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Affine Taylor splitting in the actions and conservative Fourier truncation of a small perturbation
Statement
Let , , , , let , let , , , and let be holomorphic and -periodic in each angular coordinate on with (Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels). Define the affine action-Taylor polynomial
and the truncated perturbation (Fourier cutoff in ). Then:
- Taylor remainder. with a constant .
- Affine structure. and are holomorphic on and affine in : with trigonometric polynomials in of degree at most ; is affine in , and is zero-mean.
- Size bounds. and
- Truncation error. .
Facts & Assumptions
Given: The dimension , the widths , the set , the cutoff , the margins , and the holomorphic perturbation with .
Definitions of the domain, holomorphy, sup-norms, Fourier coefficients, angular mean and cutoff (Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels). The perturbation is -periodic in each angular coordinate, so its Fourier coefficients and cutoff are those of a function on .
Cauchy bounds and truncation on the Fourier side: from Fourier decay, Cauchy derivative bounds, lattice shell counts and the exponential small-divisor sums on action-angle neighbourhoods clause 2, for and one has , , , ; and from clause 4, for with , .
Segment fundamental theorem and chain rule: for fixed the curve is differentiable on with , and ; the derivative bound holds by the fundamental theorem applied to each component of along the segment (The chain rule for total derivatives: , The second fundamental theorem: if is differentiable on with and is integrable, then , Directional derivatives and partial derivatives of a map , Intervals of : the nine order-convex forms, nondegeneracy, and length, Open ball, closed ball and sphere in a metric space).
Proof
Proof technique: direct; expand in the action variable along the segment , bound the quadratic remainder by Cauchy estimates, and truncate the Fourier series of with the exponential tail bound.
Structure of and . is defined from the holomorphic functions and , which are holomorphic on ; hence is holomorphic there and affine in . Its Fourier coefficients in are those of and ; the cutoff is the corresponding finite trigonometric polynomial, again holomorphic and affine in , with and the truncated coefficients, so and is zero-mean. This is clause 2.
Bounds for . By [F2] with radii increasing to , at the centre one has and ; hence on
Taylor remainder. Fix with . By [F3], ; for [F2] with gives (maximum over the coordinate second derivatives), so for every , Therefore , which is clause 1 with .
Size bounds for . By step 1.2 and [F1], each coefficient of satisfies (the decay of Fourier decay, Cauchy derivative bounds, lattice shell counts and the exponential small-divisor sums on action-angle neighbourhoods clause 1 with the margin ). Hence, on , by clause 3 of Fourier decay, Cauchy derivative bounds, lattice shell counts and the exponential small-divisor sums on action-angle neighbourhoods, which is the first bound of clause 3. For : is the cutoff of , whose coefficients are bounded by by [F2] and the same decay; the identical summation gives . For : by [F2] with and , and ; hence on , and the cutoff of this (holomorphic, affine-in-) function on the smaller strip is bounded by , which is the third bound of clause 3.
Truncation error. Applying [F2]'s truncation estimate to with and the bound of step 1.2 gives , which is clause 4 after enlarging the constant; note , so the displayed form with holds as well.
Remarks
- Why affine in . The variable omits all Taylor terms of order in ; the remainder is quadratic in the scaled radius , which is exactly what makes the KAM step quadratically convergent.
- Why truncate. has finitely many Fourier modes, so its homological equation is solved with uniformly bounded divisors on the complex parameter ball; the discarded tail is exponentially small in and is part of the new perturbation, not an error term.
Depends on
Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels
Fourier decay, Cauchy derivative bounds, lattice shell counts and the exponential small-divisor sums on action-angle neighbourhoods
The chain rule for total derivatives:
The second fundamental theorem: if is differentiable on with and is integrable, then
Directional derivatives and partial derivatives of a map
Intervals of : the nine order-convex forms, nondegeneracy, and length
Open ball, closed ball and sphere in a metric space
Dependency tree · 2 levels
Sources
- Jürgen Pöschel, A Lecture on the Classical KAM Theorem, arXiv:0908.2234, §3-§4 (the affine splitting $Q=P(0,\vartheta)+P_I(0,\vartheta)I$, the Taylor estimate $|P-Q|\le C\eta^2\varepsilon$ and the truncation $R=T_KQ$), PDF pp. 14-22.
- Rafael de la Llave, A Tutorial on KAM Theory (AMS Proc. Sympos. Pure Math. 69, revised version), §3.1 (analytic estimates in the strip norm) and §3.6 (canonical perturbation theory: Taylor expansion in the actions and truncation), printed pp. 24-31 and 49-58.