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Common completions of algebraic and holomorphic local rings and their finite-type quotients
Statement
Assume the Axiom of Choice. Fix an integer , put , and let . Let be the localization at the polynomials nonzero at the origin, let be the ring of holomorphic function germs at the origin, and let be the set of coefficient arrays , written where , with pointwise addition and multiplication defined by . These operations make a commutative unital ring: each convolution is finite, its multiplicative identity has coefficient at and elsewhere, and no convergence condition is imposed; this ring is denoted . For each polynomial in , its finitely supported coefficient array defines the canonical ring map ; for an ideal , denotes the ideal of generated by its image under this map. For any finitely generated ideal , set and . For a local ring with maximal ideal , define its completion by .
The polynomial-to-germ map induces a local homomorphism . The four rings are Noetherian local rings, and the induced map on completions identifies both and canonically with . In particular, the comparison uses the same extended defining ideal and does not replace it by its radical, so nilpotent classes are retained.
Statement references
Facts & Assumptions
Given: The Axiom of Choice, , the polynomial ring , the maximal ideal , the local ring , the holomorphic-germ ring , the formal power-series ring , and a finitely generated ideal .
The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice). The completion-quotient result used below is stated under this assumption.
A localization consists of fractions with ; here , so every denominator has nonzero constant term (Multiplicative subsets and the localisation as equivalence classes of fractions).
is the ring of holomorphic germs at the origin in , and is its distinguished ideal (The ring of holomorphic germs at and its maximal ideal).
In one complex variable, a holomorphic germ is a unit exactly when its value at the base point is nonzero; its nonunits form the unique maximal ideal (Holomorphic germs at a point form a local ring).
For every , a germ in is a unit exactly when its value at the origin is nonzero, so is local with maximal ideal (A germ is a unit exactly when its value at is nonzero, so is local).
is a Noetherian commutative ring (The ring of holomorphic germs is Noetherian).
A holomorphic function near the origin has an absolutely convergent power-series expansion on every sufficiently small polydisc, with its coefficients given by the polydisc Cauchy integrals (A continuous separately holomorphic function is the sum of an absolutely convergent power series with Cauchy-integral coefficients on every smaller polydisc).
A coefficient family with a bound defines a holomorphic sum on the open polydisc of positive radii . Its coefficients are its derivatives at the origin divided by the corresponding factorials. If satisfy and for positive radii , and their sums agree on the corresponding open polydisc, then for every (Bounded multivariable power series are holomorphic with unique derivative coefficients).
For every finite , a polynomial ring in variables over a Noetherian ring is Noetherian; under DC, quotients and localizations of Noetherian rings are Noetherian (If is Noetherian then is Noetherian for every , Every quotient and every localisation of a Noetherian ring is Noetherian).
If is Noetherian and is an ideal, completion identifies the completion of with (Completion commutes with finite quotients and induced submodules).
Given a set, an initial element, and a self-map, recursion on supplies the unique sequence following that map (The recursion theorem).
The complex numbers form a field ( is a field, every element is uniquely , and every nonzero element has inverse ); in particular their only ideals are and . Under DC, a commutative ring is Noetherian exactly when every ideal is finitely generated (A commutative ring is Noetherian exactly when every ideal is finitely generated, exactly when its ideals satisfy the ascending chain condition, and exactly when every nonempty set of ideals has a maximal member).
Proof
AC implies DC. For a nonempty set with a serial relation , the successor sets are nonempty; [A1] chooses one successor for each such set. This defines a self-map with , and [F10] recursively generates a sequence from any specified starting point.
For each , every has the form with and . Modulo , , so is an inverse for . Thus localization changes no -jet and . The quotient records precisely the coefficients of monomials of total degree less than , and its transition maps discard coefficients of degree at least the new truncation order. In a compatible sequence, the coefficient of each is therefore stable at every stage , giving an array in ; conversely, every array in gives these compatible truncations. The induced addition is pointwise, and multiplication is the finite convolution in the Statement, so this is a ring isomorphism. Hence .
Every germ in has a power series with no constant term by [F6], since evaluating at gives . Choose positive radii on which [F6] bounds . Assign each nonconstant monomial to the first coordinate with positive exponent. After removing the corresponding factor , the coefficient at of the grouped series is either or , and is bounded by . Thus [F7] makes each holomorphic on that polydisc, and absolute convergence permits the finite grouping to give the germ identity . Conversely each vanishes at , so .
By [F11], every ideal of is finitely generated; the DC-dependent ideal characterization in [F11], using DC from step 1.1, makes Noetherian. The finite-variable corollary in [F8] then makes Noetherian, and [F8] makes its localization Noetherian under the same DC. The ring is local: fractions with numerator outside are units, while the residue map is a surjective homomorphism to with kernel . The ring is Noetherian by [F5] and local by [F3] when and by [F4] for every . Since and every element of vanishes at the origin, and lie in the respective maximal ideals. Every maps to a unit in by [F4], so extends to . Evaluation at on has kernel , and its composite with is ; hence the preimage of is . Because and , the induced has preimage of equal to , so it is local. The quotients are Noetherian local rings, with maximal ideals the images of those ambient maximal ideals.
For , [F6] and [F7] give each holomorphic germ a unique power-series coefficient array, independent of its representative after restricting to a common sufficiently small polydisc. Truncation to total degree less than gives a surjection ; addition and multiplication agree with the truncated coefficient operations, by addition and multiplication of absolutely convergent series and uniqueness in [F7]. For each multi-index of degree at least , assign the first monomial divisor in a fixed ordering among the finitely many divisors of total degree . If is a bound from [F6], the coefficient at after removing from its assigned subseries is either or , hence bounded by . By [F7] this grouped series defines a holomorphic germ . Finite grouping therefore writes the tail as , so the kernel is contained in . Conversely, step 1.3 makes generated by the degree- coordinate monomials. Choose positive radii whose closed polydisc lies inside a common convergence polydisc for a finite expression of an element of as a sum of degree- monomials times germs. By [F6], each germ's expansion has a coefficient bound on these radii. Multiplication by shifts its coefficients and preserves a bound of the same form, with the constant multiplied by ; a finite sum also preserves such a bound. The expansion of the given element has a bound on the same radii by [F6]. The two sums agree there, so [F7] identifies their coefficients and shows that all coefficients of total degree below vanish. Thus lies in the kernel and .
Taking inverse limits in steps 1.2 and 2.2 identifies and with . Each polynomial variable maps to the same formal variable under both completion maps, so the induced map is the identity of .
Under the assumed AC, apply [F9] to the finitely generated ideals and ; these rings are Noetherian by step 2.1. Their images in are both generated by the same finite polynomial generators of , because the maps in step 3.1 send each to the same formal variable. Thus , and the induced map on completions is the identity under these identifications. The quotient is by itself, not by its radical.
Remarks
The square below records the canonical ambient local-ring map and its completion. The vertical arrows are the maximal-ideal completion maps. The bottom arrow is the identity on formal variables; quotienting every corner by the same extended ideal gives the square for .
Depends on
The Axiom of Choice
Multiplicative subsets and the localisation as equivalence classes of fractions
The ring of holomorphic germs at and its maximal ideal
A germ is a unit exactly when its value at is nonzero, so is local
Holomorphic germs at a point form a local ring
The ring of holomorphic germs is Noetherian
is a field, every element is uniquely , and every nonzero element has inverse
A commutative ring is Noetherian exactly when every ideal is finitely generated, exactly when its ideals satisfy the ascending chain condition, and exactly when every nonempty set of ideals has a maximal member
A continuous separately holomorphic function is the sum of an absolutely convergent power series with Cauchy-integral coefficients on every smaller polydisc
The recursion theorem
If is Noetherian then is Noetherian for every
Every quotient and every localisation of a Noetherian ring is Noetherian
Completion commutes with finite quotients and induced submodules
Bounded multivariable power series are holomorphic with unique derivative coefficients