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Restricted momentum and energy multipliers of the transverse one-photon space

Statement

Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice), the choice hypotheses of the cited multiplication and spectral items. On L2(R3;C3) (The space Lp(μ) as the quotient by null functions) put h:={f: k⋅f(k)=0 for almost every k}, a closed subspace of L2(R3;C3), and write Π(k):=id−∣k∣−2kkT for k≠0, Π(0):=0, so that h=ran⁡MΠ with MΠ the bounded multiplication by Π (The Hilbert orthogonal projection onto a closed subspace, Hilbert projections are linear, self-adjoint and contractive). Let c,ℏ>0 with c in m s−1 and ℏ in J s, and for j∈{1,2,3} and m∈{ℏkj, ℏc∣k∣} define D(Mmh):={f∈h: ∫R3m(k)2∥f(k)∥C32 d3k<∞},Mmhf:=mf. Then for each such m:

(a) Mmh is a densely defined self-adjoint operator on the Hilbert space h (Hilbert space, Symmetric, self-adjoint and essentially self-adjoint operators), and it is the restriction to h of the self-adjoint multiplier Mm on L2(R3;C3) of Real multiplication operators and free plus bounded-potential Schrödinger operators;

(b) its spectral projection-valued measure Em is given by Em(B)=M1m−1(B)∣h(B⊆R Borel), and for every unit f∈h the outcome law B↦∥Em(B)f∥2 is the push-forward of the finite measure ∣f∣2 d3k∣h under k↦m(k); in particular for m=ℏkj it is the push-forward under k↦ℏkj and for m=ℏc∣k∣ it is the push-forward under k↦ℏc∣k∣ (Projection valued measure, The unbounded PVM integral is densely defined, closed and normal);

(c) Mmh has no eigenvalues: for no λ∈R is there a nonzero f∈D(Mmh) with Mmhf=λf;

(d) for every unit f∈D(Mmh) one has Var⁡f(Mmh):=∥Mmhf∥2−⟨Mmhf,f⟩2>0; consequently no unit vector of h has a sharp m-value.

The identifications of h and of these multipliers with physical transverse photons, momenta or energies are not asserted here; they are a separate model assignment outside this lemma.

Facts & Assumptions

Given: the Axioms of Countable Choice and of Choice, the constants c,ℏ>0, the transverse subspace h=ran⁡MΠ, the Borel sets B⊆R, the functions m∈{ℏkj,ℏc∣k∣} and the operators Mmh.

[F1]

Full-space multiplier. For a real measurable finite-valued a:R3→R the componentwise multiplier Mau:=au on D(Ma)={u∈L2(R3;C3):au∈L2} is self-adjoint: the scalar statement is Real multiplication operators and free plus bounded-potential Schrödinger operators clause (a), applied to each of the three components of u.

[F2]

Spectral measure of a multiplier. Let (X,Σ,μ) be σ-finite with μ(X)>0, m:X→R measurable and finite a.e., H=L2(X,μ;C) and Mm as in [F1]. Then E(B):=M1m−1(B) is the spectral projection-valued measure of Mm, and for a unit vector ψ∈H one has ∥E(B)ψ∥2=∫m−1(B)∣ψ∣2 dμ (Spectral measure of a real L2 multiplication operator clauses (b), (c)).

[F3]

PVM integrals. Let E be a projection-valued measure on a Hilbert space K and f real-valued measurable. Then f(E)=∫f dE is self-adjoint with domain D(f(E))={x:∫f2 dEx<∞}, where dEx is the scalar measure of E at x, and ∥f(E)x∥2=∫f2 dEx; moreover bounded measurable functions with ∣gn∣≤C∣f∣ and gn→f pointwise satisfy gn(E)x→f(E)x for every x∈D(f(E)) (Integral of a measurable function against a projection-valued measure, The unbounded PVM integral is densely defined, closed and normal).

[F4]

Hilbertian projections. h=ran⁡MΠ is a closed linear subspace of L2(R3;C3) with the restricted inner product, and MΠ is the orthogonal projection onto it; multiplication operators by functions of k commute with MΠ (The Hilbert orthogonal projection onto a closed subspace, Hilbert projections are linear, self-adjoint and contractive, Real multiplication operators and free plus bounded-potential Schrödinger operators).

[F5]

Null level sets of the momentum components. For j∈{1,2,3} and λ∈R the set {k∈R3:ℏkj=λ} is the graph of a constant, hence Lebesgue measurable, function over R2 and is Lebesgue null (The graph of a measurable function R^n to R is Lebesgue null).

[F6]

Null spheres. For λ∈R the set {k∈R3:ℏc∣k∣=λ} is empty when λ<0. When λ≥0, put r0:=λ/(ℏc). If r0=0, the level set is the singleton {0} and is Lebesgue null by the countable-subset proposition. If r0>0, the polar-coordinates formula applied to g=1{∣k∣=r0} gives zero measure: its radial integrand vanishes except at r=r0, and the singleton {r0}⊂(0,∞) is Lebesgue null. Thus every level set is null (Polar coordinates decompose Lebesgue measure into r^{n-1} dr d sigma, Every at most countable subset of Rn is Lebesgue null; in particular λ1(Q)=0).

Proof

technique · direct; restrict the full-space multiplier to the invariant closed subspace, identify the restricted spectral measure, and use the nullity of the level sets to exclude eigenvectors

Given: The data of the statement and [F1]-[F6].

1.1F2F4algebra

[Restriction of the spectral measure] Let m be one of the two displayed functions; both are real, measurable and finite-valued. By [F4] the multiplier Mm commutes with MΠ, so E(B)=M1m−1(B) (componentwise) commutes with MΠ for every Borel set B and therefore maps h into itself: for f∈h one has E(B)f=1m−1(B)f∈h because transversality holds pointwise. Thus Eh(B):=E(B)∣h is a family of projections on h with Eh(B)2=Eh(B)=Eh(B)∗, Eh(∅)=0, Eh(R)=idh, and σ-additivity and strong convergence inherited from E; hence Eh is a projection-valued measure on h.

1.2F5F6algebra

[No eigenvalues] Let λ∈R and let f∈D(Mmh) satisfy Mmhf=λf, that is m(k)f(k)=λf(k) for almost every k. Then f=0 almost everywhere on {k:m(k)≠λ}, so f is supported in Nλ:={k:m(k)=λ} up to a null set. For m=ℏkj the set Nλ is null by [F5]; for m=ℏc∣k∣ it is null by [F6]. In both cases f=0 almost everywhere, hence f=0 in L2. This proves (c).

2.1F2F3F4step 1.1algebra

[The restricted integral is the restricted multiplier] By [F3] applied to Eh and the real function λ↦λ the operator A:=∫λ dEh(λ) is self-adjoint with domain {f∈h:∫λ2 dEh,f(λ)<∞}. For every g∈h and Borel B we have ⟨Eh(B)g,g⟩=∫m−1(B)∥g(k)∥2 d3k: the scalar statements of [F2] applied to the three components of g combine by sesquilinearity, and the unit case extends by scaling in g, so the scalar measure Eh,g is the push-forward of ∥g∥2 d3k under k↦m(k); hence ∫λ2 dEh,f(λ)=∫m(k)2∥f(k)∥2 d3k by the change-of-variables formula for a push-forward measure against the Borel function λ↦λ2, the two sides agreeing on indicators of Borel sets and extending by linearity and monotone convergence. Therefore D(A)={f∈h:∫m2∥f∥2 d3k<∞}=D(Mmh).

3.1F1F2F3step 1.1step 2.1algebra

[Identification on the domain] Let f∈D(A) and put mn:=m1{∣m∣≤n} for n≥1; then ∣mn∣≤∣m∣ and mn→m pointwise, so [F3] gives mn(Eh)f→Af. For g∈h the bounded operator mn(Eh) satisfies ⟨mn(Eh)g,g⟩=∫mn dEh,g=∫mn(k)∥g(k)∥2 d3k=⟨mng,g⟩ by the push-forward description of step 2.1; both operators are bounded and self-adjoint and their quadratic forms agree, so mn(Eh)=Mmn∣h: the bounded functional calculus of the restricted multiplier is multiplication by mn. The convergence mnf→mf in L2(R3;C3) holds by dominated convergence, since ∥mnf−mf∥2≤4m2∥f∥2 is integrable under f∈D(A); its limit mf lies in h because transversality is preserved pointwise, with no assertion that mf belongs to D(A); that stronger assertion would require m2f∈L2. Hence Af=mf=Mmhf for every f∈D(A); conversely if f∈D(Mmh) then ∫m2∥f∥2=∥mf∥2<∞, so f∈D(A). Therefore A=Mmh with the displayed domain, and (a) and (b) follow.

4.1step 1.2algebra∎

[Positive variance] Let f∈h be a unit vector in D(Mmh) and put μ:=⟨Mmhf,f⟩, a real number because Mmh is self-adjoint. Then ∥Mmhf∥2−⟨Mmhf,f⟩2=∥(Mmh−μI)f∥2≥0, and equality holds exactly when (Mmh−μI)f=0, that is when f is an eigenvector of Mmh with eigenvalue μ. By step 1.2 no nonzero eigenvector exists, so the left-hand side is strictly positive. This proves (d) and completes the proof.

Remarks

  • Choice hypotheses. The real-multiplier and multiplication spectral-measure suppliers assume Countable Choice and the Axiom of Choice; the unbounded-PVM- integral supplier assumes Countable Choice. The item carries Countable Choice and Choice. The cited suppliers do not require Dependent Choice, and the nullity computations use Countable Choice.
  • What fails for sharp modes. Step 1.2 says that the sharp-mode idealisation of the radiation model is not a state vector of the sector: a normalisable one-photon vector never has an exact frequency or an exact momentum component. The plane-wave labels k are parameters of the spectral representation, not normalisable states.

Depends on

Dependency tree · 2 levels

Sources