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Stable ADHM quotient charts, properness and torus lifts

Statement

Assume AC. Fix N≥1, k≥0, V=Ck and W=CN with their standard bases. Let X be the stable locus in the complex ADHM equation [B1,B2]+IJ=0, where Bi∈End⁡(V), I:W→V, J:V→W, and stability means that the vectors Bi1⋯BimI(w) span V. At a datum x=(B1,B2,I,J), put C0=C2=End⁡C(V) and C1=End⁡C(V)2⊕Hom⁡C(W,V)⊕Hom⁡C(V,W). Define d0:C0→C1 by d0(ξ)=([ξ,B1],[ξ,B2],ξI,−Jξ) and d1:C1→C2 by d1(B˙1,B˙2,I˙,J˙)=[B˙1,B2]+[B1,B˙2]+I˙J+IJ˙. These are the infinitesimal ADHM deformation maps at x. The action g⋅(B1,B2,I,J)=(gB1g−1,gB2g−1,gI,Jg−1) of GL(V) on X is free and proper. Its orbit quotient with quotient topology is a Hausdorff second-countable complex manifold of complex dimension 2kN, with tangent space ker⁡d1/im⁡d0 for the infinitesimal ADHM deformation maps.

For k>0, a word frame C(x) is a matrix whose columns are k fixed words in B1,B2 applied to fixed standard framing basis vectors. The opens UC={x:det⁡C(x)≠0} cover X; words of length at most k−1 suffice. Each slice SC={x∈UC:C(x)=IV} gives quotient coordinates, with GL(V)×SC→UC a biholomorphism. Slice changes are holomorphic, in fact given by matrix inversion and polynomial operations on their domains. The quotient is also a separated smooth finite-type complex algebraic variety with a finite T-invariant affine atlas of these slices, and the map from X is a geometric quotient in the regular-function sense.

Let T=(S1)2×(S1)N act by (t1,t2,h)⋅(B1,B2,I,J)=(t1B1,t2B2,Ih−1,t1t2hJ), with h acting on the αth standard framing vector by eα−1. This descends to a smooth holomorphic action. At any fixed quotient point represented by x, there is a unique g(t)∈GL(V) with t⋅x=g(t)⋅x. If column ℓ of C(x) uses framing color αℓ and contains aℓ,bℓ letters B1,B2, then

g(t)=C(x)diag⁡(eαℓt1aℓt2bℓ)C(x)−1.

Thus the lift is a smooth character representation, without assuming Zariski density or a GIT linearization theorem. For k=0 the quotient is a point and these matrices and tangent spaces have their empty-dimensional interpretations. No correspondence with a real moment-map quotient, sheaf moduli or ASD connections is asserted.

Facts & Assumptions

Given: AC and the stable complex ADHM data and actions in the Statement. The Axiom of Choice

[F1]

The complex equation, stability and action conventions are precisely the preceding raw matrix definitions, including N=1. The real and complex quotient presentations are distinct definitions until a correspondence is proved. ADHM linear data, stability, costability and FI levels

[F2]

A holomorphic map with a nonsingular derivative block has a holomorphic local graph for its zero locus. The holomorphic implicit function theorem

[F3]

A free proper smooth Lie-group action has a Hausdorff second-countable manifold quotient; its tangent space is the tangent space upstairs modulo the orbit tangent. Properness means compact inverse images under (g,x)↦(gx,x). Free and proper Lie-group actions, Free proper action quotient manifold, Tangent space of a free proper quotient

[F5]

Compatible affine schemes glue along open isomorphisms. A finite-presentation polynomial quotient with an invertible full equation-Jacobian minor is smooth of the corresponding relative dimension. A geometric quotient has orbit fibers, quotient topology and regular functions equal to invariant regular functions upstairs. Gluing affine schemes along compatible open isomorphisms, Relative Jacobian criterion with its presentation hypothesis, Categorical and geometric quotients of classical varieties

Proof

Given: The stable equation locus X and its GL(V) action.

1.1givenF1algebra

Let Vm be the span of words of length at most m applied to the standard framing vectors. If Vm=Vm+1, then Vm is invariant under both Bi and contains I(W), so stability forces Vm=V. For k>0, stability gives V0≠0 and strict dimension growth continues until V is reached; hence Vk−1=V. There are finitely many such words and framing colors, so finitely many possible word frames cover the stable locus by the opens UC. Also C(gx)=gC(x); a stabilizer fixing x fixes every spanning word vector, and is therefore the identity.

2.1F1F2step 1.1algebra

For the complex equation μ=[B1,B2]+IJ, its derivative is d1(B˙1,B˙2,I˙,J˙)=[B˙1,B2]+[B1,B˙2]+I˙J+IJ˙. If Θ∈End⁡(V) annihilates its image under the nondegenerate bilinear pairing tr⁡(Θ ⋅), variation of J˙ gives ΘI=0, and variation of the B˙i gives [Θ,Bi]=0. Thus Θ kills the spanning word vectors, and Θ=0. Finite-dimensional duality makes d1 surjective. Choose k2 independent derivative columns and apply [F2]; the stable zero set is a complex manifold of dimension k2+2kN and tangent ker⁡d1. Stability is open by the word-frame cover in step 1.1. The infinitesimal orbit map is d0(ξ)=([ξ,B1],[ξ,B2],ξI,−Jξ); the same spanning argument makes it injective.

3.1F3F4step 1.1step 2.1construct

To prove properness in [F3], let K⊂X×X be compact. At each pair (y,x)∈K, choose word frames C and D invertible at x and y, respectively. Their frame charts are open in the finite-dimensional complex manifold X from step 2.1, so local compactness gives neighborhoods U∋x and V∋y whose closures are compact and satisfy U‾⊂UC and V‾⊂UD. The product neighborhoods V×U cover K, so compactness gives a finite subcover. Whenever y′=gx′ with (y′,x′)∈V×U, equivariance of word frames gives g=C(y′)C(x′)−1 and g−1=D(x′)D(y′)−1. The matrix-valued maps C on V‾, C−1 on U‾, D on U‾, and D−1 on V‾ are continuous on compact sets, hence bounded. Taking a maximum over the finite subcover bounds both ∥g∥ and ∥g−1∥ by one constant A≥1 throughout the action-graph inverse image. The matrix set L={g:∥g∥≤A, ∥gv∥≥A−1∥v∥ for every v∈V} is closed and bounded in the real space of complex matrices, hence compact by [F4]; its elements are invertible. The desired inverse image is a closed subset of L×pr⁡2K, since the action is continuous and K is closed in the Hausdorff space X×X. That product is compact, proving properness. Thus [F3] supplies a Hausdorff second-countable smooth quotient and its tangent quotient.

4.1F2F3step 1.1step 2.1step 3.1construct

On UC, define s(x)=C(x)−1⋅x. Then C(s(x))=I, and (g,s)↦g⋅s is bijective from GL(V)×SC to UC, with holomorphic inverse x↦(C(x),s(x)). To see SC is a complex submanifold, differentiate C along the orbit through a point of SC: dC(ξ⋅s)=ξ, so C is a submersion there and [F2] applies in the complex charts from step 2.1. These product charts identify the smooth quotient with SC. On overlaps the transition is s↦D(s)−1⋅s, holomorphic wherever det⁡D(s)≠0. They define the asserted complex structure and complex dimension 2kN. Its tangent is ker⁡d1/im⁡d0 by [F3]. The torus action commutes with gauge transformations, preserves the equation and stability, and in these charts is the holomorphic map obtained by torus transformation followed by word-frame normalization. Thus it descends smoothly and holomorphically.

5.1F1step 1.1step 4.1algebra

At a fixed quotient point, existence of g(t) is the definition of equality of orbits and uniqueness follows from freeness. Under the torus action, the column Bi1⋯BimI(wα) is multiplied by eαt1at2b, where a,b count the two letters. Hence C(tx)=C(x)diag⁡(eαℓt1aℓt2bℓ), while C(g(t)x)=g(t)C(x). Equality gives precisely the displayed formula. Its diagonal entries are characters, so it is a smooth representation and all subsequent weight comparisons are comparisons of actual characters on the compact torus. No complexification argument is required. If k=0, X and its quotient are a point and GL(0) is the one-element group; all claims follow directly. This proves the lift and zero-dimensional assertions.

6.1F5step 1.1step 2.1step 4.1step 5.1algebra∎

Each SC is the affine scheme cut out in the original matrix space by μ=0 and C=I. These equations have jointly surjective derivative: dμ=d1 is onto by step 2.1, and on its kernel the orbit directions map under dC onto every matrix. Thus the 2k2 equation-Jacobian rows are independent and [F5] makes each slice smooth of dimension 2kN. The transition s↦D(s)−1⋅s is regular on the principal open det⁡D(s)≠0; its inverse and the cocycle identities follow from uniqueness of the word normalization. Glue the finitely many affine slices by [F5]. To check separatedness, in SC×SD write the two data as x,y, and set G=C(y), H=D(x). They represent the same orbit exactly when GH=HG=I, Bi(y)=GBi(x)H, I(y)=GI(x) and J(y)=J(x)H. Necessity follows from C(x)=D(y)=I and word-frame equivariance; sufficiency follows because these equations make G invertible with inverse H and give y=Gx. These polynomial equations cut out the diagonal in every product of affine charts, hence the glued scheme is separated. In each word-frame product GL(V)×SC, an invariant regular function is exactly its restriction to {I}×SC pulled back by projection. Projection is Zariski open: for a principal open in the product, multiply its defining regular function by a power of det⁡g and expand the resulting polynomial in the matrix entries of g; its image is the union of the nonvanishing loci of the resulting coefficient functions on SC. Such functions vanish on all invertible matrices only when that polynomial is zero. Thus the product charts identify invariant regular functions with regular functions on the slice and identify the quotient Zariski topology. These identifications glue on overlaps. This proves the geometric-quotient condition in [F5]. Finally UC is torus invariant because det⁡C(tx) is the nonzero character det⁡DC(t) times det⁡C(x). On its slice the torus action is s↦DC(t)−1⋅(ts), where DC(t)=diag⁡(eαℓt1aℓt2bℓ). Every matrix coordinate transforms by a fixed Laurent character, so this is an algebraic action of (C∗)N+2 and the finite slice atlas is invariant. The case k=0 is the point scheme.

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