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Controlled Fraunhofer and Fresnel estimates for the scalar aperture model, with intensity-error transfer
Conditional model predictions for scalar aperture diffraction: the outgoing model field , its Fraunhofer and Fresnel approximations with the explicit field-error terms of the outgoing-source lemma, the transfer of those errors to the model squared field , and the trace caveat that the aperture datum is not the exact screen boundary data. Excluded: exact Maxwell validity, vector or polarization content, aperture back-reaction, well-posedness of simultaneously prescribed aperture traces, absolute radiometric calibration, apparatus and sampling models, and every measured or empirical claim.
Statement
Assume Countable Choice () as carried by Outgoing source Helmholtz field: fundamental solution, Fraunhofer and Fresnel error terms and Exact Helmholtz boundary representation with actual traces (The Axiom of Countable Choice ()), whose trace qualification is used in clause (d); the full-Choice modal branch of the latter is not used. Adopt the scalar aperture model and its notation from The adopted scalar aperture-diffraction model: frequency , , aperture radius , finite complex aperture distribution supported in the planar aperture , model field , real field and (Framework-local SI units, the vacuum constants and the exact/measured status of their values, Laboratory geometry: a restricted inertial chart, its spatial slices and fixed-time fields, The complex exponential by its power series, Real and imaginary parts, complex conjugation, and modulus, Integration against a signed or complex measure, and the class L^1(nu) = L^1(|nu|)). Set . Then: (a) [Model field and Fraunhofer estimate] is on the half-space and on , satisfies there, and is outgoing in the sense of Outgoing source Helmholtz field: fundamental solution, Fraunhofer and Fresnel error terms: for with and , uniformly in direction, and uniformly. (b) [Fresnel estimate] write and for transverse vectors; for the planar aperture and observation with , , and any declared fixed small-angle range , where , the Fresnel approximation replaces by and by in the model integral with phase error , relative amplitude error and absolute field error . (c) [Intensity and error transfer] at every with the model period average satisfies (Period averages of products of real parts of complex exponentials). If is any approximation of with , then ; if moreover and , the relative intensity error is at most . In particular the Fraunhofer and Fresnel field errors of (a) and (b) bound the corresponding intensity errors; no new approximation is introduced by passing to . (d) [Trace and scope] the aperture distribution is an adopted model datum and is not identified with the exact Maxwell boundary data on the screen; assigning both and on the aperture independently does not produce a well-posed exact boundary problem (Exact Helmholtz boundary representation with actual traces). The construction ignores polarization and aperture back-reaction, makes no claim that or satisfies the Maxwell equations exactly, and makes no measured-intensity, apparatus, sampling or empirical claim; only comparisons of between observation points are read as model predictions.
Facts & Assumptions
Given: The model data of the Statement: , , , the compact planar aperture , the finite complex measure supported in , the model field with for , the real field , and . All lengths are in the laboratory chart of Laboratory geometry: a restricted inertial chart, its spatial slices and fixed-time fields, and , , are those of Framework-local SI units, the vacuum constants and the exact/measured status of their values.
Model interface: the aperture distribution is a finite complex measure with total variation supported in the compact , read in volts; for every with the pairing is defined by Integration against a signed or complex measure, and the class L^1(nu) = L^1(|nu|) and equals the model field ; the same formula defines at every , and , are as in the Statement (The adopted scalar aperture-diffraction model, The total variation |nu|(E) from countable measurable partitions, Laboratory geometry: a restricted inertial chart, its spatial slices and fixed-time fields, Framework-local SI units, the vacuum constants and the exact/measured status of their values).
Outgoing-source and trace suppliers: assume ; is locally integrable, distributionally, and for a finite complex measure supported in a closed ball the field is outside its support, solves there, is outgoing with the Fraunhofer and Fresnel error terms of that item, and the aperture data are an explicitly specified scalar source, not the exact Maxwell boundary traces; assigning both aperture values independently is not a well-posed exact boundary problem (Outgoing source Helmholtz field: fundamental solution, Fraunhofer and Fresnel error terms, Exact Helmholtz boundary representation with actual traces, The Axiom of Countable Choice ()).
Finite-measure integral bound: let be Borel measurable and bounded on the support of the finite complex measure , with ; then and : the modulus bound for a general integrand is Integrals against signed or complex measures are bounded by total variation, integrability in is the definition of Integration against a signed or complex measure, and the class L^1(nu) = L^1(|nu|), and since is supported in the variation vanishes off by its defining supremum over partitions (The total variation |nu|(E) from countable measurable partitions) and is finite (The total variation of a signed or complex measure is a positive measure, Every complex measure has finite total variation), so monotonicity of the integral of nonnegative measurable functions gives (Monotonicity and nonnegative homogeneity of the nonnegative integral).
Period average: for , and , (Period averages of products of real parts of complex exponentials).
Modulus and conjugation: , , , and for all (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive, Real and imaginary parts, complex conjugation, and modulus).
Elementary toolbox: and for real , with the addition law (, and the complex exponential extends the real exponential), , , and (Real and imaginary parts, complex conjugation, and modulus, , , and , The derivatives of sine and cosine are cosine and minus sine, Parity and the Pythagorean identity for sine and cosine); the Taylor remainder bound when on the interval, with (A uniform derivative bound gives a uniform Taylor remainder bound, Taylor polynomials and their remainders); the real-power derivatives on (Continuity and derivatives of positive-base real powers); the chain and algebra of derivatives (The chain rule for total derivatives: , Sums, scalar multiples, products and quotients: , , , and when ); the Euclidean norm and inner product with the nonnegative square root (The Euclidean inner product on , Square roots exist: a unique with ; the positives are , The complex exponential by its power series).
Proof
[Off-support regularity and the Helmholtz equation] Since is compact and contained in the closed ball , is a finite complex measure supported in that closed ball, exactly as required by [F2]. By [F2] the field is outside the support of and solves there; since the support of is contained in , the field of [F1] is on and satisfies there; the half-space is disjoint from the plane containing , hence is contained in , so is there as well.
[Elementary bounds: phase, radial expansion, kernel residual] First, for every real one has : by [F6], and , and the Taylor bound for at with gives , because ; hence . Second, fix , , , and put and for ; then is on with , , , , , so by ; the Taylor bound at with gives , and then since , , and gives . Third, with as above, satisfies and , and the exact kernel derivatives give and hence .
[Fresnel substitution and estimates] Fix the planar observation with , , and let with transverse part ; put , , so that on the declared range. Decomposing the Euclidean norm by [F6], , hence and the Fresnel replacements are and . The Taylor bound of [F6] at with gives , because on ; the Taylor bound with gives , because . Consequently the phase error satisfies , and the relative amplitude error satisfies , where by .
[Period average equals the model intensity] Fix with and write ; then , so [F4] applied with the complex number in both slots gives .
[Fraunhofer estimate at the closed radius] Fix , and , and write . Using only the bounds of step 1.2 and the addition law of the exponential for from [F6], one has , since and , and because the middle term was bounded by with and . Integrating against with the bound of [F3], applied to the bounded continuous function on the compact support, gives , uniformly in ; this is the displayed Fraunhofer estimate with a universal constant.
[Absolute field error of the Fresnel replacement] With the substitutions of step 1.3, for : , where the first summand used and the second used from the phase estimate of step 1.3. Integrating against with [F3] gives , the displayed absolute field error with universal constants; the phase and relative amplitude errors of step 1.3 are those displayed in (b).
[Outgoing residual] With the third bound of step 1.2 and the same integration against the total variation [F3], , which is uniformly in direction; this and step 2.1 give clause (a).
[Intensity error transfer] Let satisfy at the point . By the reverse triangle inequality of [F5], , and by and multiplicativity of the modulus [F5], ; multiplying by and comparing with step 1.4 gives the first bound of (c). If additionally and , then , so the absolute intensity error is at most , which is the stated relative bound; applying these two estimates to the Fraunhofer and Fresnel field errors of steps 2.1, 3.1 and 2.2 gives the final sentence of (c) with no new approximation.
[Trace caveat, scope and choice accounting] The aperture distribution is the adopted datum of [F1] and is not identified with the exact Maxwell boundary data on the screen; by [F2] assigning both and on the aperture independently is not a well-posed exact boundary problem, so no such identification or well-posedness is made. The construction never asserts that or satisfies the Maxwell equations; it ignores polarization and aperture back-reaction, and it makes no measured-intensity, apparatus, sampling or empirical claim, only model comparisons of between observation points; this is clause (d). The only choice principle used is the Countable Choice carried by the two suppliers of [F2] and used in their trace and kernel interfaces; the period average of step 1.4 uses only the choice-free period-average lemma, and all other steps are explicit estimates and finite computations, so no further choice is invoked.
Remarks
- The two big-O statements of (a) are established by the proof in the quantitative form and , both uniform in direction; the big-O form is the same statement with a universal constant.
- The Fresnel error transfer is an error statement about the adopted model field, not about any measured optical intensity; the model comparison is between observation points of only.
Depends on
The adopted scalar aperture-diffraction model
Outgoing source Helmholtz field: fundamental solution, Fraunhofer and Fresnel error terms
Exact Helmholtz boundary representation with actual traces
Period averages of products of real parts of complex exponentials
Integration against a signed or complex measure, and the class L^1(nu) = L^1(|nu|)
The complex exponential by its power series
Real and imaginary parts, complex conjugation, and modulus
Framework-local SI units, the vacuum constants and the exact/measured status of their values
Laboratory geometry: a restricted inertial chart, its spatial slices and fixed-time fields
The Axiom of Countable Choice ()
Integrals against signed or complex measures are bounded by total variation
Monotonicity and nonnegative homogeneity of the nonnegative integral
The total variation of a signed or complex measure is a positive measure
Every complex measure has finite total variation
The total variation |nu|(E) from countable measurable partitions
Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive
The second fundamental theorem: if is differentiable on with and is integrable, then
The chain rule for total derivatives:
Sums, scalar multiples, products and quotients: , , , and when
The derivatives of sine and cosine are cosine and minus sine
Parity and the Pythagorean identity for sine and cosine
, , and
A uniform derivative bound gives a uniform Taylor remainder bound
Taylor polynomials and their remainders
Continuity and derivatives of positive-base real powers
The Euclidean inner product on
Square roots exist: a unique with ; the positives are
, and the complex exponential extends the real exponential