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Convergent causal ends are extendible, maximal geodesics have no limit, and Cauchy sets are acausal

Statement

Let (M,g,N) be a time-oriented smooth Lorentzian four-manifold with metric-selected connection ∇ (Metric compatibility, torsion freedom and the metric-selected connection class, Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields), and let causal curves be those of Causal curves, chronological and causal reachability, and inextendibility.

(a) Convergent ends are extendible. Assume Countable Choice and Dependent Choice (The Axiom of Countable Choice (ACω), The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain) for the general absolutely continuous endpoint argument in this clause. Let γ:I→M be a future causal curve and suppose b:=sup⁡I<∞ and γ(t)→x∈M as t→sup⁡I. Then there is ε>0 and a future causal curve γ~ defined on I∪[b,b+ε) whose restriction to I is γ. Consequently a future-inextendible causal curve whose domain is bounded above does not converge at its upper end, and the dual statement holds at the past end.

(b) Maximal geodesics have no limit. Let (p,v)∈TM with v≠0 and let γp,v:Ip,v→M be the unique maximal geodesic with γp,v(0)=p and γp,v′(0)=v, as supplied by The geodesic initial-value problem and the exponential map of the metric-selected connection clause (a). Then γp,v(t) does not converge to any point of M as t→sup⁡Ip,v or as t→inf⁡Ip,v (where convergence at an infinite end means convergence as t→+∞ or t→−∞ respectively).

(c) Segments lie on inextendible causal curves. Let γ:[t0,t1]→M with t0<t1 be a future causal curve, or a past causal curve. Then there is an inextendible causal curve γ^:J→M (same direction as γ in the case at hand) and a strictly increasing affine map ρ:[t0,t1]→J with γ^∘ρ=γ. In particular, any two distinct points p,q∈M with p≤q and p≠q lie on a common inextendible causal curve, and likewise for the past relation.

(d) Cauchy sets are acausal. Every Cauchy set of Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons clause (c) is acausal in the sense of clause (b) of that definition.

Facts & Assumptions

Given: A time-oriented smooth Lorentzian four-manifold, a future causal curve γ:I→M with a convergent upper end, a maximal geodesic γp,v with v≠0, and the curves of the claims; Countable Choice and Dependent Choice are assumed only for clause (a).

[L1]

For (p,v) there is a unique maximal geodesic γp,v:Ip,v→M with γp,v(0)=p and γp,v′(0)=v, defined on an open interval containing 0; t↦exp⁡p(tv) extends the local geodesic for small ∣t∣, and for fixed v≠0 the geodesic is smooth on Ip,v (The geodesic initial-value problem and the exponential map of the metric-selected connection).

[L2]

In a smooth chart the coordinate path of a geodesic satisfies y¨k=−Γkij(y)y˙iy˙j with the smooth Christoffel symbols of the chart (Coordinate geodesic equation, Christoffel symbols of an affine connection).

[L3]

Along a geodesic the quantity g(γ′,γ′) is constant, and the causal character and time orientation of γ′ are therefore constant: if v is future timelike then every tangent of γp,v is future timelike (Covariant differentiation along curves: metric pairing, parallel transport and geodesic speed, Timelike, null, spacelike and causal vectors of a Lorentz vector space).

[L4]

The exponential map of The geodesic initial-value problem and the exponential map of the metric-selected connection clause (d) has open star-shaped domain Ep⊆TpM containing 0 and is smooth there with d(exp⁡p)0=id⁡; in particular, for every w∈TpM there is ε>0 with sw∈Ep for s∈[0,ε], and the curve s↦exp⁡p(sw) equals the geodesic γp,w on [0,ε].

[L5]

Uniform Picard-Lindelof: under the hypotheses of the local existence theorem at a point of the domain of a locally Lipschitz vector field, there are h,r,η>0 such that every initial value in one cylinder has a unique solution on a common interval of half-length h with graph in a larger cylinder (Nearby initial values share one Picard–Lindelöf time interval and one state cylinder).

[L6]

Every initial value problem satisfying the Picard-Lindelof hypotheses has a unique maximal solution, and every other solution is its restriction (Every Picard–Lindelöf initial value problem has one maximal solution on an open interval).

[L7]

Finite concatenation follows directly from the absolute-continuity definition, without invoking the stronger choice-scoped Statement of Chart independence, concatenation, reparametrization and transitivity for causal curves. On a compact parameter interval, split any finite family of interior-disjoint test intervals at the finitely many curve junctions. For each of the k closed pieces use its AC bound with tolerance ε/k, and take the minimum of the finitely many resulting δ values. If the original intervals have total length below this minimum, the split subintervals in each piece also have total length below its own δ; the triangle inequality bounds the total coordinate endpoint increments by the sum of the k errors, below ε. Thus each chart representative of the concatenation is AC. The velocities agree with those on the pieces off the finitely many junctions, and the finite union of the pieces' exceptional null sets and junction points is null. Hence nonzero future causal velocities remain so almost everywhere. A smooth future timelike curve is itself locally AC by the bounded-derivative mean-value estimate on compact chart intervals, and its tangent is nonzero future causal by definition. These facts use Causal curves, chronological and causal reachability, and inextendibility, Absolute continuity on a compact interval and The mean value theorem, as the case g(x)=x of Cauchy's: for f continuous on [a,b] with a<b and differentiable on (a,b) there is c∈(a,b) with f(b)−f(a)=f′(c)(b−a) directly; they add no choice premise to clauses (b)-(d).

[L8]

Mean value bound: if U is C1 on an interval containing [σ,σ+L] with ∣U′∣≤C, then ∣U(σ)−1L∫σσ+LU∣≤C2L; indeed ∣U(σ)−U(t)∣≤C∣t−σ∣ by the mean value theorem applied to each component on [σ,t], and the integral of C(t−σ) over [σ,σ+L] is CL2/2 (The mean value theorem, as the case g(x)=x of Cauchy's: for f continuous on [a,b] with a<b and differentiable on (a,b) there is c∈(a,b) with f(b)−f(a)=f′(c)(b−a)).

[L9]

A Lorentz form admits an ordered orthonormal basis; the timelike basis vector can be chosen future-directed. Every nonzero causal vector pairs nontrivially with a timelike vector, and a future unit timelike vector pairs strictly negatively with every nonzero future causal vector (Every Lorentz form admits an ordered basis with matrix diag(-1,1,1,1), Classification of future and past causal vectors by a timelike field, Pairing of an observer with future causal vectors).

[L10]

For clause (a) only, under its stated choice assumptions, an AC coordinate function is the integral of its integrable derivative; the derivative of a bounded nondecreasing function on a compact interval is integrable with integral bounded by its total increase. The indefinite integral of an L1 function is AC (Fundamental theorem of calculus for absolutely continuous functions, For a nondecreasing function, the derivative is measurable and integrable and its integral is bounded by the total increase, The indefinite integral of an L1 function is absolutely continuous).

Proof

technique · direct
1.1givenL3L4L7L9L10construct

(Endpoint absolute continuity and extension.) Let γ and x be as in (a). By [L9] choose a Lorentz-orthonormal basis e0,e1,e2,e3 at x, with e0 future-directed. An invertible linear change of any chart centred at x gives coordinates z whose coordinate basis at x is this basis, hence gab(x)=diag⁡(−1,1,1,1). After shrinking to a coordinate ball there is C<∞ such that ∣v∣e≤Cv0 for every nonzero future causal vector based in that ball. To prove this, otherwise there are base points qn→x and coordinate unit future causal vectors vn with vn0<1/2. Pass to a convergent subsequence of the unit vectors. Its unit limit v satisfies gx(v,v)≤0 and gx(v,Nx)≤0; the latter is strict by [L9], so v is future causal. Thus v0>0 and ∣vs∣≤v0 in the chosen orthonormal basis, giving v0≥1/2, a contradiction. The coordinate z0 is therefore strictly increasing on future causal curves in this ball, and supplies the local strict temporal coordinate. Choose a<b so the tail of γ stays in this chart, write y=z∘γ, and extend y(b)=z(x). Put τ=y0; on each compact subinterval of [a,b), the AC chain rule and FTC give τ′>0 and ∣y′∣e≤Cτ′ almost everywhere and make τ strictly increasing. Its continuous endpoint extension is bounded and nondecreasing on [a,b], so [L10] gives τ′∈L1[a,b]. Consequently each component of y′ is integrable on [a,b]. For t<b the local FTC gives y(t)=y(a)+∫aty′ componentwise; letting t↑b gives the same identity at b, since the integral of an L1 function is continuous and y(t)→y(b). Thus the endpoint extension of y is AC on [a,b] by [L10], and retains its original nonzero future causal velocity almost everywhere. Choose a future timelike w∈TxM; [L4] supplies a short geodesic β(s)=exp⁡x(sw) with β(0)=x, whose tangents are future timelike by [L3]. Concatenate the now AC closed tail with β by [L7] and leave the earlier part of γ unchanged. This defines the required future causal γ~ on I∪[b,b+ε) and proves (a). The past case reverses time.

1.2givenL1L2L6

(Set-up for the maximal geodesic.) Suppose, for contradiction, that γ:=γp,v with v≠0 converges to some x∈M at one of its ends. Treat the upper end b:=sup⁡Ip,v, the past case being the time reverse of the same argument. Choose a chart (U,y) around x with y(x)=0; by convergence there is t1<b with γ([t1,b))⊆K for a compact K⊆U. Put K′=y(K), a compact subset of the open coordinate domain y(U)⊆R4. Write y(t):=y(γ(t)) and w(t):=y′(t) for t∈[t1,b); the curve is smooth and w(t)≠0 for all t, by uniqueness, including when v is null: if γ′(t∗)=0 at any interior parameter, its geodesic initial data at t∗ agree with the constant geodesic at γ(t∗). Local uniqueness of the chart geodesic ODE [L2], [L6] makes them agree near t∗. The agreement set is closed and locally open in the connected geodesic interval, so they agree throughout, contradicting v≠0. Put ρ(t):=∣w(t)∣e>0, u(t):=w(t)/ρ(t)∈S3, and σ(t):=∫t1tρ, a strictly increasing C1 function with σ′=ρ>0. Let σ∞:=lim⁡t→bσ(t)∈(0,∞] and let t(σ) be the inverse of σ on [0,σ∞). By [L2], w′=−Γ(y)(w,w) componentwise.

1.3givenL5L6

(A maximal solution whose graph stays in a compact set has no finite endpoint.) Let O⊆Rn be open, let F:O→Rn be smooth, and let z:[0,τ∞)→O be a maximal solution of z′=F(z) whose graph is contained in a compact set K⊆O. If τ∞<∞, then z extends to a solution on a strictly larger interval: indeed, by compactness of K and [L5], finitely many cylinders cover K and there is a common h>0 such that every initial condition in K admits a solution on an interval of length h contained in O; decreasing h if necessary so that h<τ∞, and starting from z(τ∞−h/2) and invoking uniqueness [L6] extends z past τ∞, contradicting maximality. Hence τ∞=∞.

2.1step 1.2L2L6algebra

(The normalized equations in both parameters.) Put Q(y,u):=Γ(y)(u,u) and a(y,u):=⟨u,Q(y,u)⟩e. In the affine parameter t, differentiating ρ=∣w∣e and u=w/ρ gives dρdt=−ρ2a(y,u) and dudt=−ρPuQ(y,u), where for unit u, Pu=I−u⊗u is the Euclidean orthogonal projection onto u⊥. Since dσ/dt=ρ, in the parameter σ the fields Y(σ)=y(t(σ)), U(σ)=u(t(σ)), and r(σ)=ρ(t(σ)) satisfy dYdσ=U, dUdσ=−PUQ(Y,U), and drdσ=−ra(Y,U). For ODE continuation extend PU off the unit sphere by I−U⊗U; this defines a smooth field on the open coordinate domain times R4. The unit sphere is invariant: q=∣U∣e2−1 satisfies q′=2a(Y,U)q, so the zero initial value forces q=0. Thus the normalized solution remains unit-speed in σ.

3.1step 1.2step 1.3step 2.1L1L2L6algebra

(Finite normalized length forces a finite affine end and extension.) Suppose σ∞<∞. On the original normalized interval (Y,U) lies in the compact set y(K)×S3 inside the coordinate ODE domain. Its maximal ODE extension from the initial data therefore passes beyond σ∞ by step 1.3 and uniqueness [L6]. Choose δ>0 so this extension on [0,σ∞+δ] still has coordinate values in the chart; by the sphere invariance of step 2.1 its direction remains unit. The continuous coefficient a(Y,U) is bounded there, by C say. Its speed is r(σ)=ρ(t1)exp⁡(−∫0σa(Y,U) ds), so 0<ρ(t1)e−C(σ∞+δ)≤r(σ)≤ρ(t1)eC(σ∞+δ)<∞. In particular, on the original interval t(σ)=t1+∫0σr(s)−1 ds has a finite limit t1+∫0σ∞r−1; since this is the inverse of σ(t), that limit equals b, so this case explicitly excludes b=+∞. On the extended interval this strictly increasing smooth affine-time reconstruction attains values greater than b. Its inverse gives dy/dt=rU and d(rU)/dt=r d(rU)/dσ=−r2Q(Y,U) by step 2.1, hence the coordinate geodesic equation [L2]. The reconstructed curve agrees with γ on the old tail by uniqueness, glues with its earlier part, and extends the affine geodesic past b. This contradicts maximality [L1].

3.2step 2.1L8algebra

(Second case: infinite σ∞.) Suppose σ∞=∞. Then t(σ)→b as σ→∞, and by convergence of γ one has Y(σ)=y(t(σ))→0 in the chart. By step 2.1, ∣U′∣e=∣PUΓ(Y)(U,U)∣e≤C on the compact set K′×S3. Let σ>0 and L>0; the mean value bound [L8] gives ∣U(σ)−1L∫σσ+LU∣e≤CL2, while ∣1L∫σσ+LU∣e=1L∣Y(σ+L)−Y(σ)∣e≤1L(∣Y(σ+L)∣e+∣Y(σ)∣e). Choose L with CL<1 and then σ so large that the last expression is less than 12; then ∣U(σ)∣e<12+12=1, contradicting ∣U∣e=1. Hence σ∞=∞ is impossible.

4.1step 3.1step 3.2L1L3L7

(Conclusions.) Steps 3.1 and 3.2 show that a maximal geodesic with v≠0 cannot converge at either end, which is (b); the past end is the time reverse of the same argument. For (c), let γ:[t0,t1]→M be future causal. Choose a future timelike w1∈Tγ(t0)M and a future timelike w2∈Tγ(t1)M. By [L1] there are maximal geodesics γ1:=γγ(t0),w1 and γ2:=γγ(t1),w2; both are future-directed and smooth on their domains by [L3], and they contain γ(t0) at parameter 0 and γ(t1) at parameter 0 respectively. Concatenating the restriction of γ1 to (inf⁡I1,0], the curve γ (after shifting the parameter), and the restriction of γ2 to [0,sup⁡I2) gives a future causal curve γ^:J→M by [L7], where J is the corresponding interval, and there is a strictly increasing affine identification of [t0,t1] with a subinterval of J carrying γ to γ^. By (b) the maximal geodesics do not converge at their outer ends, so the two outer ends of γ^ have no limits, at finite or infinite endpoints alike; this is exactly inextendibility in Causal curves, chronological and causal reachability, and inextendibility clause (d). If p≠q and p≤q, a future causal curve from p to q exists by the definition of ≤, and the construction applies to it; the past case is the time reverse. This proves (c).

5.1step 4.1givenalgebra∎

(Cauchy sets are acausal.) Let S be a Cauchy set in the sense of Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons clause (c). Suppose p,q∈S are distinct and p≤q. Choose a future causal curve γ:[t0,t1]→M with γ(t0)=p and γ(t1)=q, and let γ^:J→M and the affine identification ρ be as in (c). Then γ^ is an inextendible causal curve and ρ(t0)≠ρ(t1), since ρ is strictly increasing and t0<t1 while γ^(ρ(t0))=p≠q=γ^(ρ(t1)); thus the parameter set γ^−1[S] contains the two distinct elements ρ(t0) and ρ(t1), contradicting the defining property of a Cauchy set. The relation q≤p is excluded symmetrically by the past version of (c). Hence no two distinct points of S are causally related, that is, S is acausal; this is (d) and completes the proof.

Remarks

  • The compactness input. The only compactness used in (b) is that the image of the geodesic near a hypothetical limit lies in a compact chart region and that the normalized coordinate direction lies in the unit sphere; no completeness of M and no auxiliary Riemannian metric is assumed. The argument also covers convergence at an infinite affine end, which is why clause (b) has no finiteness restriction on the ends.
  • The convergence convention. Clause (a) proves causal extension at a finite parameter endpoint without changing the earlier parametrization. Inextendibility throughout (b)-(d) uses the no-limit convention of Causal curves, chronological and causal reachability, and inextendibility clause (d), including infinite parameter ends; an infinite parameter endpoint is not itself a finite endpoint to which clause (a) applies.

Depends on

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