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Reaction work and mechanical-energy balance for ideal holonomic constraints: vanishing power for scleronomic constraints and the rheonomic work term

Physical scope

The work and energy statements of an ideal holonomic-constraint model with an ambient force map presented through a potential with residual forces: the reaction power equals minus the multiplier paired with the time derivative of the constraint, so scleronomic ideal constraints perform no work, while rheonomic ideal constraints can change the mechanical energy through a term that is not a residual force of the model; the mechanical-energy balance carries that term, a scleronomic constraint with a static potential and vanishing residual forces along the motion is sufficient for conservation, and the integrated work form is stated. These sufficient conditions are not necessary: conservation holds along a motion exactly when the total energy-rate expression vanishes there. The result is a conditional deduction from the adopted model and idealization, with the empirical qualifications of the ideal-reaction postulate carried; no measured value is asserted.

Statement

Adopt a holonomic-constraint model of Holonomic-constraint models of the force branch: constraint data, the constrained equation, virtual displacements and the scleronomic/rheonomic distinction with datum (O,k,G) and the ideal-reaction law of Adopted ideal-reaction law for holonomic constraints: the d'Alembert condition, its scope and its limits. Suppose, in addition to the model hypotheses, that G is of class C3 on O and DxG(t,x) has rank k for every (t,x)∈O, and that the force map is of class C1 on I0×Q×(R3)N; these are hypotheses (h1)-(h2) of Ideal holonomic constraints determine the reaction: multiplier form, explicit acceleration, unique constrained motions and the reaction-power identity. Let x:J→Q be a constrained motion with ideal reaction R on an interval J⊆I0 with nonempty interior, with velocity w=x′ and multiplier λ:J→Rk as in Ideal holonomic constraints determine the reaction: multiplier form, explicit acceleration, unique constrained motions and the reaction-power identity clause 1. Suppose further that the model's force map is presented through a potential with residual forces in the sense of clause (a) of Potential presentations of a force model, potential and mechanical energy, closed versus exact force fields, local potentials and equipotential level sets: a C2 function U:I0×Q→R of dimension μℓ2τ−2 and maps di:I0×Q×(R3)N→R3 with the standing regularity of clause (iii) of Adopted force model: force maps, the equation of motion, additive composition of force contributions and frame covariance, such that Fi(t,x,v)=−∇xiU(t,x)+di(t,x,v)(i=1,…,N) on the state domain (Dimensions and SI unit conventions of the non-relativistic classical mechanics framework for the dimensions). Write K and E(t):=K(t)+U(t,x(t)) for the kinetic and mechanical energy of Total mass, total momentum, centre of mass, angular momentum, torque, kinetic energy, power and work of a particle model in an inertial frame clauses (b),(d) and of clause (b) of Potential presentations of a force model, potential and mechanical energy, closed versus exact force fields, local potentials and equipotential level sets, and di(t):=di(t,x(t),w(t)) for the evaluated residual forces. Then:

  1. reaction power and reaction work. For every t∈J, R(t)⋅w(t)=−λ(t)⋅Gt(t,x(t)), and for all t0<t1 in J, ∫t0t1R(t)⋅w(t) dt=−∫t0t1λ(t)⋅Gt(t,x(t)) dt. If the datum is scleronomic, then R⋅w≡0 on J and the reaction performs no work over any subinterval.

  2. mechanical-energy balance. E is differentiable on J and E′(t)=∂tU(t,x(t))+∑i⟨di(t),wi(t)⟩−λ(t)⋅Gt(t,x(t))(t∈J): the mechanical energy changes at the rate of the explicit time dependence of the potential, the power of the residual forces, and the constraint term −λ⋅Gt, which vanishes identically for a scleronomic constraint.

  3. conservation in the static scleronomic case. If the datum is scleronomic, ∂tU≡0 on I0×Q, and di≡0 for every i along the motion, then E is constant on J.

  4. integrated work form. For all t0<t1 in J, K(t1)−K(t0)=U(t0,x(t0))−U(t1,x(t1))+∫t0t1[∂tU(t,x(t))+∑i⟨di(t),wi(t)⟩−λ(t)⋅Gt(t,x(t))]dt.

The constraint term of clause 2 is not a force of the model's force map: it is the mechanical work performed by the ideal mechanism that maintains a time-dependent constraint, and clause 1 records that this work is exactly the virtual-work-free reaction's actual power. The statement is conditional on the adopted model, idealization and potential presentation; it asserts no measured value.

Facts & Assumptions

Given: The holonomic-constraint model, ideal-reaction law, constrained motion x:J→Q with reaction R, velocity w=x′ and multiplier λ, the potential presentation (U,d), and the additional regularity hypotheses in the Statement.

[L1]

The model and the ideal law (Holonomic-constraint models of the force branch: constraint data, the constrained equation, virtual displacements and the scleronomic/rheonomic distinction, Adopted ideal-reaction law for holonomic constraints: the d'Alembert condition, its scope and its limits, Ideal holonomic constraints determine the reaction: multiplier form, explicit acceleration, unique constrained motions and the reaction-power identity clause 1): Mx′′=F(t,x,w)+R; R(t)=DxG(t,x(t))Tλ(t); and G(t,x(t))=0, whence Gt(t,x(t))+DxG(t,x(t))w(t)=0 by the chain rule (The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a)). The stated C3, all-O rank and C1 force-map hypotheses are precisely (h1)-(h2) of the multiplier-balance theorem.

[L3]

The potential presentation: Fi(t,x(t),w(t))=−∇xiU(t,x(t))+di(t) with di(t)=di(t,x(t),w(t)) (Potential presentations of a force model, potential and mechanical energy, closed versus exact force fields, local potentials and equipotential level sets clause (a)); K and E=K+U(t,x(t)) are the quantities of clause (b) of that item and of Total mass, total momentum, centre of mass, angular momentum, torque, kinetic energy, power and work of a particle model in an inertial frame clauses (b),(d); U is C2, hence C1.

[L4]

The mathematical work-energy balance (Work-energy balance ddt(K+U(t,x(t)))=∂tU(t,x(t))+∑i⟨di(t),xi′(t)⟩ for forces mixi′′=−∇xiU+di): if U is C1 on the open set I×Q, mixi′′(t)=−∇xiU(t,x(t))+δi(t) with maps δi:I→R3, then K′(t)=∑i⟨mixi′′(t),xi′(t)⟩, ddtU(t,x(t))=∂tU(t,x(t))+∑i⟨∇xiU(t,x(t)),xi′(t)⟩, ddt(K+U(t,x(t)))=∂tU(t,x(t))+∑i⟨δi(t),xi′(t)⟩, and K+U(t,x(t)) is constant when δi≡0 and ∂tU≡0.

[L6]

The scleronomic case: the datum is scleronomic when its constraint locus is time-independent, and then Gt(t,x)=0 for every (t,x)∈Σ for the declared presentation (Holonomic-constraint models of the force branch: constraint data, the constrained equation, virtual displacements and the scleronomic/rheonomic distinction clause (d)); a constrained motion has (t,x(t))∈Σ for every t∈J.

Proof

technique · direct; compute the reaction power from the multiplier representation and the differentiated constraint, then apply the mathematical work-energy balance with the total non-potential force $\mathfrak d+R$
1.1L1L5algebra

Clause 1, power identity: by [L1] and [L5], R(t)⋅w(t)=(DxG(t,x(t))Tλ(t))⋅w(t)=λ(t)⋅DxG(t,x(t))w(t)=−λ(t)⋅Gt(t,x(t)), using the differentiated constraint Gt+DxGw=0 of [L1].

2.1step 1.1L5L6

Clause 1, scleronomic case and integral: if the datum is scleronomic, then by [L6] the point (t,x(t)) lies in Σ and Gt(t,x(t))=0 for every t∈J, so step 1.1 gives R(t)⋅w(t)=0; both integrals of clause 1 vanish. In general, t↦R(t)⋅w(t) is continuous (it is a finite sum of products of continuous functions, [L5]) and the displayed integrals are its integrals and those of −λ⋅Gt, which are equal by step 1.1.

2.2L1L2L3L4step 1.1L5algebra

Clause 2: substituting the presentation of [L3] into the equation of motion of [L1], with the unique multiplier λ of [L2], gives mixi′′(t)=−∇xiU(t,x(t))+di(t)+Ri(t) for every i; [L4] applies with δi:=di+Ri and gives E′(t)=∂tU(t,x(t))+∑i⟨di(t)+Ri(t),wi(t)⟩=∂tU(t,x(t))+∑i⟨di(t),wi(t)⟩+R(t)⋅w(t)=∂tU(t,x(t))+∑i⟨di(t),wi(t)⟩−λ(t)⋅Gt(t,x(t)) by step 1.1.

3.1step 2.1step 2.2L5

Clause 3: if the datum is scleronomic then −λ⋅Gt=0 on J by step 2.1; with di≡0 and ∂tU≡0 the right-hand side of step 2.2 vanishes identically, so E is constant on J by [L5].

4.1L2L3L5step 2.2algebra∎

Clause 4: the right-hand side of the derivative identity in step 2.2 is continuous on J, since U is C2, the residual forces and w are continuous, λ is continuous by [L2] and Gt is continuous. On [t0,t1]⊆J the Newton-Leibniz formula of [L5] therefore gives E(t1)−E(t0)=∫t0t1[∂tU+∑i⟨di,wi⟩−λ⋅Gt]dt. Substituting E=K+U(t,x(t)) and rearranging proves clause 4.

Remarks

  • Ideal does not mean workless. The vanishing of virtual work and the vanishing of actual work are different conditions, and for a moving (rheonomic) constraint the second fails in general: the mechanism's reaction can have a component along the actual velocity of the constrained body even though it annihilates every frozen virtual displacement. The companion bead-on-a-rotating-wire example computes a nonzero reaction power 2mΩ2rr′, while the companion pendulum check computes a vanishing one.

  • Where the mechanical energy goes. For a rheonomic ideal constraint the term −λ⋅Gt is the power injected or removed by the constraint mechanism; it is not attributable to the model's residual forces and it is not a potential term. A reduced description in a moving chart or a reduced coordinate can have a conserved reduced energy that differs from the inertial mechanical energy, and that difference is the content of this term in those descriptions; the comparison is carried out by the companions and is not claimed here in general.

  • Conservation is conditional and representation-dependent. Clause 3 gives sufficient conditions: a scleronomic constraint, a static potential and vanishing residual forces along the motion. They are not necessary; by clause 2 and the zero-derivative criterion, energy is constant exactly when its displayed total rate vanishes along the motion. For example, with one label, O=R×R3, G(t,x)=x1−vt for a constant nonzero speed v, F=0, U=0 and x(t)=(vt,0,0), the regular constraint is rheonomic, but R=0, λ=0 and E=mv2/2 is constant. More generally the three rate terms can cancel. The normalization of U by a time-dependent additive function changes E and adds c′(t) to the right-hand side of clause 2, exactly as in Potential presentations of a force model, potential and mechanical energy, closed versus exact force fields, local potentials and equipotential level sets clause (c).

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