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One-mode quartic ground-energy increment bound

Example

Assume a>0, m>0, and λ≥0, all real mathematical parameters. For N=1 take the polynomial Vλ(q)=m22q2+λq4 and the differential expression hλ=−a d2/dq2+Vλ(q) with the form realization of Self-adjoint unbounded polynomial interaction at fixed regulator. Write Eg(λ) for its least eigenvalue. Then 0≤Eg(λ)−Eg(0)≤3aλ2m2. The parameters are mathematical and dimensionless here; no physical mass, unit, measurement, or continuum claim is made.

Facts & Assumptions

Given: a,m>0, λ≥0, and the finite-mode form realization for Vλ.

[A1]

The Axiom of Countable Choice (ACω): the spectral and form suppliers used here are invoked under Countable Choice.

[F1]

Finite-lattice polynomial Hamiltonian data: Vλ(q)≥(m2/2)q2, so C0=0 and the common quadratic coercivity constant is c=m2/2.

[F2]

Anisotropic Hermite oscillator and quadratic form basis: with c=m2/2, the oscillator form domain Qosc is the λ=0 form domain Q0, the completion for the shifted norm a∥u′∥22+∫((m2/2)q2+2)∣u∣2 dq. Its complete orthonormal Hermite basis has energies ϵn=(2n+1)ma/2 and, for every u∈Q0, the exact form expansion q0(u)=a∥u′∥22+m22∥qu∥22=∑n=0∞ϵn∣⟨u,ψn⟩∣2. The normalized ground function ψ0(q)=ϕb(q)=(b/π)1/4e−bq2/2, with b=m/2a, belongs to Q0.

[F3]

Ground eigenvalue as the form variational infimum: the least eigenvalue equals the infimum of the normalized form over its form domain.

[F4]

Coercive polynomial form completion and injection: the form domain is the completion of Cc∞ for the displayed gradient-plus-weight norm and injects into L2.

[F5]

Dominated convergence: if measurable functions fn converge almost everywhere to f and satisfy ∣fn∣≤g almost everywhere for one nonnegative g with finite integral, then ∫fn→∫f. The proof below supplies this pointwise convergence and an integrable majorant for the Gaussian difference quotients.

[F6]

Fourier expansion in a Hilbert space: under Countable Choice, a complete orthonormal family in a Hilbert space gives norm-convergent coefficient expansions and Parseval's identity.

[F7]

For a real function continuous on a closed interval [u,v], u<v, and differentiable on (u,v), the difference quotient equals a derivative at some interior point. The mean value theorem, as the case g(x)=x of Cauchy's: for f continuous on [a,b] with a<b and differentiable on (a,b) there is c∈(a,b) with f(b)−f(a)=f′(c)(b−a)

Verification

technique · direct

Given: a,m>0, λ≥0, and the forms q0,qλ.

1.1A1F1F3F4algebra

Write aλ=qλ+2∥⋅∥22 for the shifted form inner product of the λ completion. On Cc∞, Vλ≥V0 gives aλ(u,u)≥a0(u,u), so a Qλ-Cauchy sequence is Q0-Cauchy and the identity extends continuously to Qλ→Q0 with the same L2 representative. The unshifted forms qλ=aλ−2∥⋅∥22 and q0=a0−2∥⋅∥22 are continuous on their respective form spaces. For any u∈Qλ, approximate it in Qλ by ur∈Cc∞; then qλ(ur)≥q0(ur) for every r, and continuity of both forms gives qλ(u)≥q0(u) in the limit. For normalized u∈Qλ, [F3] then gives qλ(u)≥q0(u)≥Eg(0). Taking the infimum yields Eg(λ)≥Eg(0).

1.2A1F2F4algebra

The Gaussian ϕb from [F2] and its derivative are polynomial times a Gaussian. For cutoffs χR as in the cutoff construction of Anisotropic Hermite oscillator and quadratic form basis, χRϕb∈Cc∞ converges to ϕb in the λ form norm: the derivative error is (1−χR)ϕb′−(χR′)ϕb, whose first term has vanishing Gaussian tail and whose second has norm at most C∥ϕb∥2/R; the weighted error has squared magnitude bounded by (m2q2/2+λq4+2)∣ϕb∣2, an integrable polynomial-Gaussian tail. Thus ϕb∈Qλ.

1.3F2F5F7algebra

Write pb(q):=b/πe−bq2 and Eb[g]:=∫g(q)pb(q) dq. For g∈{1,q2}, the real-valued integrand has derivative in b ∂b(g(q)pb(q))=g(q)(12b−q2)pb(q). Fix b0>0 and choose a compact interval K=[b0−δ,b0+δ]⊂(0,∞); put b∗:=b0−δ. There is a constant CK such that, for both choices of g and every s∈K, ∣∂s(g(q)ps(q))∣≤CK(1+∣q∣4)e−b∗q2, and the right side is integrable on R. For any sequence of nonzero hr→0 with b0+hr∈K, for each fixed q and g∈{1,q2} the function s↦g(q)ps(q) is smooth on (0,∞), hence continuous on the closed interval between b0 and b0+hr and differentiable in its interior. This interval is contained in K and has distinct endpoints. Thus [F7] bounds the difference quotients ∣g(q)pb0+hr(q)−g(q)pb0(q)hr∣≤CK(1+∣q∣4)e−b∗q2; they converge pointwise to ∂b(g(q)pb(q))∣b=b0. Applying [F5] to these quotients gives convergence of their integrals to the integral of that derivative. Since this holds for every such sequence, it proves for each b0>0 that ddbEb[g]∣b=b0=∫R∂b(g(q)pb(q))∣b=b0 dq. Thus [F5] is used only after the local difference-quotient convergence and majorant have been established. Since Eb[1]=1, differentiating gives 0=Eb ⁣[12b−q2],Eb[q2]=12b. Differentiating this identity for Eb[q2] gives −12b2=Eb ⁣[q2(12b−q2)]=14b2−Eb[q4], so Eb[q4]=3/(4b2). Since ϕb′=−bqϕb, it follows that ∥ϕb∥22=1,∥ϕb′∥22=b/2,∫q2∣ϕb∣2=1/(2b),∫q4∣ϕb∣2=3/(4b2).

2.1F2F3F6step 1.3algebra

Put ϵ0:=ma/2. For every u∈Q0, the exact expansion in [F2], together with ϵn≥ϵ0 and Parseval from [F6] for its complete orthonormal basis, gives q0(u)−ϵ0∥u∥22=∑n=0∞(ϵn−ϵ0)∣⟨u,ψn⟩∣2≥0. The normalized ϕb=ψ0∈Q0 has only its ground coefficient nonzero, so [F2] also gives q0(ϕb)=ϵ0. In particular the moment calculation of step 1.3 yields a∥ϕb′∥22+m22∥qϕb∥22=ab2+m24b=ma2=ϵ0, where b=m/2a. Hence the normalized form infimum for q0 is ϵ0, and the variational-bound lemma [F3] identifies this infimum with Eg(0); therefore Eg(0)=ϵ0.

3.1F2F3step 1.1step 1.2step 1.3step 2.1algebra∎

By step 1.2, ϕb is a normalized vector in Qλ. Its quartic form contribution is λ∫q4∣ϕb∣2 dq=3λ4b2=3aλ2m2. The variational bound [F3], now for qλ, gives Eg(λ)≤qλ(ϕb)=Eg(0)+3aλ2m2. Combining this with step 1.1 proves both inequalities, including λ=0.

Depends on

Dependency tree · 2 levels

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