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Solution-preserving consistent truncation

Physical scope

Classical field equations from a specified higher-dimensional action and ansatz, including equations in every omitted field direction. Gauge quotients and nonlinear uplift maps must be stated separately.

Definition

Let MD and Md be specified spacetime manifolds, and let CD and Cd be specified C1 Banach manifolds of admissible Ck full and retained field configurations on them, with k large enough for the chosen action and equations. Fields are sections of declared bundles. Boundary data and either a gauge fixing or a smooth gauge quotient are part of each configuration space. Let SD:CD→R be the specified C1 full action and I:Cd→CD the specified C1 uplift ansatz. The reduced action is the restricted variational principle Sd:=SD∘I, with internal integration already performed when appropriate; it is not an independently chosen action. Fix the action normalization and boundary terms before this equality. Removing a field-independent nonzero overall factor or a term with identically vanishing admissible first variation gives the same stationary configurations, but that change must be declared. Define the variational equation maps by ED(Ψ):=DSD∣Ψ∈TΨ∗CD,Ed(ϕ):=DSd∣ϕ∈Tϕ∗Cd. Their variational solution sets are SolD:={Ψ∈CD:ED(Ψ)=0} and Sold:={ϕ∈Cd:Ed(ϕ)=0}. For a local action with vanishing boundary variation and a nondegenerate test-field pairing, these conditions are equivalently the corresponding Euler–Lagrange equations in the weak sense; no particular differential expression is assumed here.

The uplift ansatz I is a consistent truncation for the specified actions and boundary/gauge data precisely when I(Sold)⊆SolD. Thus every retained solution must satisfy every full variational equation, including equations in field directions omitted by the ansatz. The map I need not be linear and may encode omitted fields as functions of retained fields. If gauge-equivalence classes are used, I must be well-defined on those classes and the equation maps must descend to the chosen quotient.

For tensor fields on an internal manifold Y, a symmetry-restricted or first-type reduction means choosing a smooth group action on Y, with pointwise independent fundamental vector fields Ka satisfying the Killing equations LKag^Y=0, and restricting tensor fields to the invariant sector LKaΨ=0. If the orbit space is used as a smooth quotient, the action is also required to be free and proper. The precise bosonic first-type result cited from Pons–Talavera §§2.1–2.4 uses local product coordinates (xμ,yα), linearly independent internal Killing fields Ka=Kaα(y)∂α with constant Lie brackets, and an x-independent invariant frame Ya dual to one-forms ωa with dωa=12Cabcωb∧ωc. In that frame every retained bosonic tensor component Φ depends only on x, all such components are retained, and the local density has the form L=∣ω∣L~, where ∣ω∣=∣det⁡(ωaα)∣ is nonzero and fixed under field variations. The density L~ depends on the components and their external and frame derivatives, with no explicit internal-coordinate dependence after imposing YaΦ=0; the displayed source derivation treats derivatives through order two. Define LR:=L~∣YaΦ=YaYbΦ=0, rather than choosing a new reduced density. Boundary conditions remove all integration-by-parts terms. If the internal integral is used for an action, its finite nonzero field-independent factor ∫∣ω∣ dny is retained in Sd (or explicitly absorbed into the normalization). Under these hypotheses and unimodularity Ccac=0 for every a, the source's equation (2.24) identifies the restricted full Euler–Lagrange derivatives with ∣ω∣ times those of LR, and §2.4 gives solution uplift. This is the cited local first-type case, not a claim that arbitrary symmetry restrictions or independent Killing fields alone guarantee consistency; fermionic reductions require their separately specified invariant vielbein and spinor conditions. A constraint-driven or second-type restriction is instead specified by a constraint map C:CD→Z into a declared space Z and the constrained configurations {Ψ:C(Ψ)=0}, without adding Lagrange-multiplier terms to the original action. Such a restriction is consistent only if it satisfies the same solution-inclusion criterion above.

At a background Ψˉ where SD is C2, a quadratic-mode comparison is the decomposition of the Hessian D2SD∣Ψˉ, or its associated linearized operator, into declared retained and omitted directions. It tests the linearized spectrum only. Solving the omitted equations for a branch and substituting it into the action is a separate operation; a generic harmonic zero-mode ansatz or quadratic diagonalization alone does not establish consistent truncation. This item asserts no exact supergravity reduction.

Facts & Assumptions

Given: A higher-dimensional action and field space, its full equations, an uplift ansatz I with boundary conditions, and its restricted lower-dimensional action Sd=SD∘I and equations.

[F1]

Kaluza–Klein product and warped reduction data: the metric and mode choice are explicit ansatz data; a finite harmonic-mode ansatz is only a candidate restriction.

[F2]

Restricted variation and the full field equations: DSd∣ϕ=(DIϕ)∗(DSD∣I(ϕ)) for a restricted action, and vanishing on retained and omitted summands is equivalent to vanishing on the full tangent space.

[A1]

The variational equation maps include every field component and every admissible tangent variation. If a local Euler–Lagrange expression is used, its pairing with all compactly supported test variations is nondegenerate and all boundary terms vanish under the declared boundary conditions.

Proof

1.1givenA1algebra

By definition, a consistent truncation has the solution-uplift property for every lower-dimensional variational solution; this condition tests the full covector ED(I(ϕ)) on every admissible full variation, not only those tangent to the image of I.

1.2givenF2A1algebra

The chain-rule theorem [F2] shows that reduced stationarity tests precisely the retained restriction of the full first variation. The full first variation vanishes exactly when its omitted restriction vanishes too, so the variational criterion tests all equations when every omitted direction is included.

2.1givenF1F2step 1.1algebra∎

A restriction of internal dependence and a separate constraint define different admissible configuration spaces; neither changes the criterion that every reduced solution must solve every full equation. A quadratic Hessian comparison only checks the linearized operator, and solving for omitted fields defines a different, generally nonlinear ansatz; neither operation by itself proves the solution-inclusion property.

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