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James reflexivity theorem
Statement
Assume the ultrafilter lemma, the Axiom of Dependent Choice (DC), and the relative Hahn–Banach principle HB. A real or complex Banach space is reflexive if and only if every attains its norm on the closed unit ball: there is with . This includes .
Facts & Assumptions
Given: the ultrafilter lemma, DC, HB, and a real or complex Banach space .
Reflexivity is surjectivity of the canonical map ; under HB the canonical map is an isometry (Reflexivity is surjectivity of the canonical map, Relative Hahn–Banach makes the canonical bidual map an isometry).
Under HB, every bounded scalar-linear functional on a scalar-linear subspace of a normed space has a norm-preserving extension (Relative norm-preserving Hahn–Banach extension over the real and complex fields, The real dominated-extension principle as an additional hypothesis over ZF).
Under DC and HB, and under the ultrafilter lemma for its nonreflexive consequence, the James convex-block criterion says that every nonreflexive real Banach space has a bounded real functional that does not attain its norm (James convex-block norm-attainment criterion, The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain, Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact).
The continuous dual consists of bounded scalar-linear functionals and its norm is the supremum on the closed unit ball; a Banach space is complete for its norm (The dual space X^* of a normed space and its dual norm, Banach space).
Proof
Proof technique: Hahn–Banach representation for the forward implication, then contrapositive and realification for the reverse implication.
Suppose is reflexive and let . If , then attains its norm. If , define on the one-dimensional scalar-linear subspace by . Then , so . By [F2] it extends to with . Reflexivity and [F1] give with and . Hence , so attains its norm on .
For the reverse implication, first suppose that is real and every member of attains its norm. If were nonreflexive, [F3] would supply that attains its norm nowhere on , a contradiction. Thus is reflexive.
Now suppose is complex and every complex-linear member of attains its norm. Let be the same additive normed space with scalars restricted to . It remains a real Banach space because its norm and Cauchy sequences are unchanged. For define Real linearity gives , hence is complex linear, and . The inequalities and follow respectively from and, for each , choosing a unit scalar with and observing . Thus .
By hypothesis, attains its norm at some . Choose a unit scalar with (take if the value is zero). Then and Hence every member of attains its norm. The real implication in step 1.2 shows that is reflexive.
To pass back to the complex space without an unproved slogan, let be complex linear. For put . Step 1.3 makes a bounded real-linear functional on , with . Real reflexivity from step 2.1 supplies such that for every real-dual . If and , then the formula in step 1.3 gives , so . Apply the same equality to the complex functional : complex linearity gives and . Thus for every . Therefore is onto and is complex-reflexive.
Steps 1.1 and 1.2 prove both implications over the reals; steps 1.3–3.1 prove the complex reverse implication, while step 1.1 already covers the complex forward implication. If , its dual and bidual are zero and the unique functional attains norm zero at zero. The forward implication uses only HB; UL and DC enter the reverse implication exactly through [F3].
Source notes
Megginson's Theorem 1.13.14 proves the real contrapositive through the full convex-block argument. Theorem 1.13.15, printed p. 134, passes from complex norm attainment to real norm attainment using and a unit-modulus rotation. The final passage from real reflexivity to complex reflexivity is expanded here by representing an arbitrary complex bidual functional and recovering both of its scalar parts.
Depends on
- Reflexivity is surjectivity of the canonical map
- James convex-block norm-attainment criterion
- Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- The real dominated-extension principle as an additional hypothesis over ZF
- Relative norm-preserving Hahn–Banach extension over the real and complex fields
- Relative Hahn–Banach makes the canonical bidual map an isometry
- The dual space X^* of a normed space and its dual norm
- Banach space
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Sources
- Robert E. Megginson, An Introduction to Banach Space Theory (1998) (standard reference, not scraped)