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Normalized rational vanishing cycles have coherent correspondence operations

Statement

Assume AC, work with rational analytic sheaves, and let f:X→C be regular on a smooth separated finite-type complex variety. With i:f−1(0)↪X, define the normalized rational vanishing cycles VfA=i∗RΓ{Re⁡f≤0}A. They are viewed on X by closed extension when necessary. Positive angular continuation specifies their monodromy. The standard constant-input coefficient VfQX is bounded algebraically constructible. It has V0QX=QX and Hk(VfQX)x=H~k−1(Ff,x;Q), where Ff,x is the local Milnor fibre. The following comparisons are natural maps of the ambient support construction. The asserted Thom–Sebastiani isomorphisms are for constant inputs and their constant shifts, external products and smooth pullbacks; normalized duality below supplies the required standard dual coefficients. Proper commutation has the displayed proper-image input, and proper images remain bounded constructible. No Thom–Sebastiani isomorphism for unrestricted proper-image inputs is asserted:

  1. smooth pullback commutes with V, with the positive complex orientation for exceptional pullback;
  2. for proper p:E→X with E smooth, VfRp∗QE≃Rp∗VfpQE; applying this to the unit gives VfQX→Rp∗VfpQE;
  3. for A=QX[a] and B=QY[b], including their external products and smooth pullbacks, the natural support-product/inclusion map is a Thom–Sebastiani isomorphism VfA⊠VgB≃k∗Vf+g(A⊠B) on the product zero fibre, associative, unital and compatible with the two tensor-product monodromies;
  4. normalized duality gives DVfQX≃VfDQX, hence DVfQX≃VfQX[2dim⁡X];
  5. complex affine fibrations give oriented homotopy-invariance isomorphisms.

The proper/smooth and external-product comparisons commute with composition, units and Cartesian pasting for these maps. This is a rational constructible statement; it asserts no mixed Hodge enrichment or arbitrary-stack formalism.

Facts & Assumptions

Given: the smooth varieties and regular functions above, rational coefficients, the indicated standard coefficients and their specified closure under operations.

[F1]

Support localization, base change, projection and trace calculus constructs localization for arbitrary closed supports in locally compact spaces, proper base change, proper-support composition, projection and unit/counit pasting on the stated finite-dimensional domains. Temporary real half-spaces are handled in this ambient analytic category, not asserted to be complex algebraic subsets.

[F2]

Actual analytic constructible sheaves admit coherent six operations and Constructible Verdier duality and complex orientation give the bounded algebraically constructible operations, proper pushforward preservation and involutive duality, with ωX=QX[2dim⁡X] and smooth exceptional orientation.

[F3]

Algebraic Milnor neighborhoods admit controlled sector transport supplies cofinal Milnor neighborhoods, their boundary-preserving controlled sector transports and the natural transport of bounded constructible coefficients.

[F4]

Complex algebraic constructible complexes have finite conical cochain models supplies bounded finite local and compact-support cochains and coefficient reconstruction on products. Its finite relative cochains identify localization cones and their restriction maps.

[F5]

Canonical principalization of ideals in characteristic zero and Canonical resolution of marked ideals give a proper composite of smooth-centre blowups principalizing a nonzero coherent ideal on a smooth finite-type variety. Every centre lies in the controlled support. For (f), the composite is consequently an isomorphism off f=0 and its total zero divisor has the SNC support of Simple normal crossings divisors and simultaneous normal crossings position.

[F6]

The holomorphic implicit function theorem gives local roots of a nonzero holomorphic unit and the corresponding invertible SNC coordinate changes.

[F7]

Alexander--Whitney and shuffle are natural chain-homotopy inverses supplies the natural signed-shuffle and Alexander–Whitney maps and their natural prism homotopies. Relative cohomological Kunneth under finite free homology hypotheses proves the corresponding relative cohomological comparison for finite relative models over the field Q; finite-dimensional rational homology is free. The supplied finite cell models and relative support cones are those of [F3]–[F4], and bounded coefficient shifts and finite totalizations preserve these comparisons.

[F8]

The cover-small inclusion is a chain homotopy equivalence supplies a small-chain retraction and homotopy for an open cover, constructed with simplex-dependent least subdivision counts, preserving every subspace chain complex. Cover-small chains for a two-open cover identifies cover-small chains with the sum for a two-open cover.

[A1]

The Axiom of Choice is inherited through [F1]–[F8], including the arbitrary-rank cycle/boundary sections in the relative field-Kunneth proof of [F7]. The support inclusions and specified angular paths introduce no additional choice principle.

Proof

technique · direct
1.1F1F3F4givenconstruct

Put U=X∖f−1(0), let j:U→X, and let ν:U~→U be the pullback of the universal cover exp⁡:C→C∗. Using bounded-below analytic injective replacements in D+, before boundedness is proved, define ΨfA=i∗R(jν)∗ν∗j∗A, with its unit i∗A→ΨfA. Restrict to the lift of the positive half-plane whose logarithm has imaginary part in (−π/2,π/2). This gives a natural map from ΨfA to the restriction of the direct image from f−1{Re⁡z>0}. On each cofinal Milnor neighborhood [F3], the universal cover of its punctured function rectangle and the lifted positive sector are contractible bases with the same fibre, and the coefficient reconstruction of [F4] makes this restriction a quasi-isomorphism of cochain complexes. It is therefore an isomorphism on every stalk, hence a natural sheaf isomorphism. Localization [F1] now gives VfA≃Cone⁡(i∗A→ΨfA)[−1]. In particular its stalk is the relative cochain complex of a Milnor neighborhood and its fibre; for constant coefficients this gives the displayed reduced-cohomology degree, and for f=0 the empty fibre gives V0Q=Q.

2.1F1step 1.1construct

Expanding Ψ and applying proper base change to the open and universal-cover pullback squares gives ΨfRp∗A≃Rp0∗ΨfpA for proper p. Indeed move the proper direct image past j∗ and ν∗ by [F1], compose ordinary direct images with R(jν)∗, and move it past i∗ by proper base change again. This argument takes place in locally compact analytic spaces with finite-dimensional proper fibres, so it does not require constructibility to have been proved already.

2.2F1F3F4step 1.1construct

Let P={Re⁡f≤0}, Q={Re⁡g≤0} and Z={Re⁡(f+g)≤0}. On cofinal neighborhoods U,V from [F3], put A+=U∖P, B+=V∖Q and L=(A+×V)∪(U×B+). These are open complements, not asserted CW subcomplexes. Localization represents their support cochains by the relative complexes of (U,A+), (V,B+) and (U×V,L). The finite ordinary and Milnor-fibre models in [F3], including its compact-tube triangulation, give finite homology of U,A+ and their relative pair, and similarly for V,B+. No triangulation of the real cuts P,Q is needed.

2.3F1F3F4step 1.1construct

Here is the required local duality calculation. If closed Z+,Z− cover a locally compact space, with L=Z+∩Z− and inclusions j±,m, their localization triangles give m∗j+∗j+!A≃(L→Z−)!j−∗A. To verify it, apply j+∗j+! to localization for Z−: the open-complement term is unchanged by support in Z+ because X∖Z−⊂Z+, and becomes zero after restriction to L. Closed proper base change identifies the remaining term as stated. Dualizing these adjunction maps exchanges the two support descriptions. This calculation uses the analytic exceptional adjunction of [F1]. On the present local sector pairs, [F3] and [F4] give finite cochain and relative-cochain complexes, so dualization and evaluation are the ordinary finite-vector-space operations; no biduality theorem for arbitrary nonconstructible analytic sheaves is being invoked.

3.1F5step 1.1step 2.1construct

To prove standard-coefficient constructibility, treat constant-function components directly and otherwise apply [F5] to (f). Obtain π:X~→X proper, smooth upstairs, isomorphic off f=0, with fπ having SNC zero support. The support-centre clause in [F5] and the ordinary Rees-algebra blowup charts imply the asserted isomorphism off f=0 at every step. Thus QX→Rπ∗QX~ is an isomorphism there, and Ψ, which depends only on j∗A, gives ΨfQX≃Rπ0∗ΨfπQX~ by step 2.1. This uses principalization of the function ideal, not resolution of the ambient variety alone.

3.2F7F8step 2.2constructalgebra

Here is the open-pair extension of the relative AW comparison. Write N=C∗(A+×V)+C∗(U×B+) and E=C∗(U×V)/N. By naturality [F7], AW, shuffle and their homotopies descend to a chain homotopy equivalence between E and C∗(U,A+)⊗C∗(V,B+). The two indicated open sets cover L, so [F8] gives a small-chain retraction R on C∗(L) landing in N, with 1−R=dD+Dd, and both R,D preserve N. Thus D contracts J=C∗(L)/N. Extend its contraction to a graded map e:E→J by zero on the remaining singular-simplex basis vectors. Then T=1−de−ed commutes with the differential and kills J. It factors through a chain inverse to q:E→C∗(U×V,L), since qT=q and T∣J=0; its other composite is homotopic to the identity by e. This proves the relative chain comparison for these OPEN pairs. Subdivision depth is chosen separately for each simplex by [F8], never uniformly over all chains.

4.1F4F5F6step 3.1constructalgebra

In SNC coordinates fπ=u(z)∏i=1rzimi with u≠0 and mi≥1. By [F6] choose a local m1-st root v of u; replacing z1 by v(z)z1 is an invertible coordinate change along the SNC stratum and makes the function the monomial. For small t≠0 in a coordinate polydisc, put si=−log⁡∣zi∣. The radial equation is the open convex simplex si>Li, ∑imisi=−log⁡∣t∣. The angular fibre of ∏ieimiθi=t/∣t∣ has gcd⁡(mi) components, each a torus (S1)r−1: the Euclidean algorithm extends the primitive integer row (mi/gcd⁡(mi)) to an invertible integer matrix, reducing its torus character to the gcd⁡(mi)-power map in one coordinate. The tangential coordinate disc is contractible. These are finite cellular cochain models, constant in each tangential chart, and their coordinate-change transport gives locally constant finite-rank cohomology on the finitely many algebraic SNC strata. Thus ΨfπQ is bounded algebraically constructible.

4.2A1F1F3F4F7step 2.2step 3.2constructalgebra

Over Q, the finite-dimensional relative homology in step 2.2 is free. The algebraic part of [F7]'s relative cohomological proof applies to the free relative singular complexes with the chain comparison now proved in step 3.2: choose cycle/boundary sections, split one factor up to chain homotopy onto its homology with zero differential, and use the finite-basis evaluation inverse w↦∑iw(−⊗ei)⊗ei∗. There are finitely many terms in each degree and bounded finite homology; these maps identify the actual cochain cross product with a quasi-isomorphism. Constant shifts, external products and smooth pullbacks of these constant inputs preserve this comparison. The support-product morphism itself is natural for arbitrary coefficient morphisms: tensor supported sections on the two factors and then include their product support, and apply the same map on derived resolutions. This naturality does not assert an isomorphism on an arbitrary proper-image input. Passing through the cofinal stalk system gives RΓPA⊠RΓQB≃RΓP×Q(A⊠B) for the standard inputs used here. Compose it with inclusion of supports P×Q⊂Z and restrict to the product zero fibre to define TS. This proof neither applies the CW-pair theorem to an open complement nor invokes algebraic biduality on real half-spaces.

5.1F2F3F4step 1.1step 3.1step 4.1

Proper constructible preservation [F2] applied to π0 and step 3.1 proves bounded algebraic constructibility of ΨfQX, and its natural cone in step 1.1 proves the same for VfQX. The local relative models of [F3] and [F4] give a uniform finite bound depending on dim⁡X for its ordinary amplitude. Standard coefficients on smooth frame charts are pullbacks by the argument below, so their unshifted amplitude equals that downstairs, independently of the auxiliary frame dimension. Constant shifts, external products and ordinary Verdier duals stay within the proved constructible domain of [F2]; proper images do by [F2] and the comparison of step 2.1. This is constructible preservation, not an additional claim of Thom–Sebastiani invertibility on every such proper image.

5.2F1F3F4step 4.2construct

To prove this TS map is an isomorphism, work on a product of cofinal neighborhoods [F3], and set Θ=(Re⁡f,Re⁡g), C={u≤0,v≤0}, D={u+v≤0}. Localization identifies the required support comparison with restriction of complement cochains from Θ−1(Cc) to Θ−1(Dc). On u>0,v<0 deform by Ht(u,v)=(u,(1−t)v+tmax⁡(v,−u/2)); on u<0,v>0 use the exchanged formula, and on the northeast quadrant and its positive axes use the identity. The formulas agree continuously in Cc, never move a coordinate through zero, do not increase absolute coordinates, send Cc into Dc at t=1, and preserve Dc throughout. Thus they supply a homotopy inverse to the complement inclusion. Leave imaginary coordinates fixed and lift these paths by [F3]'s product sector transports, preserving the marked sphere boundaries and coefficients. The finite relative cochain comparisons [F4] identify restriction with a quasi-isomorphism, not merely an equality of dimensions. Cofinality and stalk detection prove that the TS map of step 4.2 is an isomorphism.

5.3F1F2F4step 1.1step 4.2construct

For a smooth map s:E→X, local product coordinates make fs the pullback function and make the relative half-space pair a complex ball times the base pair. Its ordinary cochain complex is Q, so [F4] gives the natural comparison s∗VfA≃Vfss∗A. It is the inverse-image map of the localization triangles and is therefore compatible with changes of product chart, composition and all support-product maps. On an affine fibration the same ordinary comparison is a homotopy-invariance isomorphism; compact-support fibre cochains are Q[−2e] for relative complex dimension e, with the generator integrating to +1. Hence the corresponding exceptional operation has the positive complex orientation and its compositional shift.

6.1F1step 1.1step 4.2step 5.2

For three functions both iterated TS maps are induced by the same inclusion ∏i{Re⁡fi≤0}⊂{Re⁡∑ifi≤0}. Composition of supports and external adjunctions is associative in the actual dg localization model [F1]. Hence the maps agree under the tensor associator and obey its pentagon for every number of factors. For the zero function on a point the support inclusion and coefficient Q are identities, giving both unit laws.

6.2F1F2step 4.2step 5.3construct

Proper commutation of V can also be seen directly: localization for {Re⁡f≤0}, proper base change for its open complement and the identity on the middle object identify its support triangle after Rp∗ with the support triangle downstairs. Proper restriction to f=0 then gives VfRp∗≃Rp∗Vfp. Applying it to the ordinary unit gives VfQX→Rp∗VfpQE. For composable proper maps the unit of the composite is the composite of units, so these coefficient maps compose. Smooth base change sends the same unit to the pulled-back unit, and the comparisons of step 5.3 identify the resulting coefficient maps. Pasting reduces to the triangle identities of [F1]. Naturality of the external-support map of step 4.2 on that unit proves compatibility with TS and external products.

7.1F3F4step 5.2step 6.1construct

Apply the same construction to e−iθf and e−iθg. Use circular function discs inside the rectangles of [F3]; these are independent of θ. The angular families of support inclusions and cochain restriction maps commute with continuation. Transport from θ=0 to 2π is the positive-loop monodromy of f+g, and on the external product it is the simultaneous transport Tf⊗Tg. TS therefore intertwines these automorphisms, without semisimplicity. This also constructs the angular comparisons used in step 1.1.

8.1F1F2F3step 5.1step 7.1step 2.3

Apply step 2.3 to Z±={±Re⁡f≤0}. On L={Re⁡f=0} the restricted support complex is locally supported on f=0 near that fibre: at any other sufficiently nearby value it≠0, the submersion product [F3] has zero half-space relative complex. On a closed inclusion whose intersection with a complex's support is open and closed relative to that support, ordinary and exceptional restriction agree; factor through the support and use its open restriction adjunction to verify the natural map. Thus restricting the dual calculation from L to f=0 gives DVfA≃VfπDA, the opposite-half-space normalization. The specified angular half-turn of step 7.1 identifies it with VfDA. For the standard coefficient and its proved constructible closure [F2] applies; since DQX=QX[2dim⁡X], this proves the claimed normalized duality formula. On the dual coefficient the monodromy is contragredient transport D(T−1), making evaluation invariant; all preceding maps respect this transport by naturality.

9.1A1F1F2step 5.1step 5.2step 6.1step 7.1step 5.3step 6.2step 8.1∎

The maps in steps 2.2–8.1 are the maps of the same support triangles, external adjunctions, orientations and specified angular transports. Their composition and proper/smooth pasting identities therefore hold simultaneously by [F1]; duality takes these identities to the corresponding identities for dual coefficients. Steps 3.1–5.1 put every standard coefficient and the stated closure in the actual constructible domain, and step 5.2 proves the load-bearing TS isomorphism. This proves all assertions, with AC exactly as in [A1].

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