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The Mihlin–Hörmander Fourier multiplier theorem

Statement

Assume Countable Choice. Let n≥1, put q:=⌊n/2⌋+1, and let m be a Mihlin symbol with constants Cα, ∣α∣≤q (Mihlin smoothness convention above half the dimension); put A:=max⁡∣α∣≤qCα, so that ∥m∥∞≤C0≤A. Then m is an Lp Fourier multiplier for every 1<p<∞ (Lp Fourier multiplier and its norm), and there is a constant Cn, depending only on n, with ∥m∥Mp≤Cnmax⁡(p,(p−1)−1)(A+∥m∥∞)(1<p<∞). Equivalently, the operator Tm of Translation-invariant Fourier multiplier on the Schwartz core satisfies ∥Tmf∥p≤Cnmax⁡(p,(p−1)−1)(A+∥m∥∞)∥f∥p for every f∈Lp(Rn;C). Only strict-range bounds are asserted: no endpoint p=1 or p=∞ claim is made.

Facts & Assumptions

Given: Countable Choice; n≥1, q=n0=⌊n/2⌋+1, the Mihlin symbol m with constants Cα and the constant A=max⁡∣α∣≤qCα; a compactly supported f∈L2(Rn;C); the mollifier family φε generated by a unit-mass φ∈Cc∞ (The mollifier family generated by a unit-mass smooth bump, A unit-mass smooth bump generates an L1 approximate identity).

[F1]

In the dyadic-piece setting attached to m — the annulus cutoff ζ, the symbols mj=m ζ(2−j⋅) and the functions Kj=F−1(umj) — one has sup⁡j∫∣Kj(x)∣(1+2j∣x∣)1/4dx≤CnA and sup⁡j2−j∫∣∇Kj(x)∣(1+2j∣x∣)1/4dx≤CnA whenever A≥max⁡{∥m∥∞,max⁡∣α∣≤n0Cα} (Mihlin smoothness convention above half the dimension, Dyadic Mihlin pieces: uniform L1 and first-difference bounds).

[F2]

With W:=F−1(um), a tempered distribution extending the off-origin kernel (no principal-value representation is asserted): the partial sums ∑∣j∣≤NKj converge to W in S′(Rn); the series ∑j∈ZKj(x) converges for almost every x∈Rn∖{0} to a function k with k=W on Rn∖{0} (that is, ⟨W,ψ⟩=∫kψ for every ψ∈Cc∞(Rn∖{0})); and k satisfies the annular bound sup⁡δ>0∫δ≤∣x∣≤2δ∣k∣≤CnA and Hörmander's condition sup⁡y≠0∫∣x∣≥2∣y∣∣k(x−y)−k(x)∣dx≤CnA (Dyadic Mihlin pieces sum to an off-support kernel representation).

[F3]

S(Rn)⊆Dm and, as L2 classes, Tmf=F2−1(m F2f) for f∈S, with ∥Tmf∥2≤∥m∥∞∥f∥2; the Schwartz-core action extends uniquely to the bounded L2 operator Tm=F2−1MmF2 of norm ∥m∥∞ (Exact L2 Fourier multiplier norm, Translation-invariant Fourier multiplier on the Schwartz core).

[F4]

For u∈S′ and Schwartz f, F(u∗f)=(Fu)(Ff); the convolution u∗f is the smooth function of polynomial growth x↦⟨uy,f(x−y)⟩ (Fourier transform converts allowed tempered convolutions to products, Tempered convolution is smooth with polynomial growth, Convolution of a tempered distribution with a schwartz function).

[F5]

A Calderón–Zygmund kernel in the base sense with constants A1,A2 and its L2-bounded operator with norm B satisfy ∥Tg∥p≤Cn(A2+B)max⁡(p,(p−1)−1)∥g∥p for 1<p<∞ (Calderón–Zygmund kernels and their associated operators, Calderón–Zygmund operators are bounded on Lp); an L1 approximate identity converges in Lp: ∥g∗φε−g∥p→0 for g∈Lp, 1≤p<∞ (Every L1 approximate identity converges to the identity in Lp for 1≤p<∞); and g∗φε is smooth for locally integrable g (Convolution with a mollifier is smooth, and derivatives pass under the integral sign).

[F6]

Tonelli interchanges nonnegative product integrals; dominated convergence applies under an integrable majorant; locally integrable functions are determined almost everywhere by their distribution pairings. (Tonelli's theorem for nonnegative measurable functions on a sigma-finite product, Dominated convergence, Locally integrable functions embed in distributions)

Proof

technique · direct
1.1F1F2given

The dyadic pieces and the kernel. The hypotheses of [F1] are satisfied, so with ζ, mj, Kj as there the weighted bounds hold; [F2] then supplies the tempered distribution W=F−1(um), the almost-everywhere convergent series k=∑jKj on Rn∖{0} coinciding with W off the origin, and the annular and Hörmander bounds ≤CnA for k.

1.2F1F2F4F6givenalgebra

On Schwartz inputs, [F4] gives F(W∗f)=umf^, so W∗f=Tmf. Suppose x∉supp⁡f and put ψ(y)=f(x−y), which vanishes near zero. Cut ψ off at infinity using the fixed cutoff χR of [F1]. Then χRψ→ψ in Schwartz space, and [F2] gives ⟨W,χRψ⟩=∫kχRψ. The annular bound makes ∫∣kψ∣ finite: on 2jd≤∣y∣≤2j+1d, its contribution is at most CnAsup⁡∣y∣≥2jd∣ψ(y)∣, summable for j≥0 by Schwartz decay, where d>0 is smaller than the distance from zero to the support of ψ. Dominated convergence [F6] gives Tmf(x)=∫k(y)f(x−y) dy. Only annular size and local integrability are used.

2.1F2F3F5F6step 1.2algebra

For compactly supported f∈L2, its mollifications fε=f∗φε are smooth with uniformly bounded compact support and converge to f in L1 and L2 by [F5]. Fix a compact E disjoint from supp⁡f; for sufficiently small ε all these supports lie in a fixed compact set S disjoint from E. The compact difference set E−S avoids zero. Tonelli and [F2] give ∫E∫S∣k(x−y)∣∣fε(y)−f(y)∣ dy dx≤∥fε−f∥1∫E−S∣k(z)∣ dz→0. The same estimate with f proves absolute convergence of its kernel integral almost everywhere on E. Step 1.2 identifies Tmfε there with the kernel integral of fε. By [F3], Tmfε→Tmf in L2, hence in L1(E) by Cauchy–Schwarz. Uniqueness of the L1(E) limit identifies Tmf with the kernel integral of f. A countable compact exhaustion proves the off-support representation on (supp⁡f)c.

3.1F3F5step 1.1step 2.1algebra

The kernel k has annular and Hörmander constants at most CnA, and Tm has L2 norm B=∥m∥∞. Step 2.1 proves its off-support representation, so Tm is a Calderón–Zygmund operator. Apply the dimension-only estimate proved in the quantitative argument of Calderón–Zygmund operators are bounded on Lp to get ∥Tmg∥p≤Cnmax⁡(p,(p−1)−1)(A+∥m∥∞)∥g∥p. The constant has no unrecorded dependence on p.

4.1F3F5step 3.1∎

Consequently m is an Lp Fourier multiplier in the sense of the multiplier definition: [F3] gives S⊆Dm, for f∈S the distribution Tmf is the regular distribution of the L2 class F2−1(mF2f), which is the class assigned to f by the Lp extension of step 3.1 (the two extensions of the Schwartz-core action agree on the dense subspace S), and step 3.1 is exactly the required norm bound. Hence ∥m∥Mp≤Cnmax⁡(p,(p−1)−1)(A+∥m∥∞) for every 1<p<∞, which is the assertion.

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