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Plane-wave polarizations of the linearized vacuum model: two phase coefficients for each of two polarization types

Physical scope

Conditional model deductions inside the classical gravitational framework with the adopted field law in its vacuum branch Lambda = 0: the first-order perturbation of a family of vacuum model spacetimes solves the linearized vacuum equations; transverse-traceless plane waves with arbitrary bounded smooth profiles are solutions of those equations and have a compact-set exact-vacuum residual of order lambda squared in the small-amplitude chart-control regime; and, at a fixed null wave covector, each real cosine or sine amplitude coefficient modulo plane-wave gauge transformations has a two-dimensional quotient coordinatized by transverse-traceless amplitudes in a chosen screen basis. The full real cosine-and-sine coefficient pair has four real coordinates, representing two polarization types with independent phase coefficients; its first-order curvature tensor is gauge invariant and injective on that full quotient. The item also states the SI coordinate speed and angular-frequency conversion for that frame. Excludes nonlinear waves, radiation from sources, energy and flux statements, curved backgrounds, quantization and any comparison with observation; no measured amplitude, frequency or curvature is asserted.

Statement

Adopt the field-law postulate Adopted Einstein field equation in the direct-equation presentation together with Adopted spacetime model and classical domain of the gravitational framework and Adopted matter-content assumptions: fields, equations, stress-energy and energy conditions, and consider the vacuum branch T=0, Λ=0 (SI unit and coordinate conventions of the classical gravitational framework). Let (M,g,N)=(R4,η,∂0) be the flat model with its inertial chart and let Ω⊆R4 be a nonempty open set. Then:

(a) First-order perturbations of vacuum families. If (g(λ),T(λ))λ∈(−ε,ε) is a family of solutions of the adopted field law on Ω with T(λ)=0 for every λ, realised as a flat linearized family with first-order perturbation h, then Gab(1)(h)=0 on Ω: the first-order perturbation of a family of vacuum model spacetimes solves the linearized vacuum equations of Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (e).

(b) TT plane waves are vacuum waves. Let A+,A×∈C∞(R) be bounded and let h be the TT planar perturbation of Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (b) with these amplitudes. Then h is in harmonic gauge and Gab(1)(h)=0. Moreover, for every nonempty compact set K and length scale L>0, the exact metric η+λh satisfies the vacuum field law on K up to a residual bounded by CK,Lλ2BK(h)2/L2 whenever ∣λ∣BK(h)≤1/16, where BK is the numerical chart control of Linearized field equations as the first-order consequence of the adopted field law, with the harmonic-gauge wave reduction and the quadratic residual control clause (d). Since h is smooth, this condition holds for sufficiently small ∣λ∣. The model therefore contains these transverse-traceless plane waves as linearized vacuum waves in the stated approximation. In the adopted SI length coordinates x0=ct, a constant phase u=x0−x3 moves in the +x3 direction at coordinate speed c. The residual estimate is read in SI numerical chart components, with L in metres and its chart-control constants as real numerical values; the Einstein-tensor residual then has units m−2.

(c) Two polarization types and phase coefficients. Fix a nonzero null covector k and an adapted orthonormal frame as in Harmonic-gauge plane-wave amplitudes split uniquely into a pure plane-wave gauge part and a transverse-traceless representative, with a two-dimensional space of polarizations clause (a), so that kA=k(eA)=ω(−1,0,0,1) and kA=ω(1,0,0,1) in that frame, and let V0, G and T be the amplitude spaces of that lemma. In the adapted-frame SI length coordinates the phase is kAxA=−ω(x0−x3), so ω has units m−1 and the corresponding physical angular frequency at fixed spatial position is ϖ:=∣∂t(kAxA)∣=c∣ω∣ in s−1.

For one real cosine coefficient, hX(x):=Xcos⁡(k⋅x), the quotient V0/G is two-dimensional, and the maps

V0/G⟶T⟶R2,[X]⟼π(X)⟼(A+,A×):=(X11′,X12′),

identify it with R2; here π(X) is the unique TT representative of clause (c) of that lemma and (A+,A×) its amplitudes in the screen basis. The same quotient applies independently to one real sine coefficient. Thus, for the real plane-wave form hab=Xabcos⁡(k⋅x)+Yabsin⁡(k⋅x) of Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (c), the full harmonic-gauge amplitude quotient is (V0/G)⊕(V0/G)≅R4: it has two polarization types, each with independent cosine and sine coefficients. The gauge transformations act independently on the two coefficients by choosing ξb=ZbXsin⁡(k⋅x)−ZbYcos⁡(k⋅x).

Let F:=C∞(R4,R4×4×4×4) be the real vector space of smooth arrays of curvature components in the fixed inertial chart. For the cosine coefficient, the first-order curvature map V0/G→F is [X]↦(x↦Rabcd(1)(hX)(x)). It is well defined because R(1) is gauge invariant by First-order curvature of the flat linearization and of TT plane waves, its gauge invariance and its contraction to the linearized Ricci tensor clause (b), and is injective: for the plane wave hab=Xabcos⁡(k⋅x) with TT representative X′ one has

R0101(1)=12ω2A+cos⁡(k⋅x),R0102(1)=12ω2A×cos⁡(k⋅x),

so evaluating these components at x=0 recovers (A+,A×), since cos⁡(k⋅0)=1 and ω≠0. The sine coefficient has the same curvature formula with sin⁡(k⋅x) in place of cos⁡(k⋅x); because the nonzero linear phase k⋅x attains π/2, its screen coefficients are recovered by evaluating at a point with k⋅x=π/2. At phase 0 the sine coefficient vanishes, and at phase π/2 the cosine coefficient vanishes while the sine coefficient is nonzero (Pi as twice the smallest positive zero of cosine, Parity and the Pythagorean identity for sine and cosine). Thus the curvature map is injective on the full real coefficient-pair quotient as well. A different screen basis rotates each phase-coefficient pair as in The screen and spatial projectors are orthogonal projections of rank two and three, and the TT projection is the orthogonal projection onto the two-dimensional transverse-traceless space clause (d); the quotient classes and their curvature tensors, rather than their coordinate pairs, are the frame-independent content. In this precise sense the linearized vacuum model has two polarization types at fixed k.

Status. Clauses (a)-(c) are conditional deductions from the adopted postulates and the cited mathematics. No source distribution, energy flux, observed radiation, detector, measured amplitude or statistical statement is made; the item contains no empirical premise.

Facts & Assumptions

Given: The adopted framework postulates, the flat model with its inertial chart, an open set Ω, and, in clauses (b)-(c), bounded smooth profiles and a null covector k with an adapted frame.

[A1]

A model of the framework satisfies the adopted field law Gab+Λgab=κTab with the model's matter content and constants; in the vacuum branch with Λ=0 the right-hand side vanishes identically (Adopted Einstein field equation in the direct-equation presentation clauses (i)-(ii), Adopted spacetime model and classical domain of the gravitational framework, Adopted matter-content assumptions: fields, equations, stress-energy and energy conditions, SI unit and coordinate conventions of the classical gravitational framework).

[L1]

For a family of solutions of the field law on Ω with T(λ)=0 and Λ=0, the first-order perturbation satisfies Gab(1)(h)=0 on Ω (Linearized field equations as the first-order consequence of the adopted field law, with the harmonic-gauge wave reduction and the quadratic residual control clause (b)).

[L2]

A TT planar perturbation with bounded smooth amplitudes is in harmonic gauge and satisfies □hˉab=0 and Gab(1)(h)=0 (TT plane waves with arbitrary bounded profiles solve the linearized vacuum equations, are in harmonic gauge, and give Lorentzian small-amplitude metrics with a quadratic Einstein-tensor residual clause (b)); the physical residual for sufficiently small λ follows from Linearized field equations as the first-order consequence of the adopted field law, with the harmonic-gauge wave reduction and the quadratic residual control clause (d). Its first-order curvature is computed in First-order curvature of the flat linearization and of TT plane waves, its gauge invariance and its contraction to the linearized Ricci tensor clause (c) and is gauge invariant by clause (b) of that theorem; for a single-frequency TT amplitude hij=Xij′cos⁡(k⋅x) one has ∂02cos⁡(k⋅x)=k02(−cos⁡(k⋅x))=−ω2cos⁡(k⋅x), hence ∂02hij=−ω2Xij′cos⁡(k⋅x) and R0i0j(1)=−12∂02hij=12ω2Xij′cos⁡(k⋅x) (Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (c), The derivatives of sine and cosine are cosine and minus sine, The chain rule, in one line from Carathéodory: if g is differentiable at c and f is differentiable at g(c), then f∘g is differentiable at c with (f∘g)′(c)=f′(g(c)) g′(c)).

[L4]

In SI length coordinates x0=ct, c has units m s−1 and each coordinate has units m; the phase kAxA is dimensionless (SI unit and coordinate conventions of the classical gravitational framework).

[L5]

The constant π is twice the first positive cosine zero, so cos⁡(π/2)=0; sin⁡2+cos⁡2=1 then gives ∣sin⁡(π/2)∣=1. Also sin⁡0=0 and cos⁡0=1 (Pi as twice the smallest positive zero of cosine, Parity and the Pythagorean identity for sine and cosine, The derivatives of sine and cosine are cosine and minus sine).

Proof

technique · direct; read the model content off the first-order expansion of the field law and the classification of plane-wave amplitudes, then check the injectivity statement by the explicit curvature display
1.1A1L1given

(Perturbations of vacuum families.) By [A1] the hypotheses of clause (a) place the family in the vacuum branch of the adopted field law on Ω. Applying [L1] gives Gab(1)(h)=0 on Ω, which is clause (a).

1.2L2L4givenalgebra

(TT plane waves.) Let h be the TT planar perturbation with bounded smooth amplitudes. By [L2] it is in harmonic gauge and satisfies Gab(1)(h)=0. For each nonempty compact K and L>0, smoothness gives BK(h)<∞, so whenever ∣λ∣BK(h)≤1/16, clause (d) of Linearized field equations as the first-order consequence of the adopted field law, with the harmonic-gauge wave reduction and the quadratic residual control gives the displayed quadratic residual in the zero-source, Λ=0 branch. This is a conditional local estimate, not a construction of an exact one-parameter family of vacuum solutions. By [L4], u=x0−x3=ct−x3, so fixed u gives dx3/dt=c; at fixed spatial coordinates the monochromatic phase kAxA=−ωu has ∣∂t(kAxA)∣=c∣ω∣, which is the stated physical angular frequency.

1.3L2L3L5givenalgebra

(Phase coefficients and curvature.) By [L3], the cosine and sine coefficient spaces each have a two-dimensional quotient with a linear isomorphism to R2 given by TT screen amplitudes. For arbitrary gauge vectors ZX,ZY, the chain rule gives ∂a(sin⁡(k⋅x))=kacos⁡(k⋅x) and ∂a(−cos⁡(k⋅x))=kasin⁡(k⋅x); hence ξb=ZbXsin⁡(k⋅x)−ZbYcos⁡(k⋅x) shifts the cosine and sine coefficients independently by the pure-gauge tensors of the amplitude lemma. Thus the full pair quotient is the direct sum of those two copies. For the cosine coefficient, gauge invariance from [L2] makes the curvature-component map well defined on V0/G. With TT representative X′, the displayed formula gives R0i0j(1)=12ω2Xij′cos⁡(k⋅x) for i,j∈{1,2}; evaluating at x=0 shows that zero curvature field implies X11′=X12′=0, hence the cosine class is zero by [L3]. The same argument for a sine coefficient, evaluated at a point where k⋅x=π/2, proves injectivity on the sine quotient. For the full pair, the screen curvature is 12ω2(X ⁣ij′cos⁡(k⋅x)+Y ⁣ij′sin⁡(k⋅x)). If it is zero, evaluation at x=0 gives X ⁣ij′=0; choosing x with k⋅x=π/2 then gives Y ⁣ij′=0 by [L5]. Hence both TT representatives vanish and the pair class is zero: the full map is injective. A screen rotation acts on each phase-coefficient pair by clause (d) of The screen and spatial projectors are orthogonal projections of rank two and three, and the TT projection is the orthogonal projection onto the two-dimensional transverse-traceless space. This proves clause (c).

2.1step 1.1step 1.2step 1.3A1∎

(Status and conclusion.) Steps 1.1, 1.2 and 1.3 use only the adopted field law for the stated families and the cited mathematical classifications and computations. No experiment, measurement, apparatus or statistical model is used, and no source or energy statement is made; the conclusions are conditional model deductions.

Remarks

  • Counting is not the statement. The familiar count "10 components minus 4 gauge conditions minus 4 residual gauges gives 2" is replaced here by the exact decomposition V0=T⊕G of amplitude space: every claim about the number of polarizations is a statement about this finite-dimensional space at a fixed null k, and the profile-level solutions of clause (b) are not classified by it.

  • What is not included. Radiation from a source, the quadrupole formula, energy and angular momentum carried by waves, the propagation of waves on a curved background and the response of a detector are not part of this item; the detector response is the subject of Response of ideal test bodies and of the ideal two-body detector to a TT plane wave: free-fall worldlines, first-order relative acceleration and strain, and source and energy questions are outside the scope of this page.

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