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Finite-energy interior and totally real boundary puncture removability

Statement

Assume Countable Choice. Let (X,g) be a compact smooth manifold and let J(z,x) be a smooth family of almost complex structures for z in a disk about 0, smooth also at z=0. A smooth solution us+J(z,u)ut=0 on the punctured disk with finite Dirichlet energy extends smoothly over 0.

The same holds on a punctured upper half-disk with boundary on a fixed compact totally real submanifold L⊂X, provided J(z,x)=J(0,x) for x∈L and real z near 0. Smoothness and the boundary condition of u are assumed up to the two open straight boundary intervals. The extension is smooth up to the filled boundary point and remains on L there.

In particular, for autonomous J(x), every finite-energy smooth plane map extends over infinity to a smooth J-holomorphic sphere, and every finite-energy smooth upper-half-plane map with compact totally real boundary extends over infinity to a smooth disk. No bubble-tree, energy identity for a sequence, or gluing statement is included.

Facts & Assumptions

Given: The compact smooth target, smooth almost complex family, punctured-domain solution, finite energy, and, when present, the fixed totally real boundary data in the statement.

[F1]

The actual interior and totally real boundary small-energy derivative estimates are Interior small-energy gradient control for almost complex maps and Boundary small-energy gradient control along a compact totally real submanifold. The latter states the half-dimensional case and requires the boundary complex structure restricted to L to be independent of its tangential source coordinate. Step 1.0 supplies the extension of its proof to a lower-dimensional totally real L.

[F2]

A continuous weak W1,2 solution is smooth in local charts, including a flattened totally real boundary, by Smoothness of continuous weak almost complex strip solutions.

[F3]

The finite-dimensional smooth inverse results used below have actual proofs in The Euclidean inverse function theorem and A local inverse of a Ck regular map is Ck.

Proof

1.1F1F2givenconstructalgebra

Here total reality means TL∩J(0)TL=0; we retain also the possible dimensions below half the target dimension. The boundary small-energy proof extends to this case as follows. Put Jb=J(0,⋅)∣L. Along L, put E=TL⊕JbTL and choose the Hermitian metric h(v,w)=g(v,w)+g(Jbv,Jbw). Its orthogonal complement W=E⊥h is smooth and Jb-invariant. On E define gL(a+Jbb,c+Jbd)=g(a,c)+g(b,d), and use h on W, with E⊥W. Thus Jb is orthogonal and JbTL⊥TL. Extend this positive metric from L to X by the finite-chart convex construction of [F1], and use it throughout the proof; compactness makes its energy equivalent to the original one. The boundary-density computation in the boundary supplier Proof 2.1–3.1 uses only us∈TL, ut=Jbus, this orthogonality, and the normal second fundamental form of L, not the equality TX=TL⊕JbTL. It therefore gives the identical bound ∣(eg)t∣≤ceg3/2+deg. The interior inequality and the scalar half-disk argument in that proof give its same small-energy estimates with this metric. For final weak boundary regularity, near any p∈L choose a real half-dimensional plane containing TpL and transverse to its Jb image: extend a complex basis of TpL⊕JbTpL by a basis of Wp. In submanifold coordinates for L, adjoining the selected extra real coordinate directions defines a local half-dimensional submanifold L+ containing L with that tangent plane at p. Openness of transversality makes L+ totally real in a smaller neighborhood for all nearby source parameters. Flatten L+ there when applying [F2]; the actual boundary remains in the closed local submanifold L. These are finite local choices.

1.2F3givenconstructalgebra

We first construct convenient finite-dimensional target data. Take finitely many coordinate charts Ui and smaller relatively compact chart neighborhoods covering X. Euclidean smooth bumps supported in Ui, equal to one on those smaller neighborhoods, normalized by their positive sum, give a finite smooth partition ϕi. The map F:X⟶RN,F(x)=(ϕi(x),ϕi(x)xi(x))i is smooth, interpreting each coordinate product as zero off its compact support. It is injective: if F(x)=F(y) choose i with ϕi(x)>0; the equal first coordinates and coordinate products give xi(x)=xi(y). Its derivative is injective by the same argument: if dF(v)=0, then dϕi(v)=0 for all i, and at such an i the product derivative gives ϕidxi(v)=0. Compactness makes F a homeomorphism onto its image, and [F3] in local coordinates gives smooth inverse charts on that image. Thus F is a smooth embedding. Its induced derivative norms are uniformly equivalent to the original metric norms. No general embedding theorem is needed.

1.3F1givenconstructalgebra

Use cylindrical coordinates z=−e−σ−iτ about the puncture and put v(σ,τ)=u(−e−σ−iτ). The angular variable has period 2π in the interior case and lies in [0,π] in the boundary case. This holomorphic coordinate change preserves the equation and Dirichlet energy: vσ+J(−e−σ−iτ,v)vτ=0,∫σ>S(∣vσ∣g2+∣vτ∣g2)<∞, with that tail integral tending to zero as S→∞. The composed coefficients have uniformly bounded derivatives of every fixed order; positive cylindrical source derivatives of −e−σ−iτ are bounded and tend to zero. Their restriction to L on the two physical boundary edges is the fixed structure J(0,x), so [F1] applies uniformly on fixed-radius cylinder disks or boundary half-disks. Choose their radius smaller than π/8. Every point is covered by an interior estimate or a boundary half-radius estimate on such a patch. For sufficiently large S the patch energies are below the fixed threshold, and [F1] gives sup⁡τ∣dv(σ,τ)∣g⟶0(σ→∞). This argument uses target-global estimates and assumes no prior containment in one target chart.

2.1F3step 1.2constructalgebra

Write Y=F(X) and Px=dFx. Relative to g and the Euclidean metric the map Qx=(Px∗Px)−1Px∗ is a smooth left inverse of Px. Define on Y the smooth ambient operator K(z,F(x))=PxJ(z,x)Qx. For U=F∘u, the equation is Us+K(z,U)Ut=0. These operators are uniformly bounded and Lipschitz in their Y variable for z near zero. To justify the global Lipschitz bound, on each of finitely many smaller image charts, bounded coordinate derivatives and the local inverse estimates bound operator differences by Euclidean chord length. All sufficiently close pairs of points lie in one such chart, by compactness and the Lebesgue-number property of a finite cover. For pairs whose distance is bounded below, boundedness of K gives the same Lipschitz inequality after enlarging the constant. Also ∣K(z,a)−K(0,a)∣≤C∣z∣ uniformly for a∈Y, by bounded source derivatives.

2.2F3step 1.2givenconstructalgebra

For use in the boundary case we construct an ambient retraction R from a neighborhood of F(L) to F(L) such that dRF(x)(PxJ(0,x)v)=0(v∈TxL). In the Euclidean ambient space let Nx=PxJ(0,x)TxL⊕PxWx⊕(PxTxX)⊥. The smooth complement Wx from step 1.1 and total reality give RN=PxTxL⊕Nx, also when L has smaller dimension. In finite local frames of this smooth vector bundle, the derivative at (x,0) of Ψ(x,v)=F(x)+v is an isomorphism, so [F3] supplies smooth local inverses. The map is injective on ∣v∣<δ for some uniform δ>0. Otherwise choose collisions with both normal vectors tending to zero; compactness gives a subsequence of their base points converging, equality of the images forces the two limits equal, and the local inverse near that zero-section point contradicts the collisions. Its derivative remains invertible on a smaller uniform neighborhood by the same compactness argument. Consequently its image is an open neighborhood of F(L), its local inverses agree, and projection to the base defines the claimed smooth retraction R. On a still smaller neighborhood its first two derivatives are bounded. The projection differential is the identity on PxTxL and zero on Nx, proving the displayed property.

2.3step 1.2step 1.3constructalgebra

Set V=F∘v, and define e(σ)=∫I∣Vτ(σ,τ)∣2dτ,b(σ)=1∣I∣∫IV(σ,τ)dτ, where I is one angular period or [0,π]. Then ∫S∞e(σ)dσ<∞, e(σ)→0, and sup⁡τ∣V(σ,τ)−b(σ)∣≤Ce(σ)⟶0. The last estimate follows from the fundamental theorem on the angular interval, Holder, and averaging. In particular every angular slice has vanishing diameter. The map b is smooth for finite σ.

3.1step 2.1step 2.2constructalgebra

There is also a uniform quadratic chord estimate: for a,a′∈F(L) sufficiently close, ∣dRaK(0,a)(a′−a)∣≤C∣a′−a∣2. Indeed choose a local smooth parametrization ℓ of F(L) about a. Taylor's formula gives a′−a=dℓ h+O(∣h∣2) and the local inverse estimate gives ∣h∣≤C∣a′−a∣. The operator K(0,a) sends the first tangent term into PxJ(0,x)TxL, killed by dRa from step 2.2. Bounded second derivatives give the remainder estimate, uniformly by a finite cover. The same finite-cover argument gives ∣dRb−dRa∣≤C∣b−a∣ when a∈F(L) and b is sufficiently close to a.

3.2step 2.1step 2.3algebra

In the interior case choose a=V(σ,0) and K0=K(0,a). Periodicity gives ∫IVτ=0. Therefore the equation and step 2.1 imply ∣b′(σ)∣=∣1∣I∣∫I(K0−K(−e−σ−iτ,V))Vτdτ∣≤Ce(σ)+Ce−σe(σ). The right side is integrable: the first term by finite energy and the second by Holder against e−σ. Thus b has finite total variation on the infinite tail, hence has a Euclidean limit. Step 2.3 shows all V(σ,τ) approach that same limit uniformly in τ. Since Y is compact and closed, the limit lies in Y.

4.1step 2.2step 3.1step 2.3algebra

In the boundary case a=V(σ,0) and a′=V(σ,π) lie in F(L). For large σ, step 2.3 puts b(σ) in the neighborhood of the retraction R. The same calculation now gives b′=−1πK(0,a)(a′−a)+q,∣q∣≤Ce(σ)+Ce−σe(σ). Let c(σ)=R(b(σ))∈F(L). By step 3.1 and ∣a′−a∣+∣b−a∣≤Ce(σ), ∣dRbK(0,a)(a′−a)∣≤C(∣a′−a∣2+∣b−a∣ ∣a′−a∣)≤Ce(σ). Boundedness of dR therefore gives the same integrable bound for ∣c′∣. Thus c(σ) converges to a point of compact F(L). Moreover ∣b−c∣≤C∣b−a∣→0, since R(a)=a, and step 2.3 proves that every V(σ,τ) converges uniformly to that same point. The endpoint contribution has been estimated quadratically, rather than discarded.

5.1step 1.2step 3.2step 4.1constructalgebra

By the inverse homeomorphism of F, steps 3.2 and 4.1 give a unique continuous extension of u to the puncture, with value on L in the boundary case. Localize now in a smooth target chart about that limiting value; in the boundary case use the local extension L+ of step 1.1 and a smooth submanifold chart flattening L+ to Rm. The transformed map is continuous and has square-integrable first derivatives off zero. It belongs to W1,2 across zero. For the interior assertion, multiply a compact test by a radial cutoff vanishing on radius ε and equal to one outside radius 2ε. In integration by parts the cutoff-error term is at most C∥u∥∞∥φ∥∞ε, since the cutoff gradient has L1 norm O(ε). All other terms converge by integrability. This proves the weak derivative identity on the whole disk with the original L2 derivative. On a half-disk the identical cutoff argument works, or one can note that zero lies on its physical boundary and the weak identities in its open interior are already available with finite L2 norm up to that edge. The equation holds almost everywhere and hence weakly after filling the measure-zero point.

6.1F2step 5.1algebra

The coordinate chain rule needed in step 5.1 follows by smooth mollification on smaller patches: continuity gives uniform convergence of coefficient compositions and the weak derivatives converge in L2, so the classical smooth chain rule passes to distributions. Thus the transformed coefficients remain smooth, the enlarged boundary plane remains totally real, and all hypotheses of [F2] hold. That lemma proves a smooth extension, including the boundary case. Its boundary value lies in L by step 4.1. The extension adds no energy, since its new point has measure zero.

7.1step 1.3step 6.1constructalgebra∎

Finally, for an autonomous plane solution use the holomorphic coordinate z=1/w at infinity; conformal invariance preserves finite energy and produces a punctured-disk solution of the same autonomous equation. The proved interior assertion fills it and gives a sphere map. For an upper-half-plane solution use z=−1/w, which preserves the upper half-plane and its real boundary; the boundary assertion fills infinity. The upper half-plane together with that point is smoothly conformally a closed disk, as is seen explicitly by a Mobius map from the half-plane to the disk. All other finite boundary points were already smooth. These are statements about one finite-energy map; they do not infer compactification, no-neck convergence, or gluing for a sequence.

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