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Finite-energy interior and totally real boundary puncture removability
Statement
Assume Countable Choice. Let be a compact smooth manifold and let be a smooth family of almost complex structures for in a disk about , smooth also at . A smooth solution on the punctured disk with finite Dirichlet energy extends smoothly over .
The same holds on a punctured upper half-disk with boundary on a fixed compact totally real submanifold , provided for and real near . Smoothness and the boundary condition of are assumed up to the two open straight boundary intervals. The extension is smooth up to the filled boundary point and remains on there.
In particular, for autonomous , every finite-energy smooth plane map extends over infinity to a smooth -holomorphic sphere, and every finite-energy smooth upper-half-plane map with compact totally real boundary extends over infinity to a smooth disk. No bubble-tree, energy identity for a sequence, or gluing statement is included.
Statement references
Facts & Assumptions
Given: The compact smooth target, smooth almost complex family, punctured-domain solution, finite energy, and, when present, the fixed totally real boundary data in the statement.
The actual interior and totally real boundary small-energy derivative estimates are Interior small-energy gradient control for almost complex maps and Boundary small-energy gradient control along a compact totally real submanifold. The latter states the half-dimensional case and requires the boundary complex structure restricted to to be independent of its tangential source coordinate. Step 1.0 supplies the extension of its proof to a lower-dimensional totally real .
A continuous weak solution is smooth in local charts, including a flattened totally real boundary, by Smoothness of continuous weak almost complex strip solutions.
The finite-dimensional smooth inverse results used below have actual proofs in The Euclidean inverse function theorem and A local inverse of a regular map is .
Proof
Here total reality means ; we retain also the possible dimensions below half the target dimension. The boundary small-energy proof extends to this case as follows. Put . Along , put and choose the Hermitian metric . Its orthogonal complement is smooth and -invariant. On define , and use on , with . Thus is orthogonal and . Extend this positive metric from to by the finite-chart convex construction of [F1], and use it throughout the proof; compactness makes its energy equivalent to the original one. The boundary-density computation in the boundary supplier Proof 2.1–3.1 uses only , , this orthogonality, and the normal second fundamental form of , not the equality . It therefore gives the identical bound . The interior inequality and the scalar half-disk argument in that proof give its same small-energy estimates with this metric. For final weak boundary regularity, near any choose a real half-dimensional plane containing and transverse to its image: extend a complex basis of by a basis of . In submanifold coordinates for , adjoining the selected extra real coordinate directions defines a local half-dimensional submanifold containing with that tangent plane at . Openness of transversality makes totally real in a smaller neighborhood for all nearby source parameters. Flatten there when applying [F2]; the actual boundary remains in the closed local submanifold . These are finite local choices.
We first construct convenient finite-dimensional target data. Take finitely many coordinate charts and smaller relatively compact chart neighborhoods covering . Euclidean smooth bumps supported in , equal to one on those smaller neighborhoods, normalized by their positive sum, give a finite smooth partition . The map is smooth, interpreting each coordinate product as zero off its compact support. It is injective: if choose with ; the equal first coordinates and coordinate products give . Its derivative is injective by the same argument: if , then for all , and at such an the product derivative gives . Compactness makes a homeomorphism onto its image, and [F3] in local coordinates gives smooth inverse charts on that image. Thus is a smooth embedding. Its induced derivative norms are uniformly equivalent to the original metric norms. No general embedding theorem is needed.
Use cylindrical coordinates about the puncture and put . The angular variable has period in the interior case and lies in in the boundary case. This holomorphic coordinate change preserves the equation and Dirichlet energy: with that tail integral tending to zero as . The composed coefficients have uniformly bounded derivatives of every fixed order; positive cylindrical source derivatives of are bounded and tend to zero. Their restriction to on the two physical boundary edges is the fixed structure , so [F1] applies uniformly on fixed-radius cylinder disks or boundary half-disks. Choose their radius smaller than . Every point is covered by an interior estimate or a boundary half-radius estimate on such a patch. For sufficiently large the patch energies are below the fixed threshold, and [F1] gives This argument uses target-global estimates and assumes no prior containment in one target chart.
Write and . Relative to and the Euclidean metric the map is a smooth left inverse of . Define on the smooth ambient operator For , the equation is . These operators are uniformly bounded and Lipschitz in their variable for near zero. To justify the global Lipschitz bound, on each of finitely many smaller image charts, bounded coordinate derivatives and the local inverse estimates bound operator differences by Euclidean chord length. All sufficiently close pairs of points lie in one such chart, by compactness and the Lebesgue-number property of a finite cover. For pairs whose distance is bounded below, boundedness of gives the same Lipschitz inequality after enlarging the constant. Also uniformly for , by bounded source derivatives.
For use in the boundary case we construct an ambient retraction from a neighborhood of to such that In the Euclidean ambient space let The smooth complement from step 1.1 and total reality give , also when has smaller dimension. In finite local frames of this smooth vector bundle, the derivative at of is an isomorphism, so [F3] supplies smooth local inverses. The map is injective on for some uniform . Otherwise choose collisions with both normal vectors tending to zero; compactness gives a subsequence of their base points converging, equality of the images forces the two limits equal, and the local inverse near that zero-section point contradicts the collisions. Its derivative remains invertible on a smaller uniform neighborhood by the same compactness argument. Consequently its image is an open neighborhood of , its local inverses agree, and projection to the base defines the claimed smooth retraction . On a still smaller neighborhood its first two derivatives are bounded. The projection differential is the identity on and zero on , proving the displayed property.
Set , and define where is one angular period or . Then , , and The last estimate follows from the fundamental theorem on the angular interval, Holder, and averaging. In particular every angular slice has vanishing diameter. The map is smooth for finite .
There is also a uniform quadratic chord estimate: for sufficiently close, Indeed choose a local smooth parametrization of about . Taylor's formula gives and the local inverse estimate gives . The operator sends the first tangent term into , killed by from step 2.2. Bounded second derivatives give the remainder estimate, uniformly by a finite cover. The same finite-cover argument gives when and is sufficiently close to .
In the interior case choose and . Periodicity gives . Therefore the equation and step 2.1 imply The right side is integrable: the first term by finite energy and the second by Holder against . Thus has finite total variation on the infinite tail, hence has a Euclidean limit. Step 2.3 shows all approach that same limit uniformly in . Since is compact and closed, the limit lies in .
In the boundary case and lie in . For large , step 2.3 puts in the neighborhood of the retraction . The same calculation now gives Let . By step 3.1 and , Boundedness of therefore gives the same integrable bound for . Thus converges to a point of compact . Moreover , since , and step 2.3 proves that every converges uniformly to that same point. The endpoint contribution has been estimated quadratically, rather than discarded.
By the inverse homeomorphism of , steps 3.2 and 4.1 give a unique continuous extension of to the puncture, with value on in the boundary case. Localize now in a smooth target chart about that limiting value; in the boundary case use the local extension of step 1.1 and a smooth submanifold chart flattening to . The transformed map is continuous and has square-integrable first derivatives off zero. It belongs to across zero. For the interior assertion, multiply a compact test by a radial cutoff vanishing on radius and equal to one outside radius . In integration by parts the cutoff-error term is at most , since the cutoff gradient has norm . All other terms converge by integrability. This proves the weak derivative identity on the whole disk with the original derivative. On a half-disk the identical cutoff argument works, or one can note that zero lies on its physical boundary and the weak identities in its open interior are already available with finite norm up to that edge. The equation holds almost everywhere and hence weakly after filling the measure-zero point.
The coordinate chain rule needed in step 5.1 follows by smooth mollification on smaller patches: continuity gives uniform convergence of coefficient compositions and the weak derivatives converge in , so the classical smooth chain rule passes to distributions. Thus the transformed coefficients remain smooth, the enlarged boundary plane remains totally real, and all hypotheses of [F2] hold. That lemma proves a smooth extension, including the boundary case. Its boundary value lies in by step 4.1. The extension adds no energy, since its new point has measure zero.
Finally, for an autonomous plane solution use the holomorphic coordinate at infinity; conformal invariance preserves finite energy and produces a punctured-disk solution of the same autonomous equation. The proved interior assertion fills it and gives a sphere map. For an upper-half-plane solution use , which preserves the upper half-plane and its real boundary; the boundary assertion fills infinity. The upper half-plane together with that point is smoothly conformally a closed disk, as is seen explicitly by a Mobius map from the half-plane to the disk. All other finite boundary points were already smooth. These are statements about one finite-energy map; they do not infer compactification, no-neck convergence, or gluing for a sequence.
Depends on
The Axiom of Countable Choice ()
Interior small-energy gradient control for almost complex maps
Boundary small-energy gradient control along a compact totally real submanifold
Smoothness of continuous weak almost complex strip solutions
The Euclidean inverse function theorem
A local inverse of a regular map is