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Stationarity alone does not give quantum thermal equilibrium

Statement refuted

For every β>0, every stationary state of an infinite quantum spin system is a β-KMS state for its dynamics. Stationary means ω∘αt=ω for every real t; KMS means the bounded-strip condition of Physical-time KMS strip equilibrium condition.

Facts & Assumptions

Given: ACω, Γ=Zd with d≥1, q≥2, the finite-excitation representation, and β>0.

[A1]

Countable Choice is the exact assumption used by the local norm completion and vacuum representation (The Axiom of Countable Choice (ACω), Finite-excitation vacuum spin representation and normality).

[F1]

Finite-excitation vacuum spin representation and normality: Ω=es0 is the all-zero configuration vector, and local matrices act on the indicated finite tensor factors in π.

[F2]

Local spin matrix algebras and their factor inclusions: each site algebra contains matrix units Exab and projections Exaa.

[F3]

Physical-time KMS strip equilibrium condition: a β-KMS state has a bounded function on the closed physical-time strip with lower edge ω(Aαt(B)) and upper edge ω(αt(B)A).

[F4]

Bounded KMS strip norm and zero-edge uniqueness: two bounded continuous functions holomorphic inside the strip and equal on the lower edge agree throughout the strip.

[F5]

Unique onsite product Gibbs KMS state: its onsite-only interaction sets Φ({x})=hx and Φ(Z)=0 for every other finite nonempty Z; when h=0, the thermodynamic dynamics is the identity and the unique β-KMS state has one-site density q−1I, so it is not the pure all-zero product state.

Counterexample

Take the onsite model of Unique onsite product Gibbs KMS state with h=0 and no other interaction terms: Φ(Z)=0 for every finite nonempty Z⊆Γ. Thus each finite-volume Hamiltonian vanishes and its thermodynamic dynamics is αt=id on A. Define the vector state ω0(A):=⟨π(A)Ω,Ω⟩. On each finite region its density is the pure product ∣0⊗Λ⟩⟨0⊗Λ∣.

1.1A1F1F5construct

By the specified interaction, HΛ=0 for every finite Λ, so each finite-volume dynamics is the identity and its thermodynamic limit is αt=id. Hence ω0(αt(A))=ω0(A) for every A and t, so ω0 is stationary. The vector formula is a normalized positive state because π is a unital ∗-representation and ∥Ω∥=1.

2.1F1F2step 1.1algebra

At any site x, set A=Ex01 and B=Ex10. Then AB=Ex00 and BA=Ex11, so ω0(AB)=1 and ω0(BA)=0. Therefore ω0 is not tracial.

3.1F3F4step 2.1

If ω0 were β-KMS, its correlation function for this pair would have the constant lower boundary F(t)=1. The constant function G(z)=1 is bounded, continuous and holomorphic on the strip with the same lower edge; [F4] forces F=G throughout, so its upper edge at t=0 would also be 1. But the KMS upper edge equals ω0(BA)=0, a contradiction. Hence this stationary state is not β-KMS for any β>0.

4.1F5step 2.1∎

By [F5], the unique β-KMS state of this zero-Hamiltonian model is the tracial product state with one-site density q−1I, which differs from ω0. The counterexample distinguishes stationarity from thermal equilibrium without asserting that every stationary state fails KMS.

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