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Null screen index form with a spacelike initial boundary

Physical scope

Pure Lorentzian differential geometry; the result is a conditional second-variation identity and not an empirical statement.

Statement

Assume Countable Choice for the smooth Lorentzian supplier conventions. Let (M,g,N) be a smooth time-oriented Lorentzian four-manifold, and let S⊂M be a smooth embedded two-manifold without boundary with positive induced metric q:=g∣TS. Choose p∈S, a smooth future null normal field ℓ near p in S, and L>0. Let γ:[0,L]→M be smooth up to its endpoints, future-directed, affine and null, with γ(0)=p, γ˙(0)=ℓ(p), and γ˙ normal to S at p. For each λ∈[0,L], put uλ:=Nγ(λ)/−gγ(λ)(Nγ(λ),Nγ(λ)), αλ:=−gγ(λ)(γ˙(λ),uλ)>0, and ℓλ:=γ˙(λ). Define nλ:=αλ−1uλ−12αλ2γ˙(λ),Eλ:=span⁡{γ˙(λ),nλ}⊥. Then nλ is null with g(γ˙,nλ)=−1, and the quotient map Eλ→Sλ, X↦[X], is an isometry onto the positive screen Sλ:=ℓλ⊥/Rℓλ; the spaces Eλ form a smooth rank-two screen subbundle along γ. The quotient metric is qˉ([X],[Y]):=g(X,Y). Let ∇ be the metric-selected connection and R its curvature with convention R(X,Y)Z=∇X∇YZ−∇Y∇XZ−∇[X,Y]Z. At λ=0, define χℓ(X,Y):=g(∇Xℓ,Y) for X,Y∈TpS and identify TpS with S0 by the isometry X↦[X]. A screen field is a smooth section of S along γ; write DℓV for its screen covariant derivative along ℓλ, and set RV:=[R(V,ℓλ)ℓλ]. If V,W are screen fields with V(0),W(0)∈TpS under the stated isometry and V(L)=W(L)=0, define I(V,W):=∫0L(qˉ(DℓV,DℓW)−qˉ(RV,W)) dλ+χℓ(V(0),W(0)). Then I is a well-defined symmetric bilinear form. For every such V there are ε>0 and a smooth map F:(−ε,ε)×[0,L]→M whose sections Fs have screen variational field V, with Fs(0)∈S, Fs(L)=γ(L) and F0=γ. For this family, with E(s):=12∫0Lg(∂λFs,∂λFs) dλ, the energy second variation is E′′(0)=I(V,V).

Facts & Assumptions

Given: The spacelike surface and affine null geodesic specified in the Statement, and Countable Choice.

[F1]

The screen quotient has a positive metric, χℓ is symmetric, and screen covariant differentiation along an affine generator is well-defined (Null normal pairs and screen geometry).

[F2]

Curvature is R(X,Y)Z=∇X∇YZ−∇Y∇XZ−∇[X,Y]Z; its algebraic symmetries imply that [V]↦[R(V,ℓ)ℓ] is self-adjoint on the positive screen (The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors, The algebraic symmetries of the curvature tensor and the symmetry of the Ricci and Einstein tensors).

[F3]

An embedded surface has local slice coordinates in which it is a coordinate plane (Embedded submanifolds and slice charts).

[F4]

The exponential map is smooth on a neighborhood of the zero section and is defined for all sufficiently small initial vectors on a compact geodesic segment (The geodesic initial-value problem and the exponential map of the metric-selected connection).

[A1]

Countable Choice ACω is the only choice principle assumed for the Lorentzian bundle convention (The Axiom of Countable Choice (ACω)).

Proof

Given: [F1]–[F4] and [A1].

1.1F1F2A1algebra

Use the smooth tangent-bundle convention in [A1]. For representatives X,Y∈γ˙⊥, the curvature symmetries [F2] give qˉ(R[X],[Y])=g(R(X,γ˙)γ˙,Y)=g(R(Y,γ˙)γ˙,X)=qˉ(R[Y],[X]). Shifting a representative by a multiple of γ˙ leaves its screen class and the curvature contraction unchanged. The screen derivative and metric are well-defined by [F1], and χℓ is symmetric by [F1]. Thus the integral and boundary terms are symmetric bilinear forms on the specified screen fields, independent of representatives; I is well-defined and symmetric.

2.1F1F2step 1.1algebra

For a smooth variation Fs, put T=∂λFs and Z=∂sFs. Torsion-freeness gives DsT=DλZ. The first variation is E′(s)=[g(Z,T)]0L−∫0Lg(Z,DλT) dλ. At s=0, T=ℓ, DλT=0, Z(L)=0, and Z(0) is tangent to S and orthogonal to ℓ, so E′(0)=0. Differentiating once more and using [Ds,Dλ]T=R(Z,T)T gives, at s=0, E′′(0)=[g(DsZ,ℓ)]0L+∫0L(∣DℓZ∣2−g(R(Z,ℓ)ℓ,Z)) dλ. Here the boundary terms [g(Z,DℓZ)]0L from differentiation and integration by parts cancel. The final endpoint contribution is zero because Fs(L) is fixed. At the initial endpoint, let X=Z(0)∈TpS; along α(s)=Fs(0)∈S one has g(α′(s),ℓ(α(s)))=0. Differentiating this identity gives g(DsZ(0),ℓ)=−χℓ(X,X), so the initial boundary contribution in the bracket is +χℓ(X,X). Substitution proves E′′(0)=I(Z,Z).

3.1F3F4A1constructstep 2.1

It remains to realize every admissible screen field V. Let VE be its smooth representative in Eλ, and let X∈TpS be the unique vector with [X]=V(0). Since X−VE(0) has zero screen class, it equals aℓ0 for a real number a. The lift Z(λ):=VE(λ)+a(1−λ/L)ℓλ is smooth, orthogonal to ℓ, has screen class V, and satisfies Z(0)=X and Z(L)=0. In the rest of this construction write V for this lift Z. Because Dλℓ=0, adding a multiple of ℓ does not change either integral contraction in the index form; its initial boundary term is evaluated on X. Thus step 2.1 applies to this lift and gives the claimed screen index form. By [F4], for sufficiently small s the preliminary family F~s(λ)=exp⁡γ(λ)(sV(λ)) is smooth on the compact interval; a finite subdivision supplies the local exponential domains. At λ=L, V(L)=0, so F~s(L)=γ(L). At λ=0, use a slice chart (y,z) from [F3] with S={z=0}. Since V(0)∈TpS, the normal coordinate of F~s(0) has value z=O(s2) and zero first derivative at s=0. Choose a smooth cutoff η(λ) equal to 1 at 0 and zero before the end of this chart. Near λ=0, replace the preliminary coordinates by ys(λ)+η(λ)(y(α(s))−ys(0)),zs(λ)−η(λ)zs(0), where α(s)⊂S is any smooth chart curve with α(0)=p and α′(0)=V(0). At λ=0 this is exactly α(s); its first s-derivative at 0 is unchanged because the correction has zero first derivative. The cutoff vanishes before the final endpoint, so the endpoint remains fixed. This constructs the required variation with screen variational field V.

4.1F1F2step 1.1step 2.1step 3.1∎

The field realization in step 3.1 and the second-variation calculation in step 2.1 establish the statement for every admissible V; symmetry and well-definedness were proved in step 1.1.

Remarks

For SI interpretation use x0=ct, dimensionless metric components and λ in metres. The index form has units of length when a variation field is measured in metres. Its boundary sign is tied to χℓ(X,Y)=g(∇Xℓ,Y).

Depends on

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