannian manifold, every real de Rham class has a unique smooth harmonic representative. De Rham integration identifies wedge products with singular cup products and their oriented evaluation. Thus the real intersection form is represented on harmonic two-forms by . (Harmonic representatives for compact de Rham and Dolbeault complexes, The de Rham theorem)
With the library's connection convention, and . The second Chern form represents the topological second Chern class over the reals. Integration of an exact form on closed is zero. (Chern, Pontryagin, and Euler characteristic forms, Characteristic forms represent topological characteristic classes over the reals, Finite chart localization gives choice-free integration and compact Stokes)
On a closed even-dimensional Riemannian manifold, a geometric chiral Dirac operator on has kernel and orthogonal cokernel equal to the smooth kernels of its two opposite chiral parts. This applies to the actual Clifford module constructed below, with no Spin lift required. (A chiral geometric Dirac operator is Fredholm)
Proof
Given: Full AC and the bundle, connection and orientation data in the Statement.
Construct the required Clifford module explicitly. Put and , with their metric Hermitian forms. For a real covector define and on . In an oriented orthonormal frame with , the scalar part of has squared norm , while the three forms , , are orthonormal. Hence . Both spaces have dimension four, so for also ; the zero case is immediate. Polarization gives the Clifford relation , and the displayed block matrix is skew-Hermitian and odd. Wedge, contraction and are parallel for the Levi–Civita connection, so the induced connection is Clifford-compatible. Its chiral Dirac operator is exactly . This is an actual geometric Clifford module, not a postulated Spin factorization.
Let and , with their induced unitary connections. The bundle is the trace-zero endomorphism bundle of . Set , a traceless two-by-two matrix of commuting two-forms. The determinant convention gives as a form. For a traceless diagonal matrix with entries , its commutator action on trace-zero endomorphisms has eigenvalues . Therefore and . These are polynomial identities for all traceless complex matrices: matrices with distinct eigenvalues are dense, and continuity gives the rest. Polarizing the degree-two identity gives the same identity for matrices of two-forms. It follows, through degree four, that , with no degree-two term. This fixes the factor and sign directly from the stated Chern normalization.
Fix its chirality sign and multiplicity. Write . Applying to gives successively , , , and . Reversal of four distinct generators has positive sign, so . The construction is -equivariant, and oriented rotations carry to every unit one-form; therefore on . This volume operator anticommutes with every ; since identifies the two summands, it is on . Thus the given grading IS the reference chirality . In the local factorization in [F1], consequently forces . The local multiplicity has rank and is entirely even. If , then . This conclusion patches without choosing a global spinor bundle.
Calibrate the untwisted index by harmonic forms, rather than import an Euler/signature index formula. On a closed manifold, . Since for real two-forms, polarization and complexification give . Hence the smooth kernel of is exactly the harmonic one-forms. Its formal adjoint is , with anti-self-dual. Pairing this equation with gives , because . Thus is constant and . For an anti-self-dual two-form the latter is equivalent to , so is harmonic. The kernel and cokernel identification in [F4] identifies the Hilbert kernel and cokernel with these smooth spaces. On harmonic two-forms the Hodge star preserves the space and splits the intersection form into positive and negative definite summands: its value on is . By [F2] their negative dimension is precisely . Consequently .
Twist the actual module of step1.1 by , with the product connection. On its local multiplicity factor the curvature is , and the two factors commute. The finite exponential and tensor-trace identities therefore give . The identities are invariant under the local multiplicity transitions in [F1], so they are global form identities, requiring no Spin structure. Applying the actual analytic index theorem to the twisted and untwisted modules yields . Here , , and by step2.1. Using [F3] to evaluate the Chern form gives . No assertion that was used: the Clifford operator and its index calculation apply to every smooth connection.
Multiplication of the target summand by is a bounded invertible map on , so and have the same kernel and isomorphic cokernels on their exact first-Sobolev domains. The complex operator just computed is the complexification of the real one. If a complexified equation holds, its real and imaginary parts satisfy the real equation; hence its kernel is the complexification of the real kernel, and the same holds for the orthogonal cokernel using the adjoint. Finite complex dimensions of these spaces equal the corresponding real dimensions. Closed range transfers to the real operator by restricting the complex estimate, or by taking real parts of convergent-image preimages in the kernel complement. Thus is real Fredholm and has index , with . This is not a claim about a KO-index theorem.
If , every closed real one-form is exact: define a primitive by path integration from a basepoint; nullhomotopy and local primitives make the integral independent of path. Thus by [F2]. Positive definiteness gives , and the prescribed charge is . The proved formula gives . Full AC has entered exactly through [F1]–[F3]'s analytic index, harmonic representatives and characteristic-class comparison; the finite symbol, chirality, trace and sign calculations add no choice.
Depends on
- Sign-fixed self-dual moduli and deformation setup
- The Axiom of Choice
- Graded Hermitian Clifford modules and geometric Dirac operators
- Even-dimensional spinor bundles, chirality, and the spin connection
- Spinor and geometric Clifford bundles and connections are well defined
- Atiyah–Singer index formula for a closed even-dimensional geometric Clifford module
- A chiral geometric Dirac operator is Fredholm
- Harmonic representatives for compact de Rham and Dolbeault complexes
- The de Rham theorem
- Chern, Pontryagin, and Euler characteristic forms
- Characteristic forms represent topological characteristic classes over the reals
- Finite chart localization gives choice-free integration and compact Stokes
Used by
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Sources
- Simon K. Donaldson, An Application of Gauge Theory to the Topology of 4-Manifolds (standard reference, not scraped)