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Common completions of algebraic and holomorphic local rings and their finite-type quotients

Statement

Assume the Axiom of Choice. Fix an integer n≥1, put P=C[w1,…,wn], and let m=(w1,…,wn). Let A0=Pm be the localization at the polynomials nonzero at the origin, let H=C{w1,…,wn} be the ring of holomorphic function germs at the origin, and let T be the set of coefficient arrays a=(aα)α∈Nn∈CNn, written ∑αaαwα where wα=∏i=1nwiαi, with pointwise addition and multiplication defined by (ab)α=∑β+γ=αaβbγ. These operations make T a commutative unital ring: each convolution is finite, its multiplicative identity has coefficient 1 at α=0 and 0 elsewhere, and no convergence condition is imposed; this ring is denoted C⟦w1,…,wn⟧. For each polynomial in P, its finitely supported coefficient array defines the canonical ring map P→T; for an ideal I⊆P, IT denotes the ideal of T generated by its image under this map. For any finitely generated ideal I⊆m, set AI=A0/IA0 and HI=H/IH. For a local ring R with maximal ideal mR, define its completion by R^=lim←⁡k≥1R/mRk.

The polynomial-to-germ map induces a local homomorphism AI→HI. The four rings A0,H,AI,HI are Noetherian local rings, and the induced map on completions identifies both AI^ and HI^ canonically with T/IT. In particular, the comparison uses the same extended defining ideal I and does not replace it by its radical, so nilpotent classes are retained.

Facts & Assumptions

Given: The Axiom of Choice, n≥1, the polynomial ring P, the maximal ideal m, the local ring A0, the holomorphic-germ ring H, the formal power-series ring T, and a finitely generated ideal I⊆m.

[A1]

The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice). The completion-quotient result used below is stated under this assumption.

[F1]

A localization S−1R consists of fractions r/s with s∈S; here S=P∖m, so every denominator has nonzero constant term (Multiplicative subsets and the localisation S−1R as equivalence classes of fractions).

[F2]

H is the ring of holomorphic germs at the origin in Cn, and n={[f]:f(0)=0} is its distinguished ideal (The ring of holomorphic germs at 0 and its maximal ideal).

[F3]

In one complex variable, a holomorphic germ is a unit exactly when its value at the base point is nonzero; its nonunits form the unique maximal ideal (Holomorphic germs at a point form a local ring).

[F4]

For every n≥1, a germ in H is a unit exactly when its value at the origin is nonzero, so H is local with maximal ideal n (A germ is a unit exactly when its value at 0 is nonzero, so Om,0 is local).

[F5]

H is a Noetherian commutative ring (The ring of holomorphic germs is Noetherian).

[F6]

A holomorphic function near the origin has an absolutely convergent power-series expansion on every sufficiently small polydisc, with its coefficients given by the polydisc Cauchy integrals (A continuous separately holomorphic function is the sum of an absolutely convergent power series with Cauchy-integral coefficients on every smaller polydisc).

[F7]

A coefficient family with a bound ∣cα∣≤M∏i=1nri−αi defines a holomorphic sum on the open polydisc of positive radii ri. Its coefficients are its derivatives at the origin divided by the corresponding factorials. If c,c′:Nn→C satisfy ∣cα∣≤M∏i=1nri−αi and ∣cα′∣≤M′∏i=1nri−αi for positive radii ri, and their sums agree on the corresponding open polydisc, then cα=cα′ for every α (Bounded multivariable power series are holomorphic with unique derivative coefficients).

[F8]

For every finite n, a polynomial ring in n variables over a Noetherian ring is Noetherian; under DC, quotients and localizations of Noetherian rings are Noetherian (If R is Noetherian then R[x1,…,xn] is Noetherian for every n∈N, Every quotient and every localisation of a Noetherian ring is Noetherian).

[F9]

If R is Noetherian and J is an ideal, completion identifies the completion of R/J with R^/JR^ (Completion commutes with finite quotients and induced submodules).

[F10]

Given a set, an initial element, and a self-map, recursion on N supplies the unique sequence following that map (The recursion theorem).

Proof

technique · direct
1.1A1F10construct

AC implies DC. For a nonempty set Y with a serial relation R, the successor sets {z∈Y:yRz} are nonempty; [A1] chooses one successor for each such set. This defines a self-map s:Y→Y with yRs(y), and [F10] recursively generates a sequence from any specified starting point.

1.2givenF1algebra

For each k≥1, every s∈P∖m has the form s=c(1+h) with c=s(0)≠0 and h∈m. Modulo mk, hk=0, so c−1∑j=0k−1(−h)j is an inverse for s. Thus localization changes no k-jet and A0/mkA0≅P/mk. The quotient P/mk records precisely the coefficients of monomials of total degree less than k, and its transition maps discard coefficients of degree at least the new truncation order. In a compatible sequence, the coefficient of each wα is therefore stable at every stage k>∣α∣, giving an array in T; conversely, every array in T gives these compatible truncations. The induced addition is pointwise, and multiplication is the finite convolution in the Statement, so this is a ring isomorphism. Hence A0^≅T.

1.3F2F6F7construct

Every germ in n has a power series ∑αcαwα with no constant term by [F6], since evaluating at 0 gives c0=0. Choose positive radii ri on which [F6] bounds ∣cα∣≤M∏iri−αi. Assign each nonconstant monomial to the first coordinate with positive exponent. After removing the corresponding factor wi, the coefficient at wν of the grouped series gi is either cν+ei or 0, and is bounded by (M/ri)∏jrj−νj. Thus [F7] makes each gi holomorphic on that polydisc, and absolute convergence permits the finite grouping to give the germ identity f=∑i=1nwigi. Conversely each wi vanishes at 0, so n=(w1,…,wn).

2.1givenF1F3F4F5F8F11step 1.1

By [F11], every ideal of C is finitely generated; the DC-dependent ideal characterization in [F11], using DC from step 1.1, makes C Noetherian. The finite-variable corollary in [F8] then makes P Noetherian, and [F8] makes its localization A0 Noetherian under the same DC. The ring A0 is local: fractions with numerator outside m are units, while the residue map p/q↦p(0)/q(0) is a surjective homomorphism to C with kernel mA0. The ring H is Noetherian by [F5] and local by [F3] when n=1 and by [F4] for every n. Since I⊆m and every element of I vanishes at the origin, IA0 and IH lie in the respective maximal ideals. Every q∈P∖m maps to a unit in H by [F4], so P→H extends to A0→H. Evaluation at 0 on H has kernel n, and its composite with A0→H is p/q↦p(0)/q(0); hence the preimage of n is mA0. Because I⊆m and IH⊆n, the induced AI→HI has preimage of n/IH equal to mA0/IA0, so it is local. The quotients are Noetherian local rings, with maximal ideals the images of those ambient maximal ideals.

2.2givenF6F7step 1.3

For k≥1, [F6] and [F7] give each holomorphic germ a unique power-series coefficient array, independent of its representative after restricting to a common sufficiently small polydisc. Truncation to total degree less than k gives a surjection H→P/mk; addition and multiplication agree with the truncated coefficient operations, by addition and multiplication of absolutely convergent series and uniqueness in [F7]. For each multi-index α of degree at least k, assign the first monomial divisor wβ in a fixed ordering among the finitely many divisors of total degree k. If ∣cα∣≤M∏iri−αi is a bound from [F6], the coefficient at wν after removing wβ from its assigned subseries is either cν+β or 0, hence bounded by (M∏iri−βi)∏iri−νi. By [F7] this grouped series defines a holomorphic germ gβ. Finite grouping therefore writes the tail as ∑∣β∣=kwβgβ, so the kernel is contained in nk. Conversely, step 1.3 makes nk generated by the degree-k coordinate monomials. Choose positive radii whose closed polydisc lies inside a common convergence polydisc for a finite expression of an element of nk as a sum of degree-k monomials times germs. By [F6], each germ's expansion has a coefficient bound on these radii. Multiplication by wβ shifts its coefficients and preserves a bound of the same form, with the constant multiplied by ∏iriβi; a finite sum also preserves such a bound. The expansion of the given element has a bound on the same radii by [F6]. The two sums agree there, so [F7] identifies their coefficients and shows that all coefficients of total degree below k vanish. Thus nk lies in the kernel and H/nk≅P/mk.

3.1step 1.2step 2.2algebra

Taking inverse limits in steps 1.2 and 2.2 identifies A0^ and H^ with T. Each polynomial variable maps to the same formal variable under both completion maps, so the induced map A0^→H^ is the identity of T.

4.1givenA1F9step 2.1step 3.1algebra∎

Under the assumed AC, apply [F9] to the finitely generated ideals IA0⊆A0 and IH⊆H; these rings are Noetherian by step 2.1. Their images in T are both generated by the same finite polynomial generators of I, because the maps in step 3.1 send each wi to the same formal variable. Thus AI^≅T/IT≅HI^, and the induced map on completions is the identity under these identifications. The quotient is by I itself, not by its radical.

Remarks

The square below records the canonical ambient local-ring map and its completion. The vertical arrows are the maximal-ideal completion maps. The bottom arrow is the identity on formal variables; quotienting every corner by the same extended ideal IT gives the square for AI→HI.

A0HTTid

Depends on

Dependency tree · 2 levels

Sources