How statement and proof provenance work
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The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster
The perturbed-family model of a declared system of the framework: a self-adjoint unperturbed energy observable H0, a bounded self-adjoint perturbation V with norm v, the real coupling lambda and the family H(lambda) = H0 + lambda V declared as the model's energy observable at coupling lambda, together with a fixed isolated eigenvalue E of H0 of finite multiplicity with gap g, its spectral projection, the first-order operator P0VP0 on the eigenspace, and the followed perturbed spectral cluster supplied by the contour construction. The definition asserts no time-dependent perturbation, no ramping protocol, no occupation of any branch by a preparation, no measurement and no laboratory identification; all statements are about the declared operator family.
Definition
(a) Framework data. Adopt P1, P2 and P4 (State and composition postulate P1: Hilbert spaces, preparations and composite systems, Observable and probability postulate P2: self-adjoint observables, spectral probability and finite unsharp outcomes, Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution) for a declared system, with the state, sharp-observable and evolution readings of Assigned sharp observables and the outcome law of the framework and Assigned energy observable, unitary flow and the two pictures of autonomous evolution; units are those of Dimensions, SI unit conventions and quantity types of the framework. Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (), The Axiom of Choice) as the choice hypotheses of the cited mathematical suppliers.
(b) The perturbed family. As an additional model assumption of the pair, fix a self-adjoint operator on the declared state space, declare to be the unperturbed sharp energy observable, fix a bounded self-adjoint operator (A bounded linear operator between normed spaces) with (The operator norm as the least bound and as the unit-sphere or unit-ball supremum) and fix a real coupling (dimensionless: is read in joules). Declare the perturbed family to be the model's sharp energy observable at coupling . Since is -bounded with -bound (the bound inequality holds with and ), the Kato-Rellich theorem applies and is self-adjoint on for every real (Kato-Rellich theorem, Symmetric, self-adjoint and essentially self-adjoint operators). This self-adjointness is a supplied theorem about the declared operators; the reading of the family as the system's energy is the model assumption.
(c) The gapped label. Fix an isolated eigenvalue of of finite multiplicity with gap and put and (Discrete and essential spectrum of a self-adjoint operator, Projection valued measure, Resolvent and spectrum of an unbounded operator). The definitions used by the pair are those of the cited suppliers:
(i) for real with , the followed spectral cluster is the spectrum of inside , and (counterclockwise) is its rank- orthogonal spectral projection, by Finite-rank gapped spectral cluster under a bounded perturbation. The cluster is a nonempty finite set and is exactly the spectrum of the restriction to . In the simple case only, write for its unique spectral value; this scalar is the followed perturbed label of Contour perturbation projection and is analytic on the valid coupling disk. For no unique scalar label, branch ordering or individual scalar holomorphy is presumed. At the cluster is and its projection is . If , these data are constant for all real couplings, with no radius involving division by .
(ii) the first-order operator is the Hermitian operator on the finite-dimensional eigenspace , whose spectrum is the model's first-order shift data (joules per unit coupling);
(iii) the complementary reduced inverse is a bounded operator with the displayed exact complementary-domain inverse. For every finite multiplicity , including , its existence follows by applying part (c) of Finite-rank gapped spectral cluster under a bounded perturbation at coupling and : since the cluster projection is then , the restriction of to has a bounded two-sided inverse , and . For the same operator is supplied by Simple-level reduced-resolvent coefficients. Its role is to record that the whole complementary spectral subspace, continuum included, contributes to the second-order data.
(d) Scope. Clauses (a)-(c) cover bounded perturbations of a self-adjoint operator and a fixed isolated finite-multiplicity label only. The definition asserts no time-dependent perturbation, no adiabatic ramping of , no statement that a preparation occupies the branch of or of any eigenvalue of , no branch-population or relaxation statement, no measurement and no identification of the model with a laboratory system; the labels are spectral data of the declared family.
Depends on
Finite-rank gapped spectral cluster under a bounded perturbation
State and composition postulate P1: Hilbert spaces, preparations and composite systems
Observable and probability postulate P2: self-adjoint observables, spectral probability and finite unsharp outcomes
Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution
Dimensions, SI unit conventions and quantity types of the framework
Assigned sharp observables and the outcome law of the framework
Assigned energy observable, unitary flow and the two pictures of autonomous evolution
A bounded linear operator between normed spaces
The operator norm as the least bound and as the unit-sphere or unit-ball supremum
Symmetric, self-adjoint and essentially self-adjoint operators
Projection valued measure
Resolvent and spectrum of an unbounded operator
Discrete and essential spectrum of a self-adjoint operator
Kato-Rellich theorem
Contour perturbation projection
Simple-level reduced-resolvent coefficients
The Axiom of Countable Choice ()
The Axiom of Choice
Dependency tree · 2 levels
Sources
- J. Binney and D. Skinner, The Physics of Quantum Mechanics, Section 9.1 printed pages 203-211 (PDF pages 211-219): time-independent perturbation theory, the first- and second-order energy shifts, the quadratic Stark effect and the degenerate-subspace diagonalisation of the perturbation (9.4)-(9.18)
- G. Teschl, Mathematical Methods in Quantum Mechanics, 1st edition 2009, Chapter 6 printed pages 133-159 (PDF pages 145-171): relatively bounded operators, the Kato-Rellich theorem (Theorem 6.4) and norm resolvent convergence for bounded perturbations