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Small augmented holonomy deformations have smooth geometric fillings

Statement

Assume the Axiom of Choice. Let M=Γ\H3 be a connected oriented complete finite-volume hyperbolic three-manifold with a compact smooth core and k≥1 disjoint standard torus cusp ends. Choose positively oriented peripheral bases (μi,λi). Let ρu, for u near 0 in Ck, be the augmented holonomy family supplied by the augmented holonomy-coordinate theorem, based at the complete holonomy ρ0. Thus the logarithms satisfy vi(u)=τi(u)ui with Im⁡τi(u)>0.

After shrinking this neighborhood, there are smooth hyperbolic metrics gu on M, possibly incomplete, with holonomy ρu. They depend smoothly on the real and imaginary parts of u on every compact subset, and g0 is the given complete metric. Each end with ui=0 is a complete finite-volume translation cusp. Each end with ui≠0 has an explicit developing map onto the punctured tube about its peripheral axis, with the angular and axial periods specified by ui,vi.

Suppose J⊆{1,…,k} and, for every i∈J, a primitive integral pair (pi,qi) satisfies piui+qivi(u)=2πi, while ui=0 for i∉J. Then gu extends across all ends in J to a smooth complete finite-volume hyperbolic metric on the ordinary Dehn filling whose meridians are piμi+qiλi. For arbitrary supplied orientation-reversing boundary homeomorphisms realizing these same slopes, the resulting topological filling is orientation-preservingly and core-preservingly homeomorphic to this realization, by a homeomorphism equal to the identity on the truncated original manifold. Transporting the realization's smooth structure and metric through this homeomorphism gives the asserted smooth hyperbolic metric on that supplied filling. No assertion is made about a separately prescribed smooth structure for an arbitrary topological gluing. The added cores are ordinary smooth geodesics, with no cone or orbifold singularity. Their lengths are ℓi=∣ui∣2Im⁡τi(u)2π>0. Along such filling parameters tending to zero, the metrics converge smoothly to g0 on every compact subset of M, the core lengths tend to zero, and the filled volumes tend to Vol⁡(M,g0). No ideal triangulation is assumed. This theorem realizes given small holonomy solutions; it does not assert their existence for specified slopes.

Facts & Assumptions

Given: Full AC, the complete quotient, the compact core and standard cusp models, the peripheral bases, and the augmented representation family in the Statement.

[A1]

AC supplies Countable Choice for smooth partitions of unity and for the holonomy supplier. The supplier also uses AC in its Hilbert-space and recursive formal-extension arguments. The Axiom of Choice, AC implies DC implies countable choice

[F1]

The proof of Augmented holonomy coordinates at a complete finite-volume hyperbolic structure, steps 8.1–10.1, constructs a holomorphic slice of representations, the holomorphic representatives ρu, and their peripheral eigenlines. Its step 10.1 sends each selected line to ∞ by a holomorphic frame, giving Z↦euiZ+ai(u) and Z↦eviZ+bi(u), with ai(0)≠0, vi=τiui and Im⁡τi>0. Shrink so ai≠0. To recover the translation ratio also when ui=0, put E(z)=(ez−1)/z, E(0)=1. Commutation gives aiviE(vi)=biuiE(ui), hence aiτiE(vi)=biE(ui) off ui=0. Both sides are holomorphic in the coordinates u, so continuity extends the identity across that coordinate hyperplane. There vi=0 and E(ui)=E(vi)=1, giving bi/ai=τi.

[F2]

A smooth open manifold has smooth partitions subordinate to an open cover under Countable Choice. A smooth map with invertible differential is a local diffeomorphism. Smooth partitions of unity exist on manifolds, The smooth inverse function theorem on manifolds

[F3]

The curvature-−1 model is the upper half-space (Z,Y)∈C×(0,∞), with its orientation-preserving projective matrix isometries. Its metric and volume formula are computed directly in step 1.1. Complete curvature minus one three-manifolds are Kleinian quotients

[F4]

Ordinary filling attaches a solid torus by an orientation-reversing boundary homeomorphism sending its meridian to the specified slope. Here equality of slopes means equality of unoriented ambient-isotopy classes of embedded curves on the torus, the standard ordinary-slope convention. A boundary homeomorphism between product solid tori extends core-preservingly, with the same orientation sign, if an ambient isotopy of the target boundary moves the image meridian to its target meridian. Slopes and generalized fillings on torus cusps, A meridian-preserving torus homeomorphism extends over a solid torus

Proof

1.1F3givenconstructalgebra

We first give an isometry-equivariant way of blending maps into H3. Use the Lorentz form ⟨X,X⟩=X12+X22+X32−X42 and embed upper half-space by Φ(Z,Y)=(Re⁡Z/Y,Im⁡Z/Y,(∣Z∣2+Y2−1)/(2Y),(∣Z∣2+Y2+1)/(2Y)). Direct substitution gives ⟨Φ,Φ⟩=−1, positive last coordinate, and differentiation gives the upper half-space metric (∣dZ∣2+dY2)/Y2. Its coordinate matrix in (Re⁡Z,Im⁡Z,Y) is Y−2I3, so its volume coefficient is the positive square root of Y−6, namely Y−3. The action of G=PSL2(C) is linear on these Lorentz coordinates. Indeed the equivalent Hermitian-matrix coordinate is Y−1(∣Z∣2+Y2ZZ‾1); it is positive definite with determinant one, and X↦AXA∗, for A∈SL2(C), is linear on the four real Hermitian coordinates, preserves determinant and positivity, and is unchanged by replacing A by −A. For positive weights summing to one, a weighted sum S of future unit timelike vectors is future timelike: writing each vector as (x,t) gives t>∣x∣, and the triangle inequality gives this strict inequality for the sum. Thus B(S)=S/−⟨S,S⟩ is well defined and smooth. It commutes with every G action. If every input equals X, its value is X. This is a normalized Lorentz sum, rather than an undefined linear average inside a manifold.

1.2F1givenconstructalgebra

Fix an end and omit its index temporarily. Choose the frames in [F1] so that at zero its original developing map is (x,y,t)↦(a(0)(x+τ(0)y),et) on R2×[0,∞). The deck generators add one to x and y. Such a normalization is obtained by a fixed translation and dilation of a lift of the original horoball; it only fixes the origin and the level called t=0. Write ζ=x+τ(u)y, L=uζ, w=(1−eu)/a(u) and B=(1+∣w∣2)/(1+e2t∣w∣2), choosing the positive square root. Put E(z)=(ez−1)/z with E(0)=1. Define an end map Ψu=(Zu,Yu) by Yu=et∣eL∣B and Zu=a(u)ζE(L)/E(u)+eL(e2t−1)w‾/((1+e2t∣w∣2)(1+B)). All these formulas are smooth in (x,y,t,Re⁡u,Im⁡u), and in the other deformation coordinates: a,τ are holomorphic, a and E(u) are nonzero after shrinking, and every real denominator is positive. At u=0 they give precisely (a(u)(x+τ(u)y),et), including when other deformation coordinates are nonzero. At the complete parameter they give the original developing map. Consequently their convergence, with every derivative, is uniform on each fixed compact coordinate collar.

2.1A1F2step 1.1givenconstructalgebra

Choose product coordinates Ti2×[0,∞) on the ends, and include their collars through t=2 in a compact set K. The given complete developing map identifies the universal cover of M with H3, with deck action ρ0. Cover K by finitely many simply connected evenly covered coordinate sets Uj and choose one lift U~j for each. On an open neighborhood V of K covered by these sets, use [F2] to choose a subordinate smooth partition ϕj. Pull each function to each component ρ0(γ)U~j and extend it by zero; denote this lifted function by ϕγj. Its support stays inside that component. These functions are locally finite and sum to one on the inverse image of V. Put Dγj(x,u)=ρu(γ)ρ0(γ)−1x and let Ducore(x) be the Lorentz blend of the points Dγj(x,u) with weights ϕγj(x). The sums are locally finite and smooth. The deck identities for the weights and Dδγ,j(ρ0(δ)x,u)=ρu(δ)Dγj(x,u) show exact ρu equivariance. At zero every input is x, so D0core(x)=x.

2.2F1step 1.2algebraconstruct

When u≠0, put c=1/w=a/(1−eu) and C=∣c∣. The identity (1−B)/w=(e2t−1)w‾/((1+e2t∣w∣2)(1+B)) rewrites the preceding formula as Zu=c(1−BeL), Yu=et∣eL∣B. On adding one to x, these become Z↦euZ+a, Y↦eRe⁡uY. Commutativity gives a(ev−1)=b(eu−1), so c(1−ev)=b; adding one to y gives the other peripheral isometry. When u=0, the translation formula in step 1.2 gives the same equivariance because v=0 and b=aτ. Compose Ψu with the inverse of the frame from [F1]; this gives a map Duend on a chosen lifted end, equivariant under its peripheral subgroup. Extend to all its deck translates by Duend(ρ0(γ)x)=ρu(γ)Duend(x). This is well defined because two descriptions differ by a peripheral deck transformation.

3.1F2step 2.1algebra

On the compact quotient K, the last construction converges to the identity in every derivative as u→0, in fixed local lift charts. To see uniformity without an assertion about infinitely many deck transformations, cover K by finitely many smaller relatively compact chart pieces and lift each piece once. Only finitely many of the locally finite functions ϕγj meet those compact lifts. Only these finitely many matrices ρu(γ)ρ0(γ)−1 enter the derivative estimates there, and each converges smoothly to the identity. Invertibility of a matrix is open; compactness and [F2] therefore give one neighborhood of zero on which Ducore is a local diffeomorphism at all points over K. Its pullback metric descends by equivariance, is hyperbolic, and converges smoothly to the original metric on K.

3.2F2F3step 1.2step 2.2constructalgebra

The end map is a local diffeomorphism on its entire domain. For u=0 this follows directly from the translation formula and Im⁡τ>0. For u≠0 introduce Fermi coordinates about the vertical geodesic with endpoints c,∞: Z=c+estanh⁡r eiθ, Y=es/cosh⁡r. Direct differentiation using [F3] gives dr2+sinh⁡2r dθ2+cosh⁡2r ds2. The map in step 2.2 is precisely r(t)=arsinh⁡(Ce−t), s=log⁡C2+1+Re⁡L, θ=arg⁡(−c)+Im⁡L. The choice of the constant argument is immaterial modulo 2π. The real linear map (x,y)↦(Re⁡L,Im⁡L) has determinant Im⁡(u‾v)=∣u∣2Im⁡τ>0, and r′(t)≠0. Thus the differential is invertible everywhere for finite t. For t≥T its image is the whole punctured tube 0<r≤R(T), where R(T)=arsinh⁡(Ce−T), and (s,θ) before angular reduction range over all R2. No discreteness of the full peripheral image is required for this local assertion.

4.1F2step 1.1step 3.1step 1.2step 2.2step 3.2constructalgebra

We now join the core and the end maps. Take a fixed smooth function β(t) equal to zero near t=0 and one for t≥1. On the end collar 0≤t≤1, Lorentz blend Ducore and Duend with weights 1−β and β; use the core map below this collar and the end map above it. Both maps have the same ρu equivariance, so the blend does too. The lifted end components are disjoint; their deck translates give the construction on all of the universal cover. At the complete parameter both inputs are the identity, and steps 3.1 and 1.2 show smooth convergence on the compact transition collars. Therefore, after one common shrinking for the finitely many ends, the blended differential is invertible throughout these collars. Above them step 3.2 applies; below them step 3.1 applies. We have constructed a global smooth equivariant local diffeomorphism Du:M~→H3. Its pullback of the hyperbolic metric is invariant under the original deck group and hence defines gu on M, with holonomy ρu. Local inverses from [F2] give its hyperbolic charts. The construction is smooth in parameters on compact subsets and gives g0 exactly.

5.1F3step 1.2step 4.1algebra

If ui=0, the metric above the collar is the translation-cusp metric dt2+e−2t∣ai(u)∣2∣dx+τi(u)dy∣2. It has volume ∣ai(u)∣2Im⁡τi(u)e−2T/2 for t≥T≥1, by integration on [0,1]2×[T,∞). Its end is complete: the length of any path dominates the total change in t, so reaching arbitrarily large t requires unbounded length. This proves all assertions about unfilled ends, independently of what happens at the other cusps.

5.2step 3.2step 4.1givenconstructalgebra

Fix a filled cusp, so u≠0 by its full-turn equation. Let m=(p,q) be its primitive filling vector and choose integers p′,q′ with pq′−qp′=1, using the integer Euclidean algorithm. Put d=(p′,q′) and W=p′u+q′v=A+iB0. Under the Fermi linear map in step 3.2, m maps to (0,2π) and d to (A,B0). The determinant identity gives −2πA=∣u∣2Im⁡τ>0. In particular A≠0 and ∣A∣=∣u∣2Im⁡τ/(2π). The vectors m,d are an integral basis, so the image of the deck lattice is exactly the lattice generated by (0,2π) and (A,B0). It follows that the end t≥T≥1 with its actual metric is isometric to the punctured radius-R(T) hyperbolic tube modulo the screw motion (r,θ,s)↦(r,θ+B0,s+A). This is a bijective local isometry: the real linear map is invertible, t↦r is one-to-one onto (0,R(T)], and its only identifications after reducing θ modulo 2π and then by the screw are precisely the original integral deck lattice. This checks the global quotient, beyond the local developing map.

6.1F2F3F4step 5.2constructalgebra

Add the axis r=0 to this tube before taking its screw quotient. Its smooth structure and metric are ordinary hyperbolic ones. Explicitly, with X=rcos⁡θ, Y′=rsin⁡θ, the upper-half-space formula becomes Z=c+es(tanh⁡r/r)(X+iY′) and Y=es/cosh⁡r. The even smooth functions tanh⁡r/r and 1/cosh⁡r extend at r=0 with value one. The map has invertible differential there and gives standard hyperbolic coordinates across the axis. The screw extends smoothly, freely and properly: it translates s by the nonzero number A, so no nonidentity power fixes a point and only finitely many powers move one compact set to meet another. Its closed radius-R(T) quotient is compact, as a closed disk times an s interval of length ∣A∣ with its ends identified by a rotation. More explicitly (r,θ,s)↦(rei(θ−B0s/A),e2πis/A) identifies the quotient smoothly with a product solid torus, including at r=0. The angular vector m, which changes θ by exactly 2π while fixing s, is its meridian. Thus the boundary identification furnished in step 5.2 attaches an ordinary solid torus with meridian pμ+qλ, exactly as in [F4]. Its metric agrees on a whole punctured collar with gu, so the attachment is smooth. The core is a geodesic of length ∣A∣=ℓi; no nonidentity screw power fixes a point on that core because the same screw has nonzero axial translation.

7.1F3F4step 4.1step 5.1step 5.2step 6.1constructalgebra

These constructions are simultaneous and give the required topology. Choose the same level T≥1 in the finitely many disjoint end products. Retain the compact truncated core, and attach the solid tori of step 6.1 on the filled boundary components, using the explicit boundary diffeomorphisms of step 5.2. Retain the translation ends on the unfilled components. This produces the ordinary partial filling with the indicated meridians, with its orientation extended from the core. The boundary maps reverse the induced boundary orientations because they identify the two sides of the same product collar; the constructed metric agrees there and fixes the oriented structure. Equivalently the removed open punctured solid torus in each completed tube has exactly the original T2×[T,∞) marking. Thus no separate identification of slopes, covering degree or core topology is being inferred merely from trivial peripheral holonomy. For precision concerning arbitrary supplied attaching maps, write fi:∂Vi→Ti for our explicit attachment and hi:∂Wi→Ti for a supplied orientation-reversing boundary homeomorphism with the same meridian slope. By the ambient-isotopy convention in [F4], choose an ambient isotopy Ji,t of Ti, starting at the identity, carrying hi(∂D2×{1}) onto fi(∂D2×{1}). For ei=fi−1hi, the conjugate isotopy fi−1Ji,tfi therefore satisfies exactly the meridian hypothesis of [F4]. Extend ei to a core-preserving homeomorphism e‾i:Wi→Vi. It is orientation preserving because both fi,hi reverse boundary orientation. The identity on the truncated manifold and these extensions glue to an orientation-preserving, core-preserving homeomorphism P from the supplied filling to our constructed filling: on the attaching boundary, fie‾i=hi. On the supplied topological filling declare charts to be (P−1U,φ∘P) for every chart (U,φ) of the constructed smooth filling. These charts have the same smooth transition functions as the constructed atlas; in this transported smooth structure P is a diffeomorphism, and the metric defined by those same chart coefficients is P∗gu. It makes P an isometry. Because P is the identity on the truncated original manifold, its original smooth structure and metric there are retained. Completeness, orientation, volume and core lengths are preserved by this isometry. This is transport of a smooth structure, not a claim that a given arbitrary boundary homeomorphism is smooth for some independently specified atlas. Smooth convergence on compact subsets of the marked original M follows from step 4.1, since the explicit realized metrics agree with gu there.

8.1F3step 5.1step 6.1step 7.1algebra

The extended metric is complete and has finite volume. The union of the truncated core and the finitely many closed filled tubes is compact. The other ends are the explicit complete translation cusps of step 5.1. For metric completeness, define f=0 on that compact part and f=t−T on each retained cusp. It is continuous and 1-Lipschitz for the path metric: on cusp segments ∣df∣=1, on the compact part it is zero, and splitting paths at the common boundary gives the global inequality. A Cauchy sequence has bounded f and therefore stays in a compact union of that part and finitely many truncated cusps. A smooth Riemannian metric induces the manifold topology locally, since on a small relatively compact coordinate ball its positive-definite coefficients bound Euclidean lengths above and below; hence that compact union is metric compact. The sequence has a convergent subsequence, and being Cauchy converges. This proves completeness directly. The compact part has finite volume, each retained cusp has the finite volume in step 5.1, and each filled tube has finite volume: its Fermi density is sinh⁡rcosh⁡r dr dθ ds, so its volume is π∣A∣sinh⁡2R(T). Curvature is −1 everywhere because the extension charts of step 6.1 are actual hyperbolic charts.

9.1F2F3step 4.1step 5.1step 5.2step 8.1algebra∎

Finally the same formulas give convergence of volume, including for varying simultaneous slope tuples. On a filled end sinh⁡2R(T)=∣c∣2e−2T and ∣A∣=∣u∣2Im⁡τ/(2π), so its completed tail volume is exactly ∣a(u)∣2Im⁡τ(u)e−2T/(2∣E(u)∣2), since ∣1−eu∣2=∣u∣2∣E(u)∣2. On an unfilled end this formula has the same value by step 5.1 and E(0)=1. Thus, for any fixed T≥1, each tail volume tends to its original complete-cusp volume as the full parameter tends to zero. On the compact part t≤T, step 4.1 gives smooth metric convergence, hence convergence of volume densities and their integrals; finitely many coordinate charts and a partition of unity reduce this to uniform convergence of smooth positive determinants on compact sets. Adding the finitely many tail volumes proves convergence of total volume. The displayed core-length formula in step 5.2 tends to zero as well, because τ stays bounded. All assertions of the Statement follow.

Source reading and scope

The full 23-page Petronio–Porti paper was read, and its complete Proposition 2.7 proof, printed pp. 14–16, was reread for this construction. Thurston's complete Section 5.8, printed pp. 102–105, was read. The normalized Lorentz blending and the parameter-smooth explicit cusp formula are proved here; no deformation-of-structures theorem is imported from the references. The proof uses neither a positive triangulation nor a signed or flat triangulation realization theorem.

The compact core, original standard cusp decomposition, and the analytic augmented holonomy theorem are explicit prerequisites. The existence of small solutions to the simultaneous peripheral equations is a separate analytic supplier. This theorem supplies the full geometric realization and completion for every such solution, including partially filled manifolds.

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