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The three-dimensional continuity identity, the vanishing stationary divergence and the incident and outgoing current readings

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Let m,ℏ>0, let Ω⊆R3 and I⊆R be nonempty open sets, and let u,v:Ω×I→R be functions of class C2 (Ck Euclidean maps and diffeomorphisms) that satisfy the two real equations ℏ ∂tu=−ℏ22mΔv+Vv,−ℏ ∂tv=−ℏ22mΔu+Vu pointwise on Ω×I for a real-valued function V on Ω×I, where x=(x0,x1,x2), ∂i differentiates in spatial coordinate xi for i∈{0,1,2} with t fixed, ∂t differentiates in t with x fixed, and Δ=∂02+∂12+∂22 (Directional derivatives and partial derivatives of a map U⊆Rm→Rn). The equations are the componentwise reading of iℏ ∂tψ=−ℏ22mΔψ+Vψ for ψ:=u+iv. Put n:=u2+v2:Ω×I→R,j:=ℏm(u ∇v−v ∇u):Ω×I→R3, with ∇ the spatial gradient (∂0,∂1,∂2) of The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case at each fixed t and div⁡ the divergence of Divergence and curl of a C1 vector field. Then:

(a) Continuity identity. ∂tn+div⁡j=0 pointwise on Ω×I.

(b) Stationary solutions. If u,v:Ω→R are C2 and independent of t, if V:Ω→R is real, and if there is a real E with −ℏ22mΔu+Vu=Eu,−ℏ22mΔv+Vv=Ev pointwise on Ω, then div⁡j=0 on Ω for the time-independent field j=ℏm(u∇v−v∇u), and for every closed ball B(a,r)‾⊆Ω with outward unit normal ν on the sphere ∂B(a,r), ∫∂B(a,r)j⋅ν dS=0.

(c) The two explicit readings. Let k>0, d∈S2 and define u(x):=cos⁡(kd⋅x), v(x):=sin⁡(kd⋅x) on Ω=R3 (then u,v are C∞ and satisfy the stationary equations with V=0, E=ℏ2k2/(2m)). Then j=ℏkm don R3. Let r0>0, write Ω:={x∈R3:∣x∣>r0}, let Ω∋x=r ω with r=∣x∣, ω∈S2, and let a,b:S2→R be functions with a,b∈C1(S2). Here S2:={ω∈R3:∣ω∣=1}, and, for a function g:S2→R, g∈C1(S2) means that its radial extension g~:R3∖{0}→R, g~(x):=g(x/∣x∣), is C1 in the open-domain sense of Ck Euclidean maps and diffeomorphisms. Define u(x):=a(ω)cos⁡(kr)−b(ω)sin⁡(kr)r,v(x):=a(ω)sin⁡(kr)+b(ω)cos⁡(kr)r on Ω, so that u+iv=f(ω)reikr with f:=a+ib. Then u,v∈C1(Ω) and, with r^:=ω, j⋅r^=ℏkm∣f(ω)∣2r2,equivalentlyr2 j⋅r^=ℏkm∣f(ω)∣2, and the current identity holds for every declared f∈C1(S2), with no equation required of the field.

The assertion is an identity for the declared differentiable functions; it constructs no probability law, no state, no beam and no cross section. The fields of clause (c) are only C1: an f∈C1(S2) need not admit two angular derivatives, and no outgoing field is claimed here to solve the free equation or to be stationary.

Facts & Assumptions

Given: the open sets Ω,I, the functions u,v,V, the constants m,ℏ>0, and the data of clause (c).

[F2]

Divergence of a product with a scalar. For C1 functions φ:Ω→R and F:Ω→R3, the equality div⁡(φF)=⟨∇φ,F⟩+φdiv⁡F holds pointwise, the divergence and gradient being those of Divergence and curl of a C1 vector field and The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case (Divergence and curl are linear and satisfy the scalar product rules).

[F3]

Divergence theorem. Assume ACω. For a bounded C1 domain Ω0 and F∈C1(Ω0‾;R3), ∫Ω0div⁡F dx=∫∂Ω0F⋅ν dS (Divergence on a bounded C1 Euclidean domain).

Proof

technique · direct; differentiate $n$, use the two real equations to cancel the terms, then evaluate the stationary divergence and the two explicit fields

Given: the data of the statement and [F1]-[F3].

1.1F1given

By [F1], ∂tn=∂t(u2+v2)=2(u ∂tu+v ∂tv) pointwise on Ω×I.

1.2F2F1algebra

Put F:=u∇v−v∇u. By [F2] applied to each of the two products, using div⁡(∇v)=∑i=02∂i∂iv=Δv and likewise for u, one has div⁡(u∇v)=∇u⋅∇v+u Δv and div⁡(v∇u)=∇v⋅∇u+v Δu; the mixed terms are equal by symmetry of the inner product and cancel in the difference, so div⁡F=u Δv−v Δu and hence div⁡j=ℏm(uΔv−vΔu).

1.3givenalgebra

Reading the complex equation iℏ∂t(u+iv)=−ℏ22mΔ(u+iv)+V(u+iv) by real and imaginary parts gives ℏ ∂tu=−ℏ22mΔv+Vv and −ℏ ∂tv=−ℏ22mΔu+Vu, i.e. ∂tu=−ℏ2mΔv+Vℏv and ∂tv=ℏ2mΔu−Vℏu.

1.4F1givenalgebra

For u=cos⁡(kd⋅x), v=sin⁡(kd⋅x) the chain rule [F1] gives ∇u=−k d sin⁡(kd⋅x) and ∇v=k d cos⁡(kd⋅x); hence u∇v−v∇u=k d (cos⁡2+sin⁡2)=k d and j=ℏkmd. The two functions are C∞ and satisfy the stationary equations with V=0, because ∂i∂iu=−k2di2cos⁡(kd⋅x) and ∂i∂iv=−k2di2sin⁡(kd⋅x) by [F1], so summing over i=0,1,2 and using ∣d∣2=1 gives Δu=−k2u and Δv=−k2v with E=ℏ2k2/(2m).

1.5F1givenalgebra

Write ck:=cos⁡(kr), sk:=sin⁡(kr) and f=a+ib. Then u=r−1(ack−bsk), v=r−1(ask+bck), so by the chain and product rules for functions of the single variable r [F1], ∂ru=−k r−1(ask+bck)−r−2(ack−bsk) and ∂rv=k r−1(ack−bsk)−r−2(ask+bck). Multiplying out, u ∂rv−v ∂ru=k r−2[(ack−bsk)2+(ask+bck)2]=k r−2(a2+b2)=k r−2∣f(ω)∣2; since r^ is a unit vector and the radial directional derivative of an angular function is zero, j⋅r^=ℏm(u ∂rv−v ∂ru), which is the first display of (c), and multiplying by r2>0 gives the equivalent second display. Both u and v are C1 on Ω: they are sums of products of the C∞ radial factors r−1, cos⁡(kr), sin⁡(kr) with the C1 angular factors a,b, and the radial extensions of a,b are C1 by the explicit convention in (c), so the Euclidean product rules give the stated regularity.

2.1step 1.1step 1.2step 1.3algebra

Substituting 1.3 into 1.1 and using that V is real, 2(u∂tu+v∂tv)=2(−ℏ2muΔv+Vℏuv+ℏ2mvΔu−Vℏvu)=−ℏm(uΔv−vΔu). Adding the value of div⁡j from 1.2 gives ∂tn+div⁡j=0, which is (a).

2.2step 1.2givenalgebra

If u,v,V do not depend on t and satisfy the stationary equations, then Δu=2mℏ2(V−E)u and Δv=2mℏ2(V−E)v pointwise, so 1.2 gives div⁡j=ℏm⋅2mℏ2(V−E)(uv−vu)=0 on Ω.

3.1F3step 1.4step 1.5step 2.2algebra∎

Let B(a,r)‾⊆Ω. The ball B(a,r) is a bounded C1 domain and j is C1 on a neighbourhood of its closure, so [F3] gives ∫∂B(a,r)j⋅ν dS=∫B(a,r)div⁡j dx=0 by 2.2; with 1.4 for the plane-wave reading, 1.5 for the outgoing current identity, 2.1 for (a) and this step for (b), the proof of (a), (b) and (c) is complete.

Remarks

  • Role. The lemma supplies the exact current reading used by the pair's stationary beam model: j is the pair of clauses (a) and (b) that makes the current of a stationary solution divergence-free and flux-free through spheres, and clause (c) computes the two currents -- the incident plane wave with magnitude ℏk/m and the outgoing spherical wave with radial density (ℏk/m)∣f∣2/r2 -- that the model's cross-section reading compares. Clause (c) asserts the outgoing current identity without any equation for the field: the model's amplitude fk appears in the outgoing coefficient of the full stationary solution (incident wave plus outgoing wave plus remainder), whose existence and equation are established by the pair's stationary theorem, not here.
  • Choice. The divergence theorem used in 3.1 assumes countable choice; no additional choice principle is used.

Depends on

Dependency tree · 2 levels

Sources