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Affine Taylor splitting in the actions and conservative Fourier truncation of a small perturbation

Statement

Let n≥1, r>0, s>0, h>0, let Ω⊆Rn, let K≥0, 0<η≤1/4, 0<σ≤min⁡(1,s/4), and let P be holomorphic and 2π-periodic in each angular coordinate on Dr,s,h(Ω) with ∣P∣r,s,h≤ε (Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels). Define the affine action-Taylor polynomial

Q(I,ϑ,ν):=P(0,ϑ,ν)+∑j=1n∂IjP(0,ϑ,ν) Ij,

and the truncated perturbation R:=TKQ (Fourier cutoff in ϑ). Then:

  1. Taylor remainder. ∣P−Q∣2ηr,s,h≤Cη2ε with a constant C=C(n).
  2. Affine structure. Q and R are holomorphic on Dr,s,h(Ω) and affine in I: R(I,ϑ,ν)=R0(ϑ,ν)+∑j=1nRj(ϑ,ν)Ij with R0,Rj trigonometric polynomials in ϑ of degree at most K; [R]=[Q] is affine in I, and R−[R] is zero-mean.
  3. Size bounds. ∣Q∣r,s,h≤(n+1)ε and ∣R∣r,s−2σ,h≤Cnσ−nε,max⁡j∣Rj∣r,s−2σ,h≤Cnσ−nε/r,∣∂ϑiR∣r,s−2σ,h≤Cnσ−n−1ε.
  4. Truncation error. ∣Q−R∣r,s−2σ,h≤Cnσ−ne−σK/2ε.

Facts & Assumptions

Given: The dimension n, the widths r,s,h, the set Ω, the cutoff K, the margins η,σ, and the holomorphic perturbation P with ∣P∣r,s,h≤ε.

[F1]

Definitions of the domain, holomorphy, sup-norms, Fourier coefficients, angular mean and cutoff TK (Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels). The perturbation P is 2π-periodic in each angular coordinate, so its Fourier coefficients and cutoff are those of a function on Tn.

[F2]

Cauchy bounds and truncation on the Fourier side: from Fourier decay, Cauchy derivative bounds, lattice shell counts and the exponential small-divisor sums on action-angle neighbourhoods clause 2, for 0<δ<r and 0<δ′<s one has ∣∂IjP∣r−δ,s,h≤ε/δ, ∣∂ϑjP∣r,s−δ′,h≤ε/δ′, ∣∂Ii∂IjP∣r−δ,s,h≤2ε/δ2, ∣∂Ii∂ϑjP∣r−δ,s−δ′,h≤2ε/(δδ′); and from clause 4, for 0<τ≤1 with 2τ<s, ∣Q−TKQ∣r,s−2τ,h≤Cnτ−ne−τK∣Q∣r,s,h.

[F3]

Segment fundamental theorem and chain rule: for fixed ϑ,ν the curve u(t):=P(tI,ϑ,ν) is differentiable on [0,1] with u′(t)=DIP(tI,ϑ,ν)⋅I, and u(1)−u(0)=∫01u′(t) dt; the derivative bound ∣DIP(tI)−DIP(0)∣≤sup⁡∣J∣∞≤2ηr∣DI2P(J,ϑ,ν)∣⋅∣tI∣ holds by the fundamental theorem applied to each component of DIP along the segment (The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a), The second fundamental theorem: if G is differentiable on [a,b] with G′=f and f is integrable, then ∫abf=G(b)−G(a), Directional derivatives and partial derivatives of a map U⊆Rm→Rn, Intervals of R: the nine order-convex forms, nondegeneracy, and length, Open ball, closed ball and sphere in a metric space).

Proof

Proof technique: direct; expand P in the action variable along the segment tI, bound the quadratic remainder by Cauchy estimates, and truncate the Fourier series of Q with the exponential tail bound.

1.1F1given

Structure of Q and R. Q is defined from the holomorphic functions P(0,⋅,⋅) and ∂IjP(0,⋅,⋅), which are holomorphic on Br×Ss×Oh; hence Q is holomorphic there and affine in I. Its Fourier coefficients in ϑ are those of P(0,⋅) and ∂IjP(0,⋅); the cutoff R=TKQ is the corresponding finite trigonometric polynomial, again holomorphic and affine in I, with R0=TK(P(0,⋅)) and Rj the truncated coefficients, so [R]=[Q] and R−[R] is zero-mean. This is clause 2.

1.2F2givenalgebra

Bounds for Q. By [F2] with radii increasing to r, at the centre I=0 one has ∣P(0,ϑ,ν)∣≤ε and ∣∂IjP(0,ϑ,ν)∣≤ε/r; hence on ∣I∣∞<r ∣Q(I,ϑ,ν)∣≤ε+∑j=1nεr ∣Ij∣≤(n+1)ε.

2.1step 1.2F2F3algebra

Taylor remainder. Fix (I,ϑ,ν) with ∣I∣∞<2ηr. By [F3], P(I)−Q(I)=∫01(DIP(tI)−DIP(0))⋅I dt; for ∣J∣∞≤2ηr≤r/2 [F2] with δ=r/2 gives ∣DI2P(J)∣≤2ε/(r/2)2=8ε/r2 (maximum over the coordinate second derivatives), so for every t∈[0,1], ∣DIP(tI)−DIP(0)∣≤n∣tI∣∞sup⁡∣J∣∞≤2ηr∣DI2P(J)∣≤2nηr⋅8εr2=16nηεr. Therefore ∣P−Q∣≤sup⁡t∣DIP(tI)−DIP(0)∣1 ∣I∣∞≤n⋅16nηε/r⋅2ηr=32n2 η2ε, which is clause 1 with C=32n2.

2.2step 1.2F1F2algebra

Size bounds for R. By step 1.2 and [F1], each coefficient qk of Q satisfies ∣qk(I,ν)∣≤∣Q∣r,s,he−(s−σ)∣k∣1 (the decay of Fourier decay, Cauchy derivative bounds, lattice shell counts and the exponential small-divisor sums on action-angle neighbourhoods clause 1 with the margin σ≤s). Hence, on Br×Ss−2σ×Oh, ∣R∣≤∑∣k∣1≤K∣qk∣e(s−2σ)∣k∣1≤∣Q∣r,s,h∑∣k∣1≤Ke−σ∣k∣1≤(n+1)ε Cnσ−n, by clause 3 of Fourier decay, Cauchy derivative bounds, lattice shell counts and the exponential small-divisor sums on action-angle neighbourhoods, which is the first bound of clause 3. For Rj: Rj is the cutoff of ∂IjP(0,⋅,⋅), whose coefficients are bounded by (ε/r)e−(s−σ)∣k∣1 by [F2] and the same decay; the identical summation gives max⁡j∣Rj∣r,s−2σ,h≤Cnσ−nε/r. For ∂ϑiR: by [F2] with δ′=σ and δ=r/2, ∣∂ϑiP(0,⋅,⋅)∣≤ε/σ and ∣∂ϑi∂IjP(0,⋅,⋅)∣≤4ε/(rσ); hence ∣∂ϑiQ∣≤ε/σ+n⋅4ε/(rσ)⋅r≤(1+4n)ε/σ on Br×Ss−σ×Oh, and the cutoff of this (holomorphic, affine-in-I) function on the smaller strip is bounded by Cnσ−n⋅(1+4n)ε/σ, which is the third bound of clause 3.

3.1step 1.2F2algebra∎

Truncation error. Applying [F2]'s truncation estimate to Q with τ=σ≤min⁡(s/2,1) and the bound ∣Q∣r,s,h≤(n+1)ε of step 1.2 gives ∣Q−R∣r,s−2σ,h≤Cnσ−ne−σK(n+1)ε, which is clause 4 after enlarging the constant; note e−σK≤e−σK/2, so the displayed form with e−σK/2 holds as well.

Remarks

  • Why affine in I. The variable Q omits all Taylor terms of order ≥2 in I; the remainder is quadratic in the scaled radius 2ηr, which is exactly what makes the KAM step quadratically convergent.
  • Why truncate. R has finitely many Fourier modes, so its homological equation is solved with uniformly bounded divisors on the complex parameter ball; the discarded tail is exponentially small in Kσ and is part of the new perturbation, not an error term.

Depends on

Dependency tree · 2 levels

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