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Relative finite-parameter avoidance of reducible connections

Statement

Assume ZF together with the Axiom of Choice. Let M be S3 or S4 with its compact, connected, oriented, boundaryless smooth structure, let N≥2, and let P→M be a smooth principal right SU(N)-bundle with a smooth reference connection A0. Fix a basepoint m∈M and a frame of Pm. Equip A∞=A0+Ω1(M;ad⁡P) with the Fréchet topology generated by suprema of all derivatives of section coefficients in a fixed finite bundle atlas. Let A∞∗ consist of connections whose based holonomy action on CN has no nonzero proper invariant complex subspace. Let K be the geometric realization of a finite simplicial complex, let L be the realization of a subcomplex, and let f:K→A∞ be continuous with f(L)⊆A∞∗. Then there is a continuous homotopy H:K×[0,1]→A∞, with H(s,0)=f(s) for every s∈K, and an open neighborhood O⊆K of L such that H(s,t)=f(s) for every (s,t)∈O×[0,1], and H(⋅,1) maps all of K into A∞∗. For every finite list of these C∞ section seminorms p1,…,pm and positive tolerances ϵ1,…,ϵm, the homotopy can be chosen with sup⁡(s,t)∈K×[0,1]pj(H(s,t)−f(s))<ϵj for every j.

Facts & Assumptions

Given: ZF and the Axiom of Choice; the fixed bundle and affine connection space in the statement; a finite polyhedron K; a subpolyhedron L; and a continuous map f whose restriction to L is irreducible.

[A1]

The Axiom of Choice means every family of nonempty sets has a choice function (The Axiom of Choice). In particular it implies countable choice, the weaker set-theoretic assumption used by the finite-dimensional approximation, transversality and Sard results below (The Axiom of Countable Choice (ACω)).

[F1]

The batch-56 configuration definition identifies A∞ with A0+Ω1(M;ad⁡P), uses the finite-atlas C∞ section topology, and defines irreducibility by the based holonomy action on CN. Its complete definition was inspected and its current Step 1 record is ready; the proof uses exactly that interface (Smooth and Sobolev configuration and reduced gauge spaces).

[F2]

Under the bundle, connection, and base-frame hypotheses of [F1], the finite-holonomy lemma states that A∞∗ is open and that each irreducible connection has a finite tuple of based loops whose holonomies have no common nonzero proper invariant complex subspace. These are the openness and witness properties used below (Finite holonomy witnesses for irreducibility).

[F3]

The incidence manifold of r holonomies preserving a k-plane has codimension 2rk(N−k) in SU(N)r×Gr⁡C(k,N); the dimension deficit after including the plane variable is 2(r−1)k(N−k) (Dimension of the finite holonomy incidence manifold).

[F4]

The supplier treats a real Euclidean state x(t)∈Rn and real parameter λ∈Rm in an equation x′=F(t,x,λ) with jointly smooth F on an open domain; near each base datum, solutions exist on a common compact time interval and depend smoothly on their initial state and parameters (Smooth dependence of ODE solutions on parameters). On each smooth loop segment, identify MN(C) with R2N2 by real and imaginary entries. If B(s,t)∈su(N) is the connection coefficient for the family g(s) in a smooth trivialization along that segment, then X↦−B(s,t)X is represented by a real 2N2×2N2 matrix smooth in (s,t). The parallel-transport equation is therefore a real Euclidean ODE with real parameter s; the supplier gives its smooth real parameter dependence on each common compact segment. The same realification applies to the finite-dimensional perturbation parameters w in step 6.1.

[F5]

For a smooth map F:X×S→Y transverse to an embedded submanifold Z⊆Y, the parameters whose slices Fs fail to be transverse to Z form a null subset of S; this theorem assumes countable choice (Parametric transversality).

[F6]

Finite families of Euclidean smooth bumps, normalized by their positive sum, give smooth convex parameter weights and cutoffs separating disjoint compact subsets. The proof constructs them by the explicit scalar bump formula; it makes no appeal to a smooth-approximation theorem with a Fréchet target.

[F7]

If a smooth map between finite-dimensional smooth manifolds has a regular value with nonempty fiber, its fiber is an embedded submanifold whose codimension is the target dimension (A regular level set is an embedded submanifold).

[F8]

Under countable choice, critical values of a smooth map between finite-dimensional smooth manifolds form a null set (Morse-Sard for smooth manifolds).

[F9]

A null subset of a positive-dimensional smooth parameter manifold has dense complement, and a finite union of null sets is null (A null set has dense complement in a positive-dimensional manifold, Countable unions and subsets of manifold null sets are null).

Proof

technique · global finite-dimensional parameter smoothing and holonomy-incidence avoidance
1.1A1F1F2givencasesconstruct

If K=∅ or f(K)⊆A∞∗, the constant homotopy suffices. Otherwise realize the given finite simplicial complex by its barycentric coordinates as a compact subset of Rq, taking q≥1. Let U=f−1(A∞∗), an open neighborhood of L by [F2]. Since K is compact metrizable and L is a closed subcomplex, choose nested relatively open metric neighborhoods U0,U1,U2 of L with U‾0⊂U1, U‾1⊂U2, and U‾2⊂U; if L=∅ take them empty. The set f(U‾2) is compact because it is the continuous image of a compact set. The inclusion from the C∞ section topology to the finite-atlas C1 topology is continuous, so this image is also compact in the C1 topology. For each of its members, [F2] supplies a C1 neighborhood contained in A∞∗. Cover the compact image by the half-radius neighborhoods; a finite subcover and the minimum of their positive half-radii give one C1 tolerance such that every pointwise perturbation smaller than that tolerance remains irreducible. Include the corresponding C1 seminorms among the finitely many seminorms in which all forthcoming approximations are to be small.

2.1F1F6step 1.1constructalgebra

Fix a small positive tolerance δ in each of those seminorms. Uniform continuity on compact K gives a radius ρ>0 so that f(si)−f(s) is smaller than δ in every selected seminorm when s,si∈K and ∣s−si∣<2ρ. Choose finitely many si∈K with the balls Bρ(si) covering K. Let ψi be nonnegative smooth ambient bumps supported in B2ρ(si) and positive on Bρ(si), constructed by translating and rescaling exp⁡(−1/(1−∣x∣2)) on the unit ball and extending by zero. On the open neighborhood V={∑iψi>0} of K, put λi=ψi/∑jψj and g(s)=A0+∑iλi(s)(f(si)−A0). This is an ambient smooth finite-affine family of smooth connections. For s∈K, every contributing sample is within 2ρ of s, so p(g(s)−f(s))<δ for each selected seminorm p. This construction smooths the parameter dependence directly and simultaneously on the whole polyhedron; it changes no face independently of its cofaces.

3.1F1F2F6step 1.1step 2.1construct

Choose a smooth ambient cutoff 0≤θ≤1 which is zero on a neighborhood of U‾0 and one on a neighborhood of the disjoint compact set K∖U1. Such a cutoff follows from finitely many ambient bumps separating the two compact sets. Define on K the continuous family h(s)=f(s)+θ(s)(g(s)−f(s)). The straight interpolation from f to h is fixed near L and is δ-small in every selected seminorm. By the uniform C1 margin in step 1.1, choosing δ small ensures it is irreducible on U‾2. Its closed reducible-parameter set R={s∈K:h(s)∉A∞∗} is compact and contained in K∖U2, hence in the ambient open region where θ=1 and h=g on K. If R is empty the first interpolation already proves the result. Otherwise choose an ambient open W with compact closure in V∩{θ=1}, containing R and avoiding a neighborhood of L, and a smooth cutoff 0≤χ≤1 with compact support T⊂W, positive on R. All subsequent holonomy calculations use the ambient family g on W; on the actual parameter subset K∩W this is exactly h.

4.1givenstep 3.1construct

Choose r≥2 so that 2(r−1)(N−1)>q, where q is the ambient parameter dimension in step 1.1. Put d=dim⁡M∈{3,4} and use stereographic projection from m to identify M∖{m} smoothly with Rd. Choose r pairwise disjoint closed Euclidean coordinate balls there. Their complement is path connected: choose pairwise disjoint slightly larger balls around them, and replace every portion of a polygonal path that enters one of the larger balls by a path on its boundary sphere. These replacement spheres lie outside the original closed balls, and they are connected because d≥2. A ray outside a large ball then extends to m under inverse stereographic projection, so exterior paths can reach the basepoint. In each ball choose a small embedded circle and a short closed arc on it. Join m to a point on the circle outside that arc by a piecewise-smooth stem disjoint from that arc and meeting no other ball; return along the same stem after traversing the circle once. This gives based piecewise-smooth loops ℓi. In the Euclidean ball coordinates, a short circle arc has an explicit product tube: after a rigid coordinate change write the circle as γ(t)=a(cos⁡t,sin⁡t,0,…,0) for ∣t∣<α<π, and use (t,z)↦(a+z1)(cos⁡t,sin⁡t,0,…,0)+z2e3+⋯+zd−1ed for sufficiently small z. Choose the arc away from its stem endpoint and shrink this tube so it meets the loop only on the arc and misses every stem. The disjoint balls make the tubes pairwise disjoint, so each loop has a private control tube.

5.1F1F4step 4.1construct

Parametrize each loop as ℓi:[0,1]→M and subdivide it into finitely many smooth segments, each lying in a smooth bundle trivialization. Let Ui(s,t) denote transport from the chosen base frame to the point ℓi(t). On a segment its matrix equation is U′=−Bi(s,t)U; by the realification in [F4], left multiplication by −Bi(s,t) is a real 2N2×2N2 coefficient matrix smooth in the parameter s∈W and segment variable t. For each fixed s0∈W, the local solution intervals supplied by [F4] cover the compact segment. A finite subcover, a subdivision subordinate to it, and the intersection of its finitely many parameter neighborhoods give smooth solution maps across the whole segment near s0. Since this is local in s0, it gives smooth parameter dependence throughout W; finite composition with the smooth bundle transition matrices preserves smoothness across segment endpoints. In tube coordinates (t,z) around the private arc, choose the loop parametrization to agree with t along this arc, and choose a bump ρi(t) of integral one supported away from the arc ends, a transverse bump c(z) with c(0)=1, and a real basis Xa of su(N). In a fixed smooth frame on the tube define the adjoint-valued form bi,a(s)=ρi(t)c(z)Ui(s,t)XaUi(s,t)−1 dt, extending its coefficients constantly in the transverse coordinates before multiplying by c and extending by zero outside the tube. It is a genuine smooth bundle-valued one-form depending smoothly on the ambient parameter. Along the loop its contraction is exactly the displayed transported Lie-algebra element.

6.1F4step 4.1step 5.1constructalgebra

The realified equation in [F4] applies to the w-dependent coefficient Bi(s,t)+∑j,awj,abj,a(s,t) on each loop segment, so Ψ is a smooth real map and its parameter derivative exists. For the full transport U:[0,1]→SU(N) satisfying U′=−B(t)U on each segment and a perturbation b(t), differentiate the real matrix ODE segmentwise to obtain (U−1δU)′=−U−1bU and integrate across the finitely many segments to get U(1)−1δU(1)=−∫01U(t)−1b(t)U(t) dt. The control form in step 5.1 makes this last integral −Xa for loop i. The other loop holonomies do not vary, since their images miss its tube. Therefore, for D=r(N2−1) real parameters w=(wi,a), the derivative at w=0 of Ψ(s,w)=(Hol⁡ℓi(g(s)+∑j,awj,abj,a(s)))i=1r is an isomorphism in the w variable onto TSU(N)r, for every s∈W. Smooth ODE dependence and compactness of T give a number a>0 on which this derivative remains an isomorphism uniformly for s∈T and ∣w∣<a.

7.1F3F4step 3.1step 6.1construct

Choose a ball B⊂RD about zero of radius less than a and put Φ(s,v)=Ψ(s,χ(s)v) for s∈W. Where χ(s)>0, its parameter derivative is χ(s)DwΨ(s,χ(s)v), still invertible by step 6.1. For each 1≤k<N, the map Fk:((W+×Gr⁡C(k,N))×B)→SU(N)r×Gr⁡C(k,N), ((s,Q),v)↦(Φ(s,v),Q), with W+={s∈W:χ(s)>0}, is a submersion and thus transverse to Ik,r of [F3]. Notice that the smooth source is the ambient open set W+, not an individual simplex or a nonsmooth polyhedron.

8.1A1F3F5step 4.1step 7.1algebra

By [F5], outside a null subset of B the fixed-v map from W+×Gr⁡C(k,N) is transverse to Ik,r. Its source dimension is q+2k(N−k), while that incidence manifold has codimension 2rk(N−k) by [F3]. Since k(N−k)≥N−1 and 2(r−1)(N−1)>q, the codimension is strictly larger than the source dimension. A transverse slice can therefore have no incidence preimage: a putative preimage would require a surjection from a smaller-dimensional tangent space to the normal space.

9.1A1F3F7F8F9step 7.1step 8.1algebra

If Zk=∅, its projection to B is empty. Otherwise, in a target chart around each point of Ik,r, that embedded submanifold is a coordinate slice of codimension 2rk(N−k). Since Fk is a submersion, the composite of Fk with the normal-coordinate projection is a submersion; its zero level is the local preimage of Ik,r. Applying [F7] in these charts shows that Zk=Fk−1(Ik,r) is an embedded manifold of dimension q+D+2k(N−k)−2rk(N−k)=q+D−2(r−1)k(N−k)<D. Every point of its projection to B is critical because dim⁡Zk<D, so [F8] makes that image null. There are finitely many k, and [F9] makes the union of these images and the exceptional sets in step 8.1 null with dense complement. Thus arbitrarily small v∈B avoid every incidence condition throughout W+. This also directly verifies the transversality dimension argument by Sard.

10.1F1F2F9step 2.1step 3.1step 9.1constructalgebra∎

Define on all of K the final family hv(s)=h(s)+χ(s)∑j,avj,abj,a(s), with the added term zero off W. The compact support T and its spatial smoothness make this term continuous in every section seminorm, and its value uniformly small in any specified finite list by taking v sufficiently small. If χ(s)>0, then s∈W and h(s)=g(s), so hv(s) has the holonomy tuple Φ(s,v), which has no common invariant proper subspace by step 9.1. Therefore hv(s) is irreducible. If χ(s)=0, then s∉R since χ is positive on R, so hv(s)=h(s) was already irreducible. The straight perturbation homotopy from h to hv is fixed on an open neighborhood of L. Concatenate it with the interpolation in step 3.1. Choose δ and then v within half of each requested seminorm tolerance; the triangle inequality gives the asserted bounds relative to the original f for the entire concatenated homotopy. All formulas are global on K, so faces and cofaces agree automatically.

Remarks

The parameter transversality and direct Sard arguments are finite-dimensional. The proof uses holonomy on the standard representation and never assumes Hol⁡A=SU(N) for N>2.

Depends on

Dependency tree · 2 levels

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