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TT plane waves with arbitrary bounded profiles solve the linearized vacuum equations, are in harmonic gauge, and give Lorentzian small-amplitude metrics with a quadratic Einstein-tensor residual

Statement

Let (M,g,N)=(R4,η,∂0) be the flat model with its inertial chart and let A+,A×∈C∞(R) be bounded, with M:=sup⁡Rmax⁡{∣A+∣,∣A×∣}. Let h be the TT planar perturbation of Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (b) with these amplitudes: h11(x)=A+(u(x)), h22(x)=−A+(u(x)), h12(x)=h21(x)=A×(u(x)), and all other components zero, where u=x0−x3. Let hˉab=hab−12ηabηcdhcd be the trace reverse and □ the flat d'Alembertian of Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clause (c). Then:

(a) Small-amplitude metrics. If M>0 and ∣λ∣<1/(2M), the field g(λ):=η+λh with components gab(λ)=ηab+λhab is a smooth Lorentzian metric of signature (−,+,+,+) on R4, and ∂0 is a smooth future-directed timelike vector field for it. If M=0, then h=0 and the claim is trivial.

(b) Harmonic gauge and wave equation. The perturbation is traceless, ηcdhcd=0, so hˉ=h; it is in harmonic gauge, ∂ahˉab=0 componentwise; and □hˉab=0 componentwise. Hence the first-order Einstein coefficient vanishes, Gab(1)(h)=0: h solves the linearized vacuum equations in the sense of Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (e), and it is transverse for the wave covector of clause (a) of that definition.

(c) Quadratic residual. Let K⊆R4 be a nonempty compact set and let L>0. With MK:=sup⁡Kmax⁡a,b∣hab∣+L−1sup⁡Kmax⁡a,b,c∣∂chab∣+L−2sup⁡Kmax⁡a,b,c,d∣∂c∂dhab∣, there are λ0>0 and CK<∞, depending on K, h, L but not on λ, such that for every ∣λ∣≤λ0 the metric η+λh is Lorentzian on K and

∣Gab(η+λh)(p)∣≤CK λ2MK2/L2(p∈K, a,b=0,1,2,3),

where Gab is the Einstein tensor of the truncated metric η+λh. This is an estimate for the mathematical tensor G in the stated chart norm; it makes no physical field-law claim.

Facts & Assumptions

Given: The flat model with inertial chart, bounded smooth profiles A+,A× with bound M, the TT planar perturbation h and a nonempty compact K⊆R4 with a length scale L>0.

[F1]

The phase coordinate u=x0−x3 has the properties □(f∘u)=0 and (∂0+∂3)(f∘u)=0 for every smooth f, and for a planar profile F the planar perturbation has ∂chab=Fab′(u)nc and □hab=0; for a TT profile the trace and the divergence vanish (The phase coordinate u = x^0 - x^3 is null and profile functions are flat-harmonic and constant along its transport curves clauses (b)-(c)).

[F2]

The first-order coefficients of Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge are the λ-derivatives at 0 of the corresponding families, and in harmonic gauge ∂ahˉab=0 the first-order Einstein tensor is Gab(1)(h)=−12□hˉab (Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clauses (b)-(d), First-order curvature of a flat linearized family, gauge transformations and the quadratic remainder clauses (c)-(d)).

[F3]

A symmetric bilinear form on R4 is a Lorentz form exactly when it is nondegenerate with inertia (3,1,0); inertia is read from a diagonalization and is basis-independent (Lorentz forms of inertia (3,1,0) on a 4-dimensional real vector space, Positive and negative definiteness, the inertia (p,q,r), rank p+q, and signature p−q of a real symmetric bilinear or quadratic form). A smooth field of Lorentz forms is a Lorentzian metric, and a smooth vector field T with g(T,T)<0 everywhere orients it (Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model, Timelike, null, spacelike and causal vectors of a Lorentz vector space).

[F4]

Every continuous real function f on a nonempty compact K is bounded: the relatively open sets {p∈K:∣f(p)∣<m}, for positive integers m, cover K; a finite subcover gives a uniform bound (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right). Thus the real suprema of the nonnegative continuous component maxima used below are finite. No attainment claim is needed. For real numbers, 2∣ab∣≤a2+b2 and a sum of squares of real numbers is nonnegative (Squares of nonzero elements are positive, Order on the reals).

[F5]

The chart Einstein-tensor formula is a smooth function of the finite jet (A,∂A,∂2A) wherever η+A is nondegenerate; it vanishes at A=0 and its derivative there is G(1)(A). The numerical control BK is the weighted chart functional of First-order curvature of a flat linearized family, gauge transformations and the quadratic remainder clause (f); for fixed L>0, it is BK(A)=b0+Lb1+L2b2, where bj is the supremum of the maximum absolute value of the order-j derivatives. Clause (f) supplies δ0>0 and C<∞ such that BK(A)≤δ0 implies the residual bound ∣Gab(η+A)−Gab(1)(A)∣≤CBK(A)2/L2 on K. Symmetric matrices within maximum-entry distance 1/8 of η are Lorentzian, and the finite-dimensional Taylor remainder is bounded on compact subsets of the invertible-metric jet domain (Lorentzian metrics are stable under small compactly supported symmetric perturbations clause (a), The Lagrange and Cauchy forms of Taylor's remainder, The inverse metric, musical isomorphisms and index raising, First-order curvature of a flat linearized family, gauge transformations and the quadratic remainder clauses (a), (e), Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clause (b)).

[F6]

Component functions of smooth fields and the operations of raising, lowering and contraction preserve smoothness; a smooth symmetric-matrix-valued function of u defines a smooth symmetric field on R4 (Smooth covariant 2-tensor fields on a smooth manifold, Cr and smooth maps between smooth manifolds, The phase coordinate u = x^0 - x^3 is null and profile functions are flat-harmonic and constant along its transport curves clause (c)).

Proof

technique · direct computation of the components and the gauge condition, followed by a finite-dimensional Taylor estimate for the residual
1.1F3F4F6algebra

(Lorentzian signature.) In the inertial chart the components of g(λ)=η+λh are g00=−1, g0i=0, gij=δij+λhij. Since h has nonzero components only at positions 11,22,12,21 with ∣hij∣≤M, for every v∈R3∖{0} ∣vivjhij∣≤M((v1)2+(v2)2)+2M∣v1v2∣≤2M((v1)2+(v2)2)≤2M∣v∣2 by [F4], so vivj(δij+λhij)≥(1−2M∣λ∣)∣v∣2>0 when ∣λ∣<1/(2M). The matrix of g(λ) is therefore the orthogonal direct sum of the negative entry −1 and a positive definite 3×3 matrix; diagonalizing the latter gives three positive diagonal entries, so the inertia is (3,1,0) and g(λ) is a Lorentz form at every point by [F3]. The components are smooth by [F6] because h has smooth components, so g(λ) is a smooth Lorentzian metric; g(λ)(∂0,∂0)=−1<0 exhibits a smooth everywhere timelike vector field, which orients the metric by [F3], and ∂0 is future-directed since g(∂0,∂0)<0 with the flat time orientation. This proves (a).

2.1F1F2step 1.1algebra

(Gauge, trace and wave equation.) For the TT profile F, the trace vanishes: ηcdhcd=h11+h22=A+−A+=0, and h00=h01=h02=h03=h33=0; hence hˉ=h. By [F1], ∂ahab=ηac∂chab=Fab′(u)na; for each b this is F0b′(u)n0+F3b′(u)n3, with n0=−1 and n3=−1 by step 1.1 of The phase coordinate u = x^0 - x^3 is null and profile functions are flat-harmonic and constant along its transport curves, so it equals −F0b′(u)−F3b′(u)=0 because the profile satisfies Fa0=Fa3=0 for every a. Hence ∂ahˉab=0: harmonic gauge. Also □hˉab=□hab=0 for every a,b by [F1]. By [F2] the first-order Einstein coefficient in harmonic gauge is Gab(1)(h)=−12□hˉab=0; this is the linearized vacuum equation of Plane-wave perturbations of the flat linearization: planar profiles, wave covectors, amplitudes, TT form and the linearized field equations clause (e). The transversality for the wave covector is the vanishing of ηackchab for every b: for the wave covector kc=ωηcdTd with T=∂0+∂3 of The phase coordinate u = x^0 - x^3 is null and profile functions are flat-harmonic and constant along its transport curves clause (a) this equals ω(h0b+h3b)=0 because the TT profile has F0b=F3b=0. This proves (b).

3.1F4F5step 1.1step 2.1algebra

(Quadratic residual.) Fix the nonempty compact K and L>0. Let bj be the supremum over K of the maximum absolute value of the order-j component derivatives of h, for j=0,1,2; these numbers are finite by [F4]. The quantity in clause (c) is MK=b0+L−1b1+L−2b2, while the supplier's control is BK(h)=b0+Lb1+L2b2. Set qL:=max⁡{1,L2,L4}. Termwise comparison gives BK(h)≤qLMK for every L>0. Take δ0,C from [F5] for this nonempty K and L, and choose λ0>0 with λ0BK(h)≤δ0 and, when M>0, λ0<1/(2M); if BK(h)=0, its constraint is automatic. For ∣λ∣≤λ0, put A=λh, so BK(A)=∣λ∣BK(h)≤δ0. The metric is Lorentzian on all of R4 by step 1.1. Applying the residual estimate of [F5] on K gives ∣Gab(η+λh)(p)−Gab(1)(λh)(p)∣≤Cλ2BK(h)2/L2≤CqL2λ2MK2/L2. By linearity and step 2.1, Gab(1)(λh)=λGab(1)(h)=0. Thus clause (c) holds with CK:=CqL2<∞, also when MK=0.

4.1step 1.1step 2.1step 3.1∎

(Conclusion.) Steps 1.1, 2.1 and 3.1 prove clauses (a)-(c). Only the explicit components of the TT planar perturbation, the chain rule of [F1], the harmonic-gauge reduction of [F2] and the quadratic-remainder estimate of [F5] are used; no field equation is assumed, no source or matter model occurs, and no choice principle beyond the inherited countable choice of the cited suppliers is used.

Remarks

  • Plane waves are a subclass. The theorem produces a linearized vacuum wave for every pair of bounded smooth profiles of the single variable u=x0−x3. It does not claim that every solution of the linearized vacuum equations is of this form, nor any superposition or completeness property; the zero-data Duhamel theorem All-space smooth wave equation with zero data, and harmonic gauge on flat space produces only the zero solution when the source vanishes.

  • Coordinate reparametrization. Under the mathematical coordinate reparametrization tc:=x0/c, the profile is constant along curves with ∣dx3/dtc∣=c (The phase coordinate u = x^0 - x^3 is null and profile functions are flat-harmonic and constant along its transport curves clause (d)); here c is only the positive real parameter used in that reparametrization, with no unit or physical-time reading in this mathematical theorem.

  • The residual is not a solution. In the zero-source, zero-cosmological-constant branch, the exact metric η+λh generally fails the vacuum equation Gab=0 at order λ2; clause (c) makes the failure quantitative on nonempty compact sets and shows in which sense the linearized model approximates the exact one. The bound is stated in the components of the inertial chart; assigning physical units to those components is a separate convention of the framework and is not used by this theorem.

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