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The Riemann bilinear relations and the period lattice

Statement

Assume the Axiom of Choice (The Axiom of Choice), as required by the symplectic-basis, holomorphic-dimension, and wedge-period suppliers. Let X be a compact connected Riemann surface of genus g, with its complex orientation, the fixed one-polygon symplectic basis a1,b1,…,ag,bg of H1(X;Z), and the fixed continuous side-loop representatives Ai,Bi supplied by A symplectic homology basis of a compact Riemann surface. Let Ω(X)=Ω1(X) be the g-dimensional complex vector space of holomorphic differentials (The space of holomorphic differentials and the degree of the canonical divisor), and let P be the period pairing on this basis from The period pairing and the period subgroup. For closed smooth complex 1-forms when g≥1, write Πα and S(α,β):=∑i=1g(Πα(ai)Πβ(bi)−Πα(bi)Πβ(ai)) as in The cut surface, primitives of closed forms, and their boundary jumps and The symplectic period formula for integrals of wedge products. For g=0 this sum is empty. For a holomorphic ω, the period lemma identifies Πω(γ)=P(γ,ω).

  1. Normalized basis. The C-linear map A:Ω(X)⟶Cg,ω⟼(P(a1,ω),…,P(ag,ω)) is an isomorphism. Thus there is a unique basis ω1,…,ωg with P(ai,ωj)=δij. The period matrix in this normalization is the g×g matrix Πij:=P(bi,ωj).
  2. First bilinear relation. Π is symmetric if and only if S(ω,η)=0 for every pair of holomorphic differentials ω,η∈Ω(X).
  3. Second bilinear relation. Im⁡Π is positive definite if and only if iS(ω,ωˉ)=i∫Xω∧ωˉ>0 for every nonzero holomorphic differential ω. Here ωˉ is its conjugate smooth (0,1)-form.
  4. Period lattice. The homomorphism e:H1(X;Z)⟶Ω(X)∗,e(γ)(ω):=P(γ,ω), is injective. Its image Λ is the full lattice generated over Z by the 2g real-linearly independent vectors e(a1),e(b1),…,e(ag),e(bg). In the coordinates on Ω(X)∗ dual to the normalized basis, Λ=Zg+ΠZg⊆Cg, and Ω(X)∗/Λ is a compact real 2g-torus. For g=0, all bases and matrices here are empty, Ω(X)=H1(X;Z)=0, and we use the rank-zero lattice convention Λ={0} in the zero vector space; the quotient is a point. Positive definiteness of the empty matrix is understood by the usual quadratic-form condition on nonzero vectors, which is vacuous in dimension zero.

Facts & Assumptions

Given: Full AC, the compact connected genus-g Riemann surface X, its fixed symplectic side-loop basis, the period pairing P, and the space Ω(X).

[F1]

The one-polygon side-loop classes form a symplectic basis of H1(X;Z), which is free of rank 2g; for g=0 the basis is empty and H1(X;Z)=0 (A symplectic homology basis of a compact Riemann surface).

[F2]

Ω(X) is a complex vector space of dimension g, and every holomorphic differential is a closed smooth complex 1-form (The space of holomorphic differentials and the degree of the canonical divisor, Meromorphic differentials, orders and residues).

[F3]

P is additive in its homology argument and complex-linear in its holomorphic-differential argument. Its values agree with integration along any continuous singular cycle representing the given class (The period pairing and the period subgroup, The period pairing is well defined and computed by integration).

[F4]

Every closed smooth complex 1-form has the local-primitive periods Πα used by S; for a holomorphic differential these equal P. Conjugation of a local primitive gives Πωˉ(γ)=P(γ,ω)‾ (The cut surface, primitives of closed forms, and their boundary jumps, The period pairing is well defined and computed by integration).

[F5]

For all closed smooth complex 1-forms α,β, ∫Xα∧β=S(α,β), with S complex-bilinear and alternating (The symplectic period formula for integrals of wedge products).

[F6]

Locally a holomorphic differential is f(z) dz; hence two holomorphic 1-forms wedge to zero, and for ω=f(z) dz the complex orientation satisfies iω∧ωˉ=2∣f(z)∣2dx∧dy (Meromorphic differentials, orders and residues, Bigraded complex forms and the Dolbeault operators).

[F7]

A compactly supported top form nonnegative on the positive orientation ray has nonnegative integral, and its integral is strictly positive when the form is nonzero (Positivity of the oriented integral).

[F9]

A full-rank lattice in Rn is the integer span of a real basis; Cg is R2g as a real vector space (Full-rank lattices, covolume, and the dual lattice, C is the real coordinate plane, with coordinate arithmetic).

[F10]

Full AC supplies the symplectic basis and is assumed by the holomorphic-dimension and wedge-period interfaces. No additional arbitrary selection is needed in the finite-dimensional matrix, positivity, or lattice calculations (The Axiom of Choice and the cited suppliers).

Proof

Proof technique: the wedge-period formula, positive local area density, and finite-dimensional linear algebra.

1.1F1F2F3F10given

If g=0, [F1] gives H1(X;Z)=0, [F2] gives Ω(X)=0, and [F3] gives the zero period pairing; the normalized basis, symmetry, and strict-positivity statements are empty, while e is the unique map 0→0 and the rank-zero lattice convention in the Statement gives the point quotient. Thus all claims hold in this case, with positive definiteness vacuous on the zero vector space. For the rest of the proof assume g≥1.

2.1F3F4F5F6F7step 1.1

Define A(ω)=(P(ai,ω))i=1g. It is complex-linear by [F3]. If A(ω)=0, then [F4] gives Πω(ai)=Πωˉ(ai)=0 for every i, so every summand of S(ω,ωˉ) vanishes. By [F5], ∫Xω∧ωˉ=0. But [F6] makes iω∧ωˉ a nonnegative top form, and if ω≠0 it is nonzero at a point; since X is compact it is compactly supported, so [F7] gives i∫Xω∧ωˉ>0, a contradiction. Thus A is injective.

3.1F2F8F10step 2.1construct

By [F2], both domain and codomain of A have dimension g. Choose a basis η1,…,ηg of Ω(X); the matrix Mij=P(ai,ηj) represents A and has zero kernel by step 2.1, so [F8] makes it invertible and A an isomorphism. Define ωj=A−1(ej), where ej is the jth standard basis vector of Cg. Then P(ai,ωj)=δij, and the isomorphism makes this normalized basis unique.

4.1F3F5F6step 3.1algebra

For holomorphic ω,η, [F6] gives ω∧η=0, hence S(ω,η)=0 by [F5]. Write ω=∑jcjωj and η=∑jdjωj. Their a-period vectors are c,d and their b-period vectors are Πc,Πd, so [F3] gives S(ω,η)=cT(Π−ΠT)d. This proves S vanishes for all such pairs exactly when Π=ΠT: one direction follows from the displayed identity, and the reverse follows by setting c=ej,d=ek.

5.1F4F5F6F7step 3.1step 4.1algebra

Put Y=Im⁡Π, which is real symmetric by step 4.1. For ω=∑jcjωj with c=x+iy and real x,y, [F4] and the definition of Π give S(ω,ωˉ)=cTΠˉcˉ−(Πc)Tcˉ=cT(Πˉ−Π)cˉ=−2i cTYcˉ, where symmetry of Π is used in the second equality. Since Y is real symmetric, cTYcˉ=xTYx+yTYy, and therefore iS(ω,ωˉ)=2(xTYx+yTYy). By [F5]–[F7], the left side is strictly positive whenever ω≠0. As ω↦c is an isomorphism, this identity proves both directions of the equivalence: Y is positive definite exactly when iS(ω,ωˉ)>0 for every nonzero ω.

6.1F1F3F9step 1.1step 4.1step 5.1algebra∎

Write γ=∑i(miai+nibi) with m,n∈Zg, and identify a functional ξ∈Ω(X)∗ with (ξ(ω1),…,ξ(ωg))∈Cg. Its period vector is (P(γ,ωj))j=1g=m+ΠTn=m+Πn, by [F3] and symmetry. If e(γ)=0, taking imaginary parts gives Yn=0, hence n=0 and then m=0 by positivity of Y from step 5.1; so e is injective. For real x,y∈Rg, a relation among the period vectors of the basis cycles has coordinates x+ΠTy=0; its imaginary part Yy=0 gives y=0 and then x=0. Thus those 2g vectors are real-linearly independent in Cg≅R2g, form a real basis, and by [F9] generate a full lattice. The displayed coordinate formula gives Λ=Zg+ΠZg. The real-linear map (x,y)↦x+Πy identifies R2g/Z2g with Cg/Λ; the image of the compact cube [0,1]2g covers this quotient, so it is compact.

Source notes

McMullen's Theorems 15.18–15.19 use the opposite row/column convention for the period matrix, with τij=P(bj,ωi); their symmetry proof identifies it with Π as defined here. The square-torus check is X=C/(Z+iZ), a horizontal, b vertical, and ω=dz: P(a,dz)=1, the normalized period matrix is (i), and Im⁡(i)=1>0.

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