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The classical signature bounds unknotting number
Statement
Assume full AC. For every smooth oriented knot , the classical signature of the positive-push Seifert form is independent of the chosen connected spanning surface and integral basis, and it satisfies Zero eigenvalues are omitted when computing the signature of a Hermitian matrix.
Statement references
Facts & Assumptions
Given: Full AC and a smooth oriented knot .
Full AC implies the countable-choice hypothesis of the unknotting-number definition. The Axiom of Choice, AC implies DC implies countable choice
The unknotting set is nonempty and is its least element, measured by finite sequences of crossing changes in regular diagrams. Bridge number and unknotting number of an oriented knot
A single crossing change admits corresponding Seifert matrices with difference zero or . One crossing change changes a Seifert matrix by rank at most one
Two Hermitian matrices differing by rank at most one have signatures differing by at most two, with zero eigenvalues omitted. A rank-one Hermitian perturbation changes signature by at most two
The positive-push matrix gives ; surface and basis changes preserve its signature. At a nonroot this is the declared invariant . Levine–Tristram Hermitian form and signature, Seifert stabilization preserves the Levine–Tristram signature, The singular parameters of the Levine–Tristram form
The skew part is the unimodular intersection pairing of a knot Seifert surface. The skew part of a Seifert matrix is the surface intersection form
Proof
At the form is nonsingular for every knot. Indeed , so its determinant is odd by [F5] and in particular is not zero. Thus is nonsingular. By [F4], is not an Alexander root and the actual matrix signature is precisely ; its surface and basis independence also follows from [F4]. This removes any need to use a root-average convention at .
For two successive knots in a crossing-change sequence, use the two corresponding bases from [F2]. If their Seifert matrix difference is , their difference is , of rank at most one; if the difference is zero, the same bound holds. By [F3], the absolute signature change is at most two. Step 1.1 identifies the signatures of these particular matrices with the knot invariants, regardless of which diagram surfaces occur at other stages.
By [F1], take a sequence of length ending at the standard unknot. Its disk Seifert surface has an empty matrix and signature zero. Apply the estimate of step 2.1 to each consecutive pair and add the finitely many inequalities. The triangle inequality yields , including a length-zero sequence. Together with step 1.1 this proves both claims.
Depends on
- Bridge number and unknotting number of an oriented knot
- A rank-one Hermitian perturbation changes signature by at most two
- One crossing change changes a Seifert matrix by rank at most one
- Levine–Tristram Hermitian form and signature
- The singular parameters of the Levine–Tristram form
- Seifert stabilization preserves the Levine–Tristram signature
- The Axiom of Choice
- AC implies DC implies countable choice
- The skew part of a Seifert matrix is the surface intersection form
Used by
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Sources
- Ozsváth, Stipsicz, and Szabó, Grid Homology for Knots and Links (standard reference, not scraped)
- Anthony Conway, The Levine–Tristram signature: a survey (standard reference, not scraped)