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Hypersurface and null geometry
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Absolute Continuity and the Sharp Fundamental Theorem of Calculus
- Areas of Elementary Plane Figures
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Variation and the Riemann–Stieltjes Integral
- Causal And Initial Value Boundaries
- Compactness
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- Completeness, Completion, and Uniform Continuity
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- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
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- Order, Zorn's Lemma, and the Axiom of Choice
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- The Logarithm and General Powers
- The Lᵖ Spaces Holder Minkowski and Riesz Fischer
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- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
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- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Vector Fields Flows and Lie Derivatives
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
3 · Logical flowchart
4 · Definitions, postulates, theorems and proofs
Local null normal pairs and the positive screen quotient
Pure differential geometry of a spacelike surface and null hypersurface; no physical field equation or observation is asserted.
Statement
Assume Countable Choice for the smooth tangent-bundle convention in the Lorentzian suppliers below. Let be a smooth time-oriented Lorentzian four-manifold of signature , and let be a smooth embedded two-manifold without boundary whose induced form is positive definite. Write Then is a smooth rank-two Lorentzian vector bundle. Around each there are smooth future null normal fields with On an overlap where two such ordered pairs select the same future null ray, they differ by a smooth boost , ; if their ray labels are exchanged, the same rule holds after interchanging the labels. No global null normal pair is asserted.
Here a smooth null hypersurface means a smooth embedded three-dimensional submanifold without boundary such that, at every , the restriction is positive semidefinite of rank two. Its radical is the one-dimensional subspace A smooth future null normal field on is a smooth nowhere-zero section of this radical line, with . Thus in particular, the normal space of a null hypersurface is a null line, not a Lorentzian two-plane. A spacelike section of is a smooth embedded two-manifold such that is positive definite and The condition says that is transverse to the null generators. The null generator curves are integral curves of , meaning ; when , their parameter is affine. For fields defined only along or a surface , covariant derivatives use the pullback of the metric-selected connection.
For a smooth future null normal field on , the quotient is a smooth rank-two bundle with positive metric The normal line is ; the auxiliary null direction used in the proof below is not a second normal to . If is affinely geodesic, meaning along its integral curves, the map is well-defined and self-adjoint with respect to , that is, . On a spacelike section of , the quotient map , , is an isometry; it is an isomorphism by transversality, and . For a smooth future null normal to a spacelike surface , define where is computed with the pullback of the metric-selected connection to . This is a well-defined symmetric bilinear form. Along an affine generator, for a screen section , the screen derivative is independent of the representative and preserves the screen metric in the sense that For a smooth function on the section, the rescaling , of a normalized null normal pair is a boost; it obeys
Statement references
Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model
Embedded submanifolds and slice charts
Metric compatibility, torsion freedom and the metric-selected connection class
Covariant derivative along a curve
Sylvester's law of inertia: every real symmetric form is congruent to , and is unique
Facts & Assumptions
Given: Countable Choice; the time-oriented Lorentzian four-manifold, spacelike embedded surface, smooth null hypersurface, and smooth normal fields in the Statement.
A Lorentzian four-manifold has a smooth symmetric nondegenerate metric of inertia and a smooth nowhere-zero timelike time-orientation field ; future null vectors are the null vectors with (Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model).
A smooth embedded submanifold has local slice charts and a smooth tangent bundle whose fibers are its tangent subspaces (Embedded submanifolds and slice charts).
The metric-selected connection is torsion-free and metric-compatible, and is the Levi-Civita connection of (Metric compatibility, torsion freedom and the metric-selected connection class, Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields).
Covariant differentiation along a smooth curve satisfies the product rule and preserves the metric under a metric-compatible connection (Covariant derivative along a curve, Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields).
A real symmetric bilinear form is congruent to a diagonal form with an invariant number of positive, negative and zero entries; inertia is additive for a nondegenerate orthogonal direct sum (Sylvester's law of inertia: every real symmetric form is congruent to , and is unique).
Countable Choice is the only choice principle assumed for the smooth tangent-bundle and time-orientation conventions of [F1] and [F3] (The Axiom of Countable Choice ()); the local proof makes no use of full Choice.
Proof
Given: [F1]–[F5] and [A1], with positive definite on every tangent plane of .
Fix and choose a smooth local frame for . Its Gram matrix is smooth and positive definite, so is smooth on a sufficiently small neighborhood. The map is a smooth projection onto ; is a smooth rank-two projection with image . The vector is timelike because and it is future because . Thus is a smooth future unit timelike normal. Choose a smooth local section of independent of at and shrink the neighborhood so independence persists; then is nonzero, normal to , and orthogonal to . By [F1] and [F5], is positive one-dimensional, so after shrinking, is a smooth unit spacelike normal. The fields and are future null normals and satisfy . This also proves that is a smooth rank-two Lorentzian bundle.
On an overlap, each normal plane has exactly two future null rays. If selects the same ray as , then for a smooth function ; the normalization forces . Writing gives the asserted boost law. If selects the other future ray, interchange the labels first.
Fix a point of . Normalize the supplied future timelike field by and put . The smooth auxiliary field is future null and satisfies : directly, and . This is not normal to ; its nonzero pairing with makes it transverse to . Let . Its Gram matrix is , so is nondegenerate with inertia , and . Diagonalizing and adjoining that basis to a diagonal basis of diagonalizes ; uniqueness in [F5] and the ambient inertia from [F1] give inertia on . Thus is positive definite. Because is a smooth nondegenerate rank-two subbundle locally, its orthogonal projection is smooth and has local smooth frames. Every vector has a unique decomposition with ; pairing with shows that it lies in exactly when . Hence , so the quotient map identifies with and is independent of representatives and positive definite. If is a spacelike section of , then and ; therefore is an isomorphism, and proves it is an isometry.
A local extension of a section from an embedded surface defines independently of the extension: the difference of two extensions vanishes on , so its derivative in every tangent direction to vanishes there. For tangent fields on , metric compatibility and normality give because the connection is torsion-free and is tangent to . For a boost, and , hence . On , is in the screen since . Replacing by changes this class by when is affine; therefore is well-defined. Likewise , and metric compatibility gives , so the screen derivative is well-defined and metric-compatible. Self-adjointness of follows from the same torsion-free calculation with tangent to , since is normal to and remains tangent to .
Remarks
The screen inverse and every trace on a null hypersurface are taken on the positive quotient (or its identified tangent plane on a spacelike section). The induced form on all of is degenerate and has no inverse. A global ordered pair of future null normals requires an additional trivialization; the local boost law above does not assert one.
Null normal pairs and screen geometry
Geometric definitions only; no Einstein equation, stress-energy assumption, observation, or model-validity claim is included.
Definition
Assume Countable Choice for the smooth tangent-bundle and time-orientation conventions of the Lorentzian suppliers. Let be a smooth time-oriented Lorentzian four-manifold of signature . A spacelike two-surface is a nonempty smooth embedded two-manifold without boundary whose induced metric is positive definite, where is the inclusion. It is closed when it is additionally compact. The constructions below apply to any such spacelike two-surface; compactness is not required. Its normal bundle is . Work on a nonempty open set carrying a smooth ordered pair of future null normal fields with and ; such pairs exist locally by the preceding lemma. No global pair is part of the definition unless one is explicitly supplied.
For tangent fields on , define the null second fundamental form, expansion and shear by Here is the metric-selected connection; its derivative of a section along means the pullback connection, equivalently the derivative of any smooth ambient extension along tangent directions. The preceding lemma establishes extension independence, symmetry of , and positive definiteness of the screen metric. A normal-frame boost is the change , for a smooth real function on . It leaves fixed; scale by .
A null geodesic hypersurface congruence from along the chosen initial normal field is a smooth map , where is a nonempty open interval containing , such that and for every , each curve is future-directed and null, and its tangent obeys the affine geodesic equation along every curve ; here is the covariant derivative along a curve from Covariant derivative along a curve. For each , let be the connected component containing of the parameter values for which is injective and the pullback form is positive definite on . Require, for every , that its variation directions satisfy Thus its variation directions are orthogonal to . For , the map has rank three locally near : its two section directions are spacelike and orthogonal to the nonzero null vector . Its local image is a null hypersurface, with tangent space and induced radical , as in Local null normal pairs and the positive screen quotient. The parameter is affine. On each section in , the screen is with metric ; it is the positive two-dimensional quotient, identified isometrically with the tangent plane of that section by projection. The induced form on the full null hypersurface has radical and has no inverse. All traces and inverses in this definition are taken on the screen.
All screen bundles associated with this congruence are understood as bundles over the parameter domain : the notation denotes the branch determined by , so self-intersections do not identify distinct screen fibers. For each , the screen Jacobi map sends to the screen class of the variation field ; it is invertible for . A focal instant is a positive parameter in where loses rank; the first focal instant, if it exists, is the least such parameter after . Along an affine generator the screen derivative is ; it is independent of the representative, by the preceding lemma. On , the derivative is taken using , and the optical endomorphism is . Its optical expansion is , and its optical shear is . Since the congruence is normal to a null hypersurface, is self-adjoint. Its antisymmetric part , called the twist, therefore vanishes. At , is the endomorphism and these optical quantities agree with .
No orientation of , , or the screen is required for these constructions. Indeed, if two orthonormal screen frames are related by a real matrix with , then the endomorphism matrices obey and . Cyclicity of the matrix trace gives and ; the last equality follows by summing the squared entries of the symmetric shear matrix in an orthonormal frame. This includes . The screen inner products and the rank of are likewise invariant under changes of frame, so neither the index-form contractions nor the focal condition uses a signed screen area form. The preceding lemma constructs normal pairs using the supplied time orientation and only a local spacelike complement; changing the complement's sign interchanges the two future null rays. No global ordered pair follows. If an orientation is additionally supplied, the same formulas apply on that oriented subclass.
Definition references
Conventions and scope
Use for a spacelike hypersurface with future unit normal , and use Thus the Jacobi equation in the supplied convention is and the screen curvature endomorphism is . The stated data are geometric definitions and make no claim about an Einstein equation, stress-energy tensor, energy condition or the physical validity of a model.
For a physical dimensional reading in SI, use length-valued coordinates and a dimensionless metric; take the affine parameter in metres. Then and are dimensionless tangent components, have units , and curvature and have units . A constant boost rescales inversely, as recorded in the companion calculations.
The schematic shows one tangent-space section at . The horizontal line represents a two-dimensional spacelike tangent plane in a two-dimensional drawing; the upward arrows are the two future null rays in its Lorentzian normal plane. The labels increase to the future along their respective affine generators. The figure illustrates the convention and asserts neither a global pair over nor any statement used by a proof.
Null Raychaudhuri and focal-point bound
Conditional mathematical deduction from the stated Ricci inequality; no energy condition or Einstein equation is inferred.
Statement
Assume Countable Choice for the Lorentzian supplier conventions. Let be a smooth time-oriented Lorentzian four-manifold, let be a smooth spacelike two-surface, and let be a smooth null geodesic hypersurface congruence from an open section , as defined in Null normal pairs and screen geometry. Write and fix . Before the first focal instant let be the screen Jacobi map, the optical endomorphism, its expansion, and its shear. Let be the Ricci tensor in The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors. Then, along the generator and before the first focal instant, If along the generator and , then a first focal instant occurs by affine parameter provided the smooth congruence and generator are defined through . Here a focal instant means that the screen Jacobi map loses rank; the conclusion is local along this generator and asserts no curvature singularity.
Statement references
Facts & Assumptions
Given: Countable Choice; the smooth null congruence and its affine parameter; on the comparison interval; and .
The screen has a positive metric; is the screen Jacobi map, is self-adjoint before its first focal instant, , and (Null normal pairs and screen geometry).
The curvature operator is , its Jacobi equation is , and (The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors).
A geodesic variation field satisfies the Jacobi equation; along a geodesic the Jacobi equation has a unique solution for prescribed value and derivative (The Jacobi equation, geodesic deviation and the initial-value theory of Jacobi fields).
The lowered curvature is antisymmetric in its first pair and in its last pair of indices (The algebraic symmetries of the curvature tensor and the symmetry of the Ricci and Einstein tensors); the Ricci tensor is the contraction specified in [F2].
throughout the generator segment under consideration; this is an explicit mathematical curvature hypothesis, not an energy condition unless a separate field equation is adopted.
and the congruence remains defined up to the comparison parameter if no focal instant has already occurred.
Countable Choice is the only choice principle assumed for the time-oriented Lorentzian input (The Axiom of Countable Choice ()); no arbitrary-index Choice principle is used.
Proof
Given: [F1]-[F4] and [A1]-[A3].
For each , the variation field is a Jacobi field by [F3]. Its screen class satisfies the screen Jacobi equation because [F2]-[F4] give . The screen projection is well-defined since changing by a multiple of changes by zero. Before the first focal instant is invertible, so differentiating gives
The null hypersurface normal makes self-adjoint by [F1]. In two screen dimensions write ; then and The last equality holds because is self-adjoint on the positive screen.
At any point choose the local pair supplied by [F1] and set , so ; complete it by a -orthonormal screen basis . In this basis the inverse metric is Contracting the curvature in [F2], the two null-pair terms in have repeated first or last slots and vanish by [F4], leaving
Taking the trace of the Riccati equation in step 1.1 and substituting steps 2.1 and 2.2 yields which is the stated evolution equation.
Put . While no focal instant has occurred, is invertible and are smooth. By [A1], [A2] and step 3.1, whenever , so remains negative. Therefore If no focal instant occurred on , then would be finite and negative, so . Integrating the inequality instead gives a contradiction. Thus the screen Jacobi map loses rank at some , which is the claimed focal instant.
Remarks
The conclusion is a conditional geometric deduction from the Ricci inequality and the specified congruence. It does not derive from matter assumptions, invoke an Einstein equation, or infer a spacetime singularity from a focal point.
Null screen index form with a spacelike initial boundary
Pure Lorentzian differential geometry; the result is a conditional second-variation identity and not an empirical statement.
Statement
Assume Countable Choice for the smooth Lorentzian supplier conventions. Let be a smooth time-oriented Lorentzian four-manifold, and let be a smooth embedded two-manifold without boundary with positive induced metric . Choose , a smooth future null normal field near in , and . Let be smooth up to its endpoints, future-directed, affine and null, with , , and normal to at . For each , put , , and . Define Then is null with , and the quotient map , , is an isometry onto the positive screen ; the spaces form a smooth rank-two screen subbundle along . The quotient metric is . Let be the metric-selected connection and its curvature with convention . At , define for and identify with by the isometry . A screen field is a smooth section of along ; write for its screen covariant derivative along , and set . If are screen fields with under the stated isometry and , define Then is a well-defined symmetric bilinear form. For every such there are and a smooth map whose sections have screen variational field , with , and . For this family, with the energy second variation is
Statement references
Null normal pairs and screen geometry
The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors
Embedded submanifolds and slice charts
The Axiom of Countable Choice ()
The algebraic symmetries of the curvature tensor and the symmetry of the Ricci and Einstein tensors
The geodesic initial-value problem and the exponential map of the metric-selected connection
Facts & Assumptions
Given: The spacelike surface and affine null geodesic specified in the Statement, and Countable Choice.
The screen quotient has a positive metric, is symmetric, and screen covariant differentiation along an affine generator is well-defined (Null normal pairs and screen geometry).
Curvature is ; its algebraic symmetries imply that is self-adjoint on the positive screen (The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors, The algebraic symmetries of the curvature tensor and the symmetry of the Ricci and Einstein tensors).
An embedded surface has local slice coordinates in which it is a coordinate plane (Embedded submanifolds and slice charts).
The exponential map is smooth on a neighborhood of the zero section and is defined for all sufficiently small initial vectors on a compact geodesic segment (The geodesic initial-value problem and the exponential map of the metric-selected connection).
Countable Choice is the only choice principle assumed for the Lorentzian bundle convention (The Axiom of Countable Choice ()).
Proof
Given: [F1]–[F4] and [A1].
Use the smooth tangent-bundle convention in [A1]. For representatives , the curvature symmetries [F2] give . Shifting a representative by a multiple of leaves its screen class and the curvature contraction unchanged. The screen derivative and metric are well-defined by [F1], and is symmetric by [F1]. Thus the integral and boundary terms are symmetric bilinear forms on the specified screen fields, independent of representatives; is well-defined and symmetric.
For a smooth variation , put and . Torsion-freeness gives . The first variation is At , , , , and is tangent to and orthogonal to , so . Differentiating once more and using gives, at , Here the boundary terms from differentiation and integration by parts cancel. The final endpoint contribution is zero because is fixed. At the initial endpoint, let ; along one has . Differentiating this identity gives , so the initial boundary contribution in the bracket is . Substitution proves .
It remains to realize every admissible screen field . Let be its smooth representative in , and let be the unique vector with . Since has zero screen class, it equals for a real number . The lift is smooth, orthogonal to , has screen class , and satisfies and . In the rest of this construction write for this lift . Because , adding a multiple of does not change either integral contraction in the index form; its initial boundary term is evaluated on . Thus step 2.1 applies to this lift and gives the claimed screen index form. By [F4], for sufficiently small the preliminary family is smooth on the compact interval; a finite subdivision supplies the local exponential domains. At , , so . At , use a slice chart from [F3] with . Since , the normal coordinate of has value and zero first derivative at . Choose a smooth cutoff equal to at and zero before the end of this chart. Near , replace the preliminary coordinates by where is any smooth chart curve with and . At this is exactly ; its first -derivative at is unchanged because the correction has zero first derivative. The cutoff vanishes before the final endpoint, so the endpoint remains fixed. This constructs the required variation with screen variational field .
The field realization in step 3.1 and the second-variation calculation in step 2.1 establish the statement for every admissible ; symmetry and well-definedness were proved in step 1.1.
Remarks
For SI interpretation use , dimensionless metric components and in metres. The index form has units of length when a variation field is measured in metres. Its boundary sign is tied to .
Null focal points exclude later horismos generators
Local causal-geometric deduction; no completeness, curvature singularity, or empirical statement is asserted.
Statement
Assume Countable Choice and Dependent Choice, as required by the supplied causal-curve and push-up results. Let be a smooth time-oriented Lorentzian four-manifold. Let be a smooth embedded two-manifold without boundary whose induced metric is positive definite, and let . Choose an open neighborhood of and a smooth future null normal field along , so for every and . Let be smooth up to its endpoints, with Here is covariant differentiation along the curve. Put as in Null normal pairs and screen geometry, and set by for all . The screen along is with its positive metric and screen derivative from Null normal pairs and screen geometry. Define A normal screen Jacobi field is a smooth section of that satisfies and the initial conditions , for some . A focal instant is a parameter at which such a field with has .
Put , , and , using the causal-reachability conventions of Causal curves, chronological and causal reachability, and inextendibility.
If is a focal instant, let be the unique maximal affine geodesic extension of , where is an open interval containing and . There is with such that Consequently, no point on this portion of the generator belongs to . The conclusion is local along the generator and does not assert geodesic incompleteness or curvature blow-up. In an SI interpretation take and in metres; the proof itself is independent of units.
Statement references
Null normal pairs and screen geometry
Null screen index form with a spacelike initial boundary
Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model
Embedded submanifolds and slice charts
The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors
Covariant derivative along a curve
Causal curves, chronological and causal reachability, and inextendibility
The Jacobi equation, geodesic deviation and the initial-value theory of Jacobi fields
The push-up rule: p << q and q <= r imply p << r, together with the timelike-piece criterion
Facts & Assumptions
Given: The spacelike initial surface, future null geodesic normal to it, the focal screen Jacobi field, and Countable Choice and Dependent Choice.
On the positive screen , the null second fundamental form is symmetric and its endomorphism is (Null normal pairs and screen geometry).
A geodesic variation field satisfies the Jacobi equation ; its initial value and derivative determine it uniquely (The Jacobi equation, geodesic deviation and the initial-value theory of Jacobi fields).
The symmetric screen index form with the initial boundary term equals the energy second variation for variations starting on and ending at . The proof realizes a smooth lift orthogonal to , with and , by a family with actual variation field (Null screen index form with a spacelike initial boundary, proof step 3.1).
Every point has arbitrarily small strictly convex normal neighborhoods; in one such neighborhood, causal and timelike reachability are characterized by future causal and future timelike position vectors, respectively (Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points, Local causality in a convex normal ball: causal reachability is the exponential cone, the Lorentzian length is bounded by the displacement radius, and null endpoints force the null geodesic).
A future causal curve containing a future timelike subcurve has chronologically related endpoints, under Countable Choice and Dependent Choice (The push-up rule: p << q and q <= r imply p << r, together with the timelike-piece criterion clause (c), The Axiom of Countable Choice (), The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain).
means a future timelike curve joins to ; , and have the unions and set difference in the Statement (Causal curves, chronological and causal reachability, and inextendibility).
The exponential map is smooth on a neighborhood of the zero section, and its differential there is invertible, giving the local exponential charts used to realize and adjust variations (The geodesic initial-value problem and the exponential map of the metric-selected connection).
Solutions of a smooth local ordinary differential equation exist on a common short interval and depend smoothly on the initial data and parameters (Smooth dependence of ODE solutions on parameters).
A smooth geodesic on an interval with an included finite endpoint extends to an open interval about that endpoint by the local geodesic initial-value theorem; its proof extends the endpoint position-velocity data using the geodesic ODE and uniqueness. The geodesic evaluation depends smoothly on initial data, so a smooth normal field on a neighborhood of generates a smooth geodesic variation on a common interval about any compact segment (The geodesic initial-value problem and the exponential map of the metric-selected connection, clauses (a)-(b)). The Jacobi initial-value theorem gives uniqueness and continuation of the screen Jacobi field along this extension (The Jacobi equation, geodesic deviation and the initial-value theory of Jacobi fields, clause (c)).
A smooth map with invertible differential has a smooth local inverse (The smooth inverse function theorem on manifolds).
A continuous real-valued function on a closed bounded interval takes every value between its endpoint values (Intermediate value theorem, by bisection with a canonical left-half rule: a continuous function on takes every value between and ).
The standard smooth step is smooth, equals zero on , and equals one on . In particular its derivative is bounded on and it is constant on both exterior half-lines. The standard smooth step function
Proof
Given: [F1]–[F12] and the hypotheses in the Statement.
By [F9], the unique maximal geodesic extension in the Statement exists on an open interval containing . In the proof, continue to write for this extension. Choose a smooth curve with and . The geodesics with initial data form a smooth variation on a common interval containing . Its variation field satisfies and by torsion-freeness. For each , , so its screen initial derivative is . Uniqueness in [F2] identifies its screen field with the focal field in the Statement, so that field extends as well. Choose a parallel orthonormal frame of the positive screen along this extended geodesic segment and write . In this frame the focal field satisfies . In the parallel frame the pair solves a first-order linear system with continuous coefficient matrix. On the compact interval the matrix norm is bounded by some . Choose adjacent subintervals of length with (any if ). For zero initial data at one endpoint, the integral equation bounds the solution's supremum on such a subinterval by times the same supremum, so the solution vanishes there. A finite subdivision in each direction proves uniqueness on . Thus zero value and screen derivative at would force to vanish identically, contrary to ; hence . Since and , .
Fix any , where is small enough that the extension in step 1.1 is defined through . On let up to and after . This continuous piecewise-smooth screen field has and . Let be the screen index form supplied by [F3]. Its displayed formula extends continuously to piecewise-smooth fields: in a parallel frame the curvature coefficients are bounded on , the integral terms are continuous in , and the endpoint trace is continuous because obtained by integrating over . Thus is defined. Integrating the Jacobi equation on gives since the screen value at is zero and .
Choose a smooth screen field supported in a small interval about contained in , zero at both endpoints, and with . Integration by parts on each side of yields Therefore for sufficiently small . Fix this before varying the smoothing scale. Let be the smooth step in [F12] and choose small enough that the extended smooth Jacobi field from step 1.1 is defined on . In the same parallel frame set Here is its smooth extension through . The cutoff is exactly one for and zero for , so is smooth, equals off that interval, and agrees with near both and . Put , and bound on one fixed neighborhood of . Since , integration gives on the smoothing interval. Consequently, with the weak derivative of the continuous piecewise-smooth from step 2.1, Indeed the difference is supported in an interval of length ; its derivative there, away from the single corner of measure zero, is , whose norm is at most . Thus in . All these fields take values in the positive screen, and their orthogonal lifts remain orthogonal to . With fixed as above, continuity of from step 2.1 yields For sufficiently small , the field is therefore genuinely smooth, has , , and satisfies .
Choose the smooth lift of the screen field constructed in [F3], with , actual initial value , and . Write for this lift. By [F3], realize it by a smooth curve variation with , and ; the construction in the proof of [F3] preserves this first variation when it corrects the initial endpoint. Its energy satisfies . The first-variation formula gives , and because is null. Pointwise, since is orthogonal to , , and the connection is metric-compatible. Smoothness on the compact interval now gives a uniform Taylor expansion where .
Choose a convex normal neighborhood of and small enough that . For the fixed , choose with , support in , on an interval about , and . This is possible since . Along , put , , and Then is smooth, future null, and . Since this pairing is constant and , metric compatibility gives . Extend smoothly to a field along the variation , with , using local trivializations over a finite cover of the compact parameter interval. The explicit exponential-chart construction in the proof of [F3] extends smoothly a little past both endpoints (the endpoint constraints are imposed only at and ); together with [F9], this lets the speed equation below be posed on an open parameter neighborhood of . For small and bounded , define in the local exponential charts The maps are defined on all of for sufficiently small , by [F7] and compactness. For , set where holds fixed. If is a differentiable function of , the squared speed of is . By step 4.1, and . Thus for extends smoothly to by Taylor's integral remainder. The term in independent of is by step 4.1. The exponential differential at its zero vector is the identity [F7], so ; the -dependent second-order cross term is , while the -dependent one is . Therefore For a scalar parameter , apply [F10] to the smooth map At every solution point , its differential is block triangular with last diagonal entry , hence invertible. The local inverse supplied by [F10] therefore gives a smooth local root function . At , Fix . For each , the scalar initial-value problem has, for sufficiently small, a solution on depending continuously on . Indeed at its explicit solution is its graphs for form a compact set. The local root functions above agree near this graph by their local uniqueness and therefore patch to one smooth on a neighborhood of it. The local ODE existence and smooth-dependence theorem [F8] applies on a finite subdivision covering that set; compactness gives one common small for all , with continuous dependence of on . At the endpoint, Because , these endpoint values have opposite signs at and . Continuity in preserves those signs for all sufficiently small positive . For each such , the continuous function therefore has a zero by [F11]. Set . The defining equation gives its squared speed exactly Also , so and . The solutions and their first derivatives stay bounded on as , so converges in to . On the compact interval, has a uniform negative bound, so the corrected velocity remains future-directed and nonzero for small ; the displayed norm makes the whole curve future causal and makes it strictly timelike where . On a closed subinterval where , its image lies in for small . The local cone result [F4] identifies the endpoints of that subcurve as chronologically related (and supplies the radial timelike replacement). Thus the endpoint-fixed path from to is future causal with a timelike subcurve.
The push-up rule [F5] applied to the corrected path in step 5.1 gives . Since , this means by [F6].
By [F9], the geodesic and its normal variation extend through some , with . Choose and as in step 5.1 and put . For every the construction applies, with its bump and variation allowed to depend on . Hence for every . Since , no such point lies in . This is a causal-boundary conclusion and contains no completeness or curvature-divergence assertion.
Remarks
The screen index form has a positive boundary contribution for the convention . Reversing that sign would invalidate the Jacobi boundary cancellation in step 2.1. The proof is local and uses only a short interval after the focal instant.
5 · Examples, experiments and counterexamples
None yet.
Sources
- E. Gourgoulhon and J. L. Jaramillo, A 3+1 perspective on null hypersurfaces and isolated horizons, Physics Reports 423 (2006), arXiv:gr-qc/0503113v2: §§2.2, 2.6-2.7, 4.4, and 5.1-5.6
- Edward Witten, Light Rays, Singularities, and All That, Clay Mathematics Institute lecture notes, full 106-page PDF: §§5.4-5.5
- E. Gourgoulhon and J. L. Jaramillo, A 3+1 perspective on null hypersurfaces and isolated horizons, Physics Reports 423 (2006), arXiv:gr-qc/0503113v2: §§2.2, 2.6-2.7, 4.4, 5.1, 5.5-5.8
- Edward Witten, Light Rays, Singularities, and All That, Clay Mathematics Institute lecture notes, full 106-page PDF: §§5.4-5.5 and 8.5
- E. Gourgoulhon and J. L. Jaramillo, A 3+1 perspective on null hypersurfaces and isolated horizons, Physics Reports 423 (2006), arXiv:gr-qc/0503113v2: §§5.5-5.8 and 6.2
- E. Gourgoulhon and J. L. Jaramillo, A 3+1 perspective on null hypersurfaces and isolated horizons, Physics Reports 423 (2006), arXiv:gr-qc/0503113v2: §§2.6-2.7 and 5.5-5.8
- Edward Witten, Light Rays, Singularities, and All That, Clay Mathematics Institute lecture notes, full 106-page PDF: §§8.2 and 8.4
- Edward Witten, Light Rays, Singularities, and All That, Clay Mathematics Institute lecture notes, full 106-page PDF: §§8.2 and 8.4-8.5