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Positive first-order residual and actual instability/tail counterexamples

Statement

Use the smooth state, frame, and dissipative stress/particle decomposition of Rest fluid state, frame and geometric current definitions and Frame-qualified dissipative entropy cancellation. Assume the stress and particle balances ∇aTab=fb and ∇aJa=0. Let c>0, T>0, and let η,ζ,κ,L≥0. Impose

Π=−ζcθ,πab=−2ηcσab,Qa=−κcΔab(∇bT+Tab),Va=−LΔab∇b(μ/T).

On any branch with no rest-frame work, ubfb=0 (including the isolated case fb=0), the entropy identity reduces to

∇aSa=ζcθ2+2ηc σabσabT+κcT2Δab(∇aT+Taa)(∇bT+Tab)+LΔab∇a(μ/T)∇b(μ/T)≥0.

This sign condition alone implies neither finite propagation nor linear stability, as the following two conditional model calculations show.

  1. Supported fixed-rest Fourier branch. Let M=R4 have Minkowski metric g=diag⁡(−1,1,1,1), choose N=(1,0,0,0) as time orientation, and write x0=ct. On the positive-time field domain O={(x0,x):x0>0, x∈R3} set u=(1,0,0,0). Set V=Π=π=0 and η=ζ=L=0, and maintain the fixed rest field with external support f0=0, fi=∂ip+c−1∂tQi, hence ubfb=0 even if fi is nonzero. On a fixed-volume state slice v=v0, let T=T0+ϑ and ϵ=ϵ0+Cϑ, where T0,C>0 are constant and the temperature coordinate is valid on an interval [T0,T0+δ] contained in the material-state domain for some δ>0. With constant κ>0, set q=cQ=−κ∇ϑ. For any ϑ0∈Cc∞(R3) satisfying 0≤ϑ0≤δ and ϑ0≢0, the heat solution ϑ(x,t):=∫R3Γ(x−y,κt/C)ϑ0(y) dy for t>0 has initial boundary trace ϑ0 locally uniformly as t↓0+ and is strictly positive at every x∈R3 for every t>0. Hence no finite speed v satisfies supp⁡ϑ(⋅,t)⊆supp⁡ϑ0+B‾vt(0) for all t>0.

  2. Homogeneous Eckart linearization. On the same Minkowski spacetime take f=0 and a homogeneous rest state with n0,T0>0, h0=ϵ0+p0>0, and κ>0. Set the density and temperature perturbations to zero, δn=δT=0, take V=0, and impose no spatial gradients. Let w:(0,∞)→R3 be the first-order spatial perturbation of u. The linearized first-order heat and momentum equations are Qi=−(κT0/c2)w˙i and h0w˙+Q˙=0. Hence for λ=h0c2/(κT0)>0, every nonzero constant vector w∗ gives the growing linearized mode w(t)=w∗eλt. This is a statement about the linearized equations, not a nonlinear solution claim.

The results are conditional mathematical deductions from the displayed model equations. They do not establish a constitutive law for nature, a nonlinear existence theorem, or a general instability theorem.

Facts & Assumptions

Given: Countable Choice; a nonempty open spacetime domain with the smooth Lorentzian frame and C2 local state specified by Rest fluid state, frame and geometric current definitions, with n,T>0; and the model equations and constants stated above.

[A1]

Countable Choice ACω is assumed where the heat-kernel and Lorentzian suppliers require it (The Axiom of Countable Choice (ACω)).

[F1]

Frame-qualified dissipative entropy cancellation: for the displayed stress and particle balances, ∇aSa=−Πθ+πabσabT−Qa(∇aT+Taa)T2−Va∇a(μ/T)−ubfbT. This is the current batch-55 conditional draft; its tgr-mc01 input hashes are stale, so its use remains conditional.

[F2]

The heat kernel on Rn and its causal extension: for τ>0, Γ(x,τ)=(4πτ)−3/2exp⁡(−∣x∣2/(4τ)), which is strictly positive.

[F3]

Normalisation, parabolic scaling, heat equation and derivative bounds for the heat kernel: assuming Countable Choice, Γ(⋅,τ)>0 and has unit integral for every τ>0.

[F4]

The heat Cauchy problem for bounded uniformly continuous data: assuming Countable Choice, for bounded uniformly continuous ϑ0:R3→R, the convolution ∫Γ(x−y,τ)ϑ0(y) dy is smooth for τ>0, solves Uτ=ΔU, is bounded, and recovers ϑ0 locally uniformly at τ=0; it also obeys ∥U(⋅,τ)∥∞≤∥ϑ0∥∞.

[A2]

For the supported fixed-rest branch, M=R4 has Minkowski metric g=diag⁡(−1,1,1,1), x0=ct, the field domain is t>0, x∈R3, and u=(1,0,0,0). With V=Π=π=0 and η=ζ=L=0, the external support is specified by f0=0 and fi=∂ip+c−1∂tQi. On a fixed-volume state slice v=v0, T=eσp is a valid coordinate and (∂ϵ/∂T)v0=C>0 is constant on an interval [T0,T0+δ] inside the material-state domain, so ϵ=ϵ0+C(T−T0) there. Here T0,δ,κ>0 and ϑ0∈Cc∞(R3) satisfies 0≤ϑ0≤δ and ϑ0≢0.

[A3]

In the entropy-sign branch assume ubfb=0. This includes the isolated case fb=0; in the supported fixed-rest branch of [A2], ubfb=−f0=0 although the spatial support force may be nonzero.

[A4]

In the homogeneous Eckart linearization, f=0, the background is constant with n0,T0>0, h0=ϵ0+p0>0, and κ>0; δn=δT=0, V=0, and all spatial gradients vanish. In SI, C has units J m−3K−1, κ has units W m−1K−1, q has units W m−2, h0 has units Pa, λ has units s−1, η,ζ have units Pa s, L has units marker2 K J−1m−2, and Q,Π,π have units Pa; c has units m s−1.

[F5]

Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model: in signature (−,+,+,+), the orthogonal complement of a unit timelike vector has positive-definite metric; this supplies the sign of the projected quadratic terms.

[F6]

Rest fluid state, frame and geometric current definitions (current batch-53 draft): on a nonempty open set O, a local state is specified by e∈C2(X) on nonempty open X⊂(0,∞)×R and a C2 state map (v,σp):O→X. It defines n=v−1, s=nσp, ϵ=ne, T=eσp, p=−ev, H=e+pv, and μ=H−Tσp. The convention has signature (−,+,+,+) and x0=ct, with c in m s−1.

Proof

1.1A1F1F5F6givenalgebra

Substitute the first-order laws into [F1] under the no-work assumption ubfb=0 of [A3]. They give −Πθ/T=ζcθ2/T, −πabσab/T=2ηc σabσab/T, −Qa(∇aT+Taa)/T2=κΔab(∇aT+Taa)(∇bT+Tab)/(cT2), and −Va∇a(μ/T)=LΔab∇a(μ/T)∇b(μ/T). The rest-space metric induced by Δ is positive definite by [F5]; with T,c>0 and nonnegative coefficients every summand is nonnegative, proving the stated residual inequality.

1.2A1A2F2F3F4F6algebra

In Minkowski coordinates, T00=ϵ and Ti0=Qi for the fixed-rest stress of [A2]. The temporal balance ∇aTa0=f0=0 is c−1∂tϵ+∂iQi=0. The spatial components are ∇aTai=c−1∂tQi+∂ip=fi, as required by [A2]. Using ϵ=ϵ0+Cϑ and q=cQ=−κ∇ϑ, the temporal balance becomes C∂tϑ+∇⋅q=0, or C∂tϑ−κΔϑ=0. Put ah=κ/C>0 and U(x,τ)=∫R3Γ(x−y,τ)ϑ0(y) dy. The smooth compactly supported datum in [A2] is bounded and uniformly continuous, so [F4] gives a smooth solution of Uτ=ΔU for τ>0 with initial trace ϑ0 locally uniformly. Then ϑ(x,t)=U(x,aht) solves the fixed-rest equation and has the stated boundary trace. Kernel positivity [F2] and ϑ0≥0 give ϑ≥0. The unit integral from [F3] and ϑ0≤δ give ϑ(x,t)≤δ∫R3Γ(x−y,aht) dy=δ, so the temperature remains in the specified state interval.

1.3A4F1algebra

Write u0=1+O(∣w∣2) and ui=wi+O(∣w∣2) in the homogeneous rest perturbation of [A4]. With x0=ct, ai=ua∇aui=c−1w˙i to first order, so the first-order acceleration heat law gives Qi=−κT0w˙i/c2. In ∇aTai=0, the linearized mixed component is T0i=h0wi+Qi: the perfect part contributes h0wi, the term u0Qi contributes Qi, and Q0ui is second order. All spatial derivatives vanish, so ∂0T0i=0 gives h0w˙i/c+Q˙i/c=0. Multiplication by c gives h0w˙i+Q˙i=0, the stated homogeneous linearized momentum equation.

2.1F2step 1.2algebra

Since ϑ0 is continuous, nonnegative, and nonzero, it is bounded below by a positive constant on some closed ball of positive radius. For every fixed x and t>0, the continuous kernel Γ(x−y,aht) has a positive minimum on that ball by [F2], so the convolution from step 1.2 is strictly positive. Thus supp⁡ϑ(⋅,t)=R3. For any finite v≥0, supp⁡ϑ0+B‾vt(0) is bounded at each fixed t>0 because supp⁡ϑ0 is compact; it cannot contain supp⁡ϑ(⋅,t). This proves the claimed failure of finite propagation.

3.1step 1.3A4algebra∎

Let α=κT0/c2>0. Substitution of Qi=−αw˙i into the equation of step 1.3 gives w¨i=(h0/α)w˙i=λw˙i. For any w∗≠0, wi(t)=w∗ieλt satisfies this equation because w¨i=λ2wi=λw˙i. Since λ>0, its norm grows exponentially. This proves a linearly growing mode without asserting that the linearized solution remains within the regime of a nonlinear material model.

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