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Regulated gravitational preparations have different responses

Physical scope

Same fixed relative Kepler Hamiltonian and radial shell, with Gibbs-volume microcanonical versus canonical preparation. At E=−A/(32r0), R>32r0, and 2A/(μr0c²)≤δNR≪1, the microcanonical branch is slow-motion and has CG<0; the canonical model has CK≥0 but retains unbounded momentum tails. No equivalence or thermalization is asserted.

Statement

Use the same positive relative parameters μ,A,r0,R,h∗ and fixed Hamiltonian h(q,p)=∣p∣2/(2μ)−A/∣q∣ for both preparations in Confined relative Kepler shell and volume entropy preparation and Relative-shell canonical comparison preparation. Let R>32r0, choose E=−e=−A/(32r0), and assume the microcanonical physical applicability condition 2Aμr0c2≤δNR≪1. Then the Gibbs-volume microcanonical response satisfies CG(E)<0, while the separate canonical preparation has CK(β)≥0 for every β>0. For its density pβ, define ⟨g⟩β:=∫gpβ dνrel and Var⁡β(h):=∫(h−⟨h⟩β)2pβ dνrel. The microcanonical energy lies on the strictly negative-capacity branch and obeys the stated uniform slow-speed bound. The canonical model has unbounded momentum support, so this theorem makes no whole-ensemble slow-speed claim about it. The signs concern different finite-system preparations and do not contradict one another; neither sign establishes that nature realizes the model or that either preparation is dynamically attained.

Facts & Assumptions

Given: The two adopted preparations use the same μ,A,r0,R,h∗ and fixed relative Hamiltonian; R>32r0; E=−A/(32r0); and the stated δNR condition.

[A1]

The microcanonical preparation adopts the finite energy shell, Gibbs-volume entropy, and CG=dE/dTG convention. (Confined relative Kepler shell and volume entropy preparation)

[A2]

The canonical preparation uses the same fixed relative Hamiltonian and shell, canonical β>0, and TK=(kBβ)−1. (Relative-shell canonical comparison preparation)

[A3]

Its relative density is pβ=Zrel−1e−βh on r0≤∣q∣≤R and all p∈R3, with Zrel>0. (Relative-shell canonical comparison preparation)

[L1]

The canonical expectation and variance in the Statement are integrals relative to the normalized density pβ and measure dνrel.

[F1]

On the mathematical branch E=−e, A/R<e≤A/(16r0), the Gibbs-volume heat capacity is strictly negative. (Negative Gibbs-volume capacity in a finite regulated shell)

[F2]

For the same relative Hamiltonian with the canonical preparation, Zrel is positive and finite and CK=kBβ2Var⁡β(h)≥0 for every β>0. (Exact relative-shell canonical normalization and response)

Proof

1.1givenA1F1algebra

Set e=A/(32r0). Since R>32r0, A/R<A/(32r0)=e, while e<A/(16r0), so [F1] applies with δ=er0/A=1/32. It gives CG(E)<0 for the adopted Gibbs-volume convention.

2.1givenA1step 1.1algebra

On the microcanonical energy surface h=−e, ∣p∣2/(2μ)=A/∣q∣−e≤A/r0. Hence (∣p∣/μ)2≤2A/(μr0)≤δNRc2. Thus the selected microcanonical branch has the uniform slow-speed qualification stated in the theorem.

2.2A2F2L1step 1.1algebra

The canonical preparation keeps the same h and shell fixed while varying β. By [F2], its response is CK=kBβ2Var⁡β(h)≥0. This sign uses the canonical variance [L1] and the TK convention, not the Gibbs-volume derivative.

3.1A3F2constructstep 2.2algebra∎

To check the support qualification, fix any momentum threshold P∗>0 and width Δp>0. The shell Q={q:r0≤∣q∣≤R} and momentum annulus A={p:P∗<∣p∣<P∗+Δp} both have positive finite Lebesgue measure. On Q×A, h(q,p)≤(P∗+Δp)2/(2μ), so [A3] gives pβ(q,p)≥Zrel−1e−β(P∗+Δp)2/(2μ)>0. Therefore this annulus has positive canonical probability for every P∗; the momentum support is unbounded. The two response signs use distinct preparations and do not entail equality of response functions.

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