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Real multiplication operators and free plus bounded-potential Schrödinger operators

Statement

Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice), let d≥1 and work on the complex Hilbert space H=L2(Rd;C), whose completeness follows from Riesz-Fischer completeness of Lp for 1≤p≤∞ and whose Hilbert-space structure is defined in Hilbert space.

(a) For a real measurable finite-valued function a:Rd→R define Maf:=af on D(Ma):={f∈H:af∈H}. Then Ma is a densely defined self-adjoint operator on H (Adjoint of a densely defined operator, Symmetric, self-adjoint and essentially self-adjoint operators).

(b) Let c>0, b∈R, and let F2 be the unitary Plancherel transform with the convention f^(ξ)=∫f(x)e−2πix⋅ξdx on L1 (Fourier transform on complex L1 classes, Plancherel theorem). Define

H0:=F2∗ Mc∣ξ∣2+b F2,D(H0):={f∈H:∣ξ∣2F2f∈H}.

Then H0 is self-adjoint, D(H0) coincides with the Sobolev space W2,2(Rd;C) as a set (with equivalent norms, Integer-order Sobolev spaces and their norms, Integer-order W^{k,2} and H^k agree with equivalent norms), H0≥b in the quadratic-form sense, and for every Schwartz function f∈S(Rd), H0f=−(c/4π2)Δf+bf.

(c) If V:Rd→R is measurable with ∥V∥∞<∞ and H:=H0+MV with domain D(H0), then H is self-adjoint on D(H0), is bounded below, and the assignment t↦eitH is a strongly continuous one-parameter unitary group whose generator is iH: the limit lim⁡t→01t(eitHψ−ψ) exists exactly for ψ∈D(H) and equals iHψ (A self-adjoint operator generates a strongly continuous unitary group).

(d) Scope: the argument uses only boundedness and measurability of V; it proves nothing for V∝−1/∣x∣, V∝∣x∣2 or the delta interaction, does not identify H0 with any measured free-particle Hamiltonian, and asserts no physical interpretation.

Facts & Assumptions

Given: d≥1; H=L2(Rd;C); a real measurable finite-valued a; constants c>0, b∈R; a real bounded measurable V.

[F1]

If measurable fn→f pointwise and ∣fn∣≤g with ∫g<∞, then ∫∣fn−f∣→0 (Dominated convergence).

[F2]

For a densely defined operator T, D(T∗) consists of those y for which x↦⟨Tx,y⟩ is bounded on D(T); T is symmetric when ⟨Tx,y⟩=⟨x,Ty⟩ for x,y∈D(T), and self-adjoint when T=T∗ including domains (Adjoint of a densely defined operator, Symmetric, self-adjoint and essentially self-adjoint operators).

[F3]

F2:L2(Rd)→L2(Rd) is a surjective linear isometry extending the L1 transform f^(ξ)=∫f(x)e−2πix⋅ξdx, and it preserves the inner product (Plancherel theorem, Fourier transform on complex L1 classes).

[F4]

For f∈S(Rd) the Plancherel transforms of f and of its distributional Laplacian satisfy F2(Δf)(ξ)=−4π2∣ξ∣2F2f(ξ) for a.e. ξ (Distributional derivatives are polynomial Fourier multipliers, Schwartz space and its seminorms).

[F5]

W2,2(Rd;C) equals the set {f∈L2:⟨ξ⟩2F2f∈L2} and the two norms are equivalent; consequently {f:∣ξ∣2F2f∈L2}=W2,2 as sets (Integer-order W^{k,2} and H^k agree with equivalent norms, Integer-order Sobolev spaces and their norms).

[F6]

Let A be self-adjoint and B symmetric with D(A)⊆D(B) and A-bound less than one; then A+B on D(A) is self-adjoint and, when A≥γ with admissible pair (a,b) for B, A+B≥γ−max⁡{a∣γ∣+b, b/(1−a)} (Kato-Rellich theorem, Relative boundedness with respect to an operator).

[F7]

If T is self-adjoint with spectral PVM E and U(t)=eitT, then U is a strongly continuous one-parameter unitary group, U(t)D(T)=D(T), and lim⁡t→01t(U(t)ψ−ψ) exists exactly for ψ∈D(T), where it equals iTψ (A self-adjoint operator generates a strongly continuous unitary group).

[F8]

For Lebesgue measure and p=2, the quotient space L2(Rd) is complete, so with its usual first-variable-linear inner product it is a complex Hilbert space (Riesz-Fischer completeness of Lp for 1≤p≤∞, Hilbert space).

Proof

1.1givenF1F2F8algebra

[Density and symmetry of the multiplier] By [F8], the defined L2 space H is a complex Hilbert space. For f∈H and n≥1 put fn:=f1{∣a∣≤n}. Then afn is bounded by n∣fn∣, so fn∈D(Ma), and fn→f in H by [F1] applied to ∣fn−f∣2≤∣f∣2; hence D(Ma) is dense. For f,g∈D(Ma) the integral ∫afg‾ is defined and equals ∫fag‾ because a is real-valued, so ⟨Maf,g⟩=⟨f,Mag⟩: Ma is symmetric.

2.1step 1.1F2algebra

[Adjoint domain of the multiplier] Let g∈D(Ma∗) with representing vector h=Ma∗g, so ∫afg‾=∫fh‾ for all f∈D(Ma). Fix n and restrict to f∈H vanishing off En:={∣a∣≤n}; every such f lies in D(Ma), and the identity reads ∫En(ag‾−h‾)f=0 for all f∈L2(En), so h=ag a.e. on En; as En↑Rd, h=ag a.e., and since h∈H, ag∈H and g∈D(Ma). Conversely every g∈D(Ma) satisfies the adjoint identity with h=Mag. Hence D(Ma∗)=D(Ma) and Ma∗=Ma: Ma is self-adjoint, giving (a).

3.1step 2.1F2F3algebra

[Unitary conjugation] Let T:=Mc∣ξ∣2+b, self-adjoint on D(T)={g:c∣ξ∣2g∈H} by step 2.1 applied to the real finite-valued function c∣ξ∣2+b. Define H0:=F2∗TF2 on D(H0)=F2−1D(T)={f:∣ξ∣2F2f∈H}. For x,y∈D(H0), ⟨H0x,y⟩=⟨TF2x,F2y⟩ by unitarity of F2 [F3]. If y∈D(H0∗), the functional x↦⟨H0x,y⟩ is bounded on D(H0); conjugating by the unitary F2 shows that g↦⟨Tg,F2y⟩ is bounded on D(T), so F2y∈D(T∗)=D(T) and hence y∈D(H0) with H0∗y=F2∗T∗F2y=H0y; the reverse inclusion is immediate from the symmetry identity. Thus H0 is self-adjoint.

4.1step 3.1F3F4F5algebra

[Domain, lower bound and free action] By [F5], D(H0)=W2,2(Rd) as a set with equivalent norms. For f∈D(H0) the pairing with f is computed in the ξ-variable, where multiplication by c∣ξ∣2+b≥b gives ⟨H0f,f⟩=∫(c∣ξ∣2+b)∣F2f(ξ)∣2dξ≥b∥F2f∥2=b∥f∥2, so H0≥b in the quadratic-form sense. For a Schwartz function f, [F4] gives F2(−(c/4π2)Δf+bf)(ξ)=(c∣ξ∣2+b)F2f(ξ) a.e.; both sides are continuous representatives, and Plancherel inversion identifies them as elements of H, so H0f=−(c/4π2)Δf+bf. This is (b).

5.1step 4.1F6algebra

[Bounded perturbation by Kato-Rellich] Let V be real with ∥V∥∞<∞ and let MV be the bounded multiplication operator on H. Then D(H0)⊆D(MV)=H, MV is symmetric because V is real, and ∥MVf∥≤∥V∥∞∥f∥ for every f∈D(H0), so the H0-bound of MV is 0<1 with admissible pair (0,∥V∥∞) (Relative boundedness with respect to an operator). By [F6] the operator H=H0+MV on D(H0) is self-adjoint and, since H0≥b, satisfies H≥b−max⁡{0⋅∣b∣+∥V∥∞, ∥V∥∞}=b−∥V∥∞, hence is bounded below.

6.1step 5.1F7∎

[Unitary dynamics] Applying [F7] to the self-adjoint H of step 5.1 yields that t↦eitH is a strongly continuous one-parameter unitary group, eitHD(H)=D(H), and the difference quotients converge exactly on D(H); the physical convention t↦e−itH is the same group at negative time. No claim in this item extends to unbounded or singular V, which are excluded by the boundedness and measurability hypotheses recorded in [F6].

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