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Uniform strict separation of compact and closed convex sets
Statement
Assume HB. Let be a nonempty compact convex subset and a nonempty closed convex subset of a locally convex real or complex TVS, with . There are a nonzero continuous scalar-linear , and such that Hausdorffness is not required.
Facts & Assumptions
Given: HB, the stated TVS, and with the stated hypotheses.
Convex sets and real parts of the continuous dual have their TVS meanings (Local convexity, convex and balanced sets, and the continuous dual).
Translations and nonzero dilations are homeomorphisms (Translations, dilations and absorption in a topological vector space).
Every zero-neighborhood has an open convex refinement (Open and closed balanced convex zero-neighborhood refinements).
Compactness of means every relative open cover of has a finite subcover (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right).
Traces of ambient open sets are relatively open; restrictions of continuous maps are continuous (Subspace topology: the traces of the open sets, its closed sets and its bases, the continuity of the inclusion, and the characteristic property of a map into a subspace).
Choice for a finite indexed list of nonempty sets is a theorem of ZF (Every natural-number-indexed list of nonempty sets has a choice function on its family of values).
Open convex separation supplies for a nonzero continuous scalar-linear functional with real part (Continuous separation when one convex set is open).
A continuous real function on a nonempty compact space attains its maximum (A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, clause 2).
HB is explicitly assumed as an additional principle over ZF (The real dominated-extension principle as an additional hypothesis over ZF).
Proof
Consider all pairs with and an open convex zero-neighborhood such that . There is such a pair above every : since is closed, is an open zero-neighborhood, and it admits an open convex refinement. Each is open in and contains . The family of all such sets covers ; it is defined by a property, without choosing a neighborhood for every .
Compactness gives finitely many cover members with . For each its set of representing pairs is nonempty. Finite choice gives representatives for this finite list. Put . It is an open convex zero-neighborhood.
For , some has with . If , write with . Convexity gives , so . Therefore . The set is nonempty and open as a union of translates of , and convex because the convex combinations of its and components stay in those respective sets.
Apply open separation to and , using HB once. Obtain a nonzero continuous scalar-linear and such that , where . The restriction is continuous, since real part is continuous and restrictions are continuous. It attains a maximum for some . Since , the strict inequality at gives . This attainment step turns pointwise strict separation into a uniform gap.
Put and . Then and , so for all . A singleton is allowed and simply has its sole value as the maximum. Nonemptiness of is used for attainment and of in open separation; no other separation axiom or choice principle is used.
Depends on
- Local convexity, convex and balanced sets, and the continuous dual
- Translations, dilations and absorption in a topological vector space
- Open and closed balanced convex zero-neighborhood refinements
- Continuous separation when one convex set is open
- The real dominated-extension principle as an additional hypothesis over ZF
- Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
- Subspace topology: the traces of the open sets, its closed sets and its bases, the continuity of the inclusion, and the characteristic property of a map into a subspace
- Every natural-number-indexed list of nonempty sets has a choice function on its family of values
- A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism
Used by
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Sources
- Gerald Teschl, Topics in Real and Functional Analysis (17 November 2017) (standard reference, not scraped)