How statement and proof provenance work
The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.
- Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
- AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
- AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.
These labels describe origin, not correctness: citations and verification chips remain separate evidence.
Plane-wave polarizations of the linearized vacuum model: two phase coefficients for each of two polarization types
Conditional model deductions inside the classical gravitational framework with the adopted field law in its vacuum branch Lambda = 0: the first-order perturbation of a family of vacuum model spacetimes solves the linearized vacuum equations; transverse-traceless plane waves with arbitrary bounded smooth profiles are solutions of those equations and have a compact-set exact-vacuum residual of order lambda squared in the small-amplitude chart-control regime; and, at a fixed null wave covector, each real cosine or sine amplitude coefficient modulo plane-wave gauge transformations has a two-dimensional quotient coordinatized by transverse-traceless amplitudes in a chosen screen basis. The full real cosine-and-sine coefficient pair has four real coordinates, representing two polarization types with independent phase coefficients; its first-order curvature tensor is gauge invariant and injective on that full quotient. The item also states the SI coordinate speed and angular-frequency conversion for that frame. Excludes nonlinear waves, radiation from sources, energy and flux statements, curved backgrounds, quantization and any comparison with observation; no measured amplitude, frequency or curvature is asserted.
Statement
Adopt the field-law postulate Adopted Einstein field equation in the direct-equation presentation together with Adopted spacetime model and classical domain of the gravitational framework and Adopted matter-content assumptions: fields, equations, stress-energy and energy conditions, and consider the vacuum branch , (SI unit and coordinate conventions of the classical gravitational framework). Let be the flat model with its inertial chart and let be a nonempty open set. Then:
(a) First-order perturbations of vacuum families. If is a family of solutions of the adopted field law on with for every , realised as a flat linearized family with first-order perturbation , then on : the first-order perturbation of a family of vacuum model spacetimes solves the linearized vacuum equations of Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (e).
(b) TT plane waves are vacuum waves. Let be bounded and let be the TT planar perturbation of Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (b) with these amplitudes. Then is in harmonic gauge and . Moreover, for every nonempty compact set and length scale , the exact metric satisfies the vacuum field law on up to a residual bounded by whenever , where is the numerical chart control of Linearized field equations as the first-order consequence of the adopted field law, with the harmonic-gauge wave reduction and the quadratic residual control clause (d). Since is smooth, this condition holds for sufficiently small . The model therefore contains these transverse-traceless plane waves as linearized vacuum waves in the stated approximation. In the adopted SI length coordinates , a constant phase moves in the direction at coordinate speed . The residual estimate is read in SI numerical chart components, with in metres and its chart-control constants as real numerical values; the Einstein-tensor residual then has units .
(c) Two polarization types and phase coefficients. Fix a nonzero null covector and an adapted orthonormal frame as in Harmonic-gauge plane-wave amplitudes split uniquely into a pure plane-wave gauge part and a transverse-traceless representative, with a two-dimensional space of polarizations clause (a), so that and in that frame, and let , and be the amplitude spaces of that lemma. In the adapted-frame SI length coordinates the phase is , so has units and the corresponding physical angular frequency at fixed spatial position is in .
For one real cosine coefficient, , the quotient is two-dimensional, and the maps
identify it with ; here is the unique TT representative of clause (c) of that lemma and its amplitudes in the screen basis. The same quotient applies independently to one real sine coefficient. Thus, for the real plane-wave form of Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (c), the full harmonic-gauge amplitude quotient is : it has two polarization types, each with independent cosine and sine coefficients. The gauge transformations act independently on the two coefficients by choosing .
Let be the real vector space of smooth arrays of curvature components in the fixed inertial chart. For the cosine coefficient, the first-order curvature map is . It is well defined because is gauge invariant by First-order curvature of the flat linearization and of TT plane waves, its gauge invariance and its contraction to the linearized Ricci tensor clause (b), and is injective: for the plane wave with TT representative one has
so evaluating these components at recovers , since and . The sine coefficient has the same curvature formula with in place of ; because the nonzero linear phase attains , its screen coefficients are recovered by evaluating at a point with . At phase the sine coefficient vanishes, and at phase the cosine coefficient vanishes while the sine coefficient is nonzero (Pi as twice the smallest positive zero of cosine, Parity and the Pythagorean identity for sine and cosine). Thus the curvature map is injective on the full real coefficient-pair quotient as well. A different screen basis rotates each phase-coefficient pair as in The screen and spatial projectors are orthogonal projections of rank two and three, and the TT projection is the orthogonal projection onto the two-dimensional transverse-traceless space clause (d); the quotient classes and their curvature tensors, rather than their coordinate pairs, are the frame-independent content. In this precise sense the linearized vacuum model has two polarization types at fixed .
Status. Clauses (a)-(c) are conditional deductions from the adopted postulates and the cited mathematics. No source distribution, energy flux, observed radiation, detector, measured amplitude or statistical statement is made; the item contains no empirical premise.
Facts & Assumptions
Given: The adopted framework postulates, the flat model with its inertial chart, an open set , and, in clauses (b)-(c), bounded smooth profiles and a null covector with an adapted frame.
A model of the framework satisfies the adopted field law with the model's matter content and constants; in the vacuum branch with the right-hand side vanishes identically (Adopted Einstein field equation in the direct-equation presentation clauses (i)-(ii), Adopted spacetime model and classical domain of the gravitational framework, Adopted matter-content assumptions: fields, equations, stress-energy and energy conditions, SI unit and coordinate conventions of the classical gravitational framework).
For a family of solutions of the field law on with and , the first-order perturbation satisfies on (Linearized field equations as the first-order consequence of the adopted field law, with the harmonic-gauge wave reduction and the quadratic residual control clause (b)).
A TT planar perturbation with bounded smooth amplitudes is in harmonic gauge and satisfies and (TT plane waves with arbitrary bounded profiles solve the linearized vacuum equations, are in harmonic gauge, and give Lorentzian small-amplitude metrics with a quadratic Einstein-tensor residual clause (b)); the physical residual for sufficiently small follows from Linearized field equations as the first-order consequence of the adopted field law, with the harmonic-gauge wave reduction and the quadratic residual control clause (d). Its first-order curvature is computed in First-order curvature of the flat linearization and of TT plane waves, its gauge invariance and its contraction to the linearized Ricci tensor clause (c) and is gauge invariant by clause (b) of that theorem; for a single-frequency TT amplitude one has , hence and (Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (c), The derivatives of sine and cosine are cosine and minus sine, The chain rule, in one line from Carathéodory: if is differentiable at and is differentiable at , then is differentiable at with ).
The amplitude spaces satisfy: ; the map is injective with image ; ; hence and the assignment is a linear isomorphism onto (Harmonic-gauge plane-wave amplitudes split uniquely into a pure plane-wave gauge part and a transverse-traceless representative, with a two-dimensional space of polarizations clauses (b)-(c), The screen and spatial projectors are orthogonal projections of rank two and three, and the TT projection is the orthogonal projection onto the two-dimensional transverse-traceless space clause (d), Finite-dimensional vector space, and its dimension ; infinite-dimensional means having no finite basis, Linear map between vector spaces over the same field, The kernel and image are linear subspaces, and a linear map is injective if and only if its kernel is trivial).
In SI length coordinates , has units and each coordinate has units ; the phase is dimensionless (SI unit and coordinate conventions of the classical gravitational framework).
The constant is twice the first positive cosine zero, so ; then gives . Also and (Pi as twice the smallest positive zero of cosine, Parity and the Pythagorean identity for sine and cosine, The derivatives of sine and cosine are cosine and minus sine).
Proof
(Perturbations of vacuum families.) By [A1] the hypotheses of clause (a) place the family in the vacuum branch of the adopted field law on . Applying [L1] gives on , which is clause (a).
(TT plane waves.) Let be the TT planar perturbation with bounded smooth amplitudes. By [L2] it is in harmonic gauge and satisfies . For each nonempty compact and , smoothness gives , so whenever , clause (d) of Linearized field equations as the first-order consequence of the adopted field law, with the harmonic-gauge wave reduction and the quadratic residual control gives the displayed quadratic residual in the zero-source, branch. This is a conditional local estimate, not a construction of an exact one-parameter family of vacuum solutions. By [L4], , so fixed gives ; at fixed spatial coordinates the monochromatic phase has , which is the stated physical angular frequency.
(Phase coefficients and curvature.) By [L3], the cosine and sine coefficient spaces each have a two-dimensional quotient with a linear isomorphism to given by TT screen amplitudes. For arbitrary gauge vectors , the chain rule gives and ; hence shifts the cosine and sine coefficients independently by the pure-gauge tensors of the amplitude lemma. Thus the full pair quotient is the direct sum of those two copies. For the cosine coefficient, gauge invariance from [L2] makes the curvature-component map well defined on . With TT representative , the displayed formula gives for ; evaluating at shows that zero curvature field implies , hence the cosine class is zero by [L3]. The same argument for a sine coefficient, evaluated at a point where , proves injectivity on the sine quotient. For the full pair, the screen curvature is . If it is zero, evaluation at gives ; choosing with then gives by [L5]. Hence both TT representatives vanish and the pair class is zero: the full map is injective. A screen rotation acts on each phase-coefficient pair by clause (d) of The screen and spatial projectors are orthogonal projections of rank two and three, and the TT projection is the orthogonal projection onto the two-dimensional transverse-traceless space. This proves clause (c).
(Status and conclusion.) Steps 1.1, 1.2 and 1.3 use only the adopted field law for the stated families and the cited mathematical classifications and computations. No experiment, measurement, apparatus or statistical model is used, and no source or energy statement is made; the conclusions are conditional model deductions.
Remarks
-
Counting is not the statement. The familiar count "10 components minus 4 gauge conditions minus 4 residual gauges gives 2" is replaced here by the exact decomposition of amplitude space: every claim about the number of polarizations is a statement about this finite-dimensional space at a fixed null , and the profile-level solutions of clause (b) are not classified by it.
-
What is not included. Radiation from a source, the quadrupole formula, energy and angular momentum carried by waves, the propagation of waves on a curved background and the response of a detector are not part of this item; the detector response is the subject of Response of ideal test bodies and of the ideal two-body detector to a TT plane wave: free-fall worldlines, first-order relative acceleration and strain, and source and energy questions are outside the scope of this page.
Depends on
Adopted Einstein field equation in the direct-equation presentation
Adopted spacetime model and classical domain of the gravitational framework
Adopted matter-content assumptions: fields, equations, stress-energy and energy conditions
SI unit and coordinate conventions of the classical gravitational framework
Linearized field equations as the first-order consequence of the adopted field law, with the harmonic-gauge wave reduction and the quadratic residual control
Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations
The wave screen of an observer and propagation direction, and the transverse-traceless projection of a symmetric two-tensor
Harmonic-gauge plane-wave amplitudes split uniquely into a pure plane-wave gauge part and a transverse-traceless representative, with a two-dimensional space of polarizations
The screen and spatial projectors are orthogonal projections of rank two and three, and the TT projection is the orthogonal projection onto the two-dimensional transverse-traceless space
TT plane waves with arbitrary bounded profiles solve the linearized vacuum equations, are in harmonic gauge, and give Lorentzian small-amplitude metrics with a quadratic Einstein-tensor residual
First-order curvature of the flat linearization and of TT plane waves, its gauge invariance and its contraction to the linearized Ricci tensor
Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge
The flat model spacetime: the Minkowski metric on R^4 and its inertial chart
Smooth covariant 2-tensor fields on a smooth manifold
The derivatives of sine and cosine are cosine and minus sine
The chain rule, in one line from Carathéodory: if is differentiable at and is differentiable at , then is differentiable at with
Finite-dimensional vector space, and its dimension ; infinite-dimensional means having no finite basis
Linear map between vector spaces over the same field
The kernel and image are linear subspaces, and a linear map is injective if and only if its kernel is trivial
Pi as twice the smallest positive zero of cosine
Parity and the Pythagorean identity for sine and cosine
Dependency tree · 2 levels
Sources
- S. M. Carroll, Lecture Notes on General Relativity, arXiv:gr-qc/9712019v1 (1997), Ch. 6 (6.30)-(6.54): the two independent components of a transverse-traceless plane wave in harmonic gauge and the statement that they are the physical information, printed pp. 148-152 (PDF pp. 155-159); Ch. 6 (6.53): the two remaining components C_11 and C_12, printed p. 151 (PDF p. 158)
- D. Tong, General Relativity (Cambridge Part III Mathematical Tripos, Michaelmas 2019), sections 5.2.1-5.2.2: the counting 10 - 4 - 4 = 2 independent polarisations and the polarisation matrix with H_+ and H_x, printed pp. 210-213 (PDF pp. 217-220)
- H. S. Reall, Part III General Relativity (Cambridge, October 12, 2022 revision), section 7.3 (7.40)-(7.49): transversality, the residual gauge freedom with Box xi = 0 and the conclusion that gravitational waves have two possible polarizations, printed pp. 77-79 (PDF pp. 78-80)